A Source for Rav Kook’s Orot Hateshuva Chapters 1 – 3

A Source for Rav Kook’s Orot Hateshuva Chapters 1 – 3

A Source for Rav Kook’s Orot Hateshuva
Chapters 1 – 3

By
Chaim Katz, Montreal
Rav Kook begins the
first chapter of his Orot Hateshuva [1] as follows:
We
find three categories of repentance: 1) natural repentance 2) faithful repentance
3) intellectual repentance.
את התשובה אנו מוצאים
בשלש מערכות: א) תשובה טבעית, ב) תשובה אמונית, ג) תשובה שכלית
He defines natural repentance:
(תשובה טבעית) הגופנית סובבת את כל העבירות נגד חוקי הטבע, המוסר והתורה, המקושרים עם חוקי
הטבע. שסוף כל הנהגה רעה הוא להביא מחלות ומכאובים . . . ואחרי הבירור שמתברר אצלו הדבר, שהוא בעצמו בהנהגתו הרעה אשם הוא בכל אותו דלדול החיים שבא לו, הרי הוא שם לב לתקן את המצב
The
natural physical repentance revolves around all sins against the laws of nature
ethics and Torah that are connected to the laws of nature. All misdeeds lead to
illness and pain . . . but after the clarification, when he clearly recognizes that
he alone through his own harmful behavior is responsible for the sickness he
feels, he turns his attention toward rectifying the problem.
Rav
Kook is describing a repentance that stems from a feeling of physical weakness
or illness. He also includes repentance of sins against natural ethics and
natural aspects of the Torah. A sin of ethics might be similar to the חסיד שוטה, who takes his devoutness to foolish
extremes (Sotah 20a). A sin in Torah might be one who fasts although he is
unable to handle fasting (Taanit 11b דלא מצי לצעורי נפשיה) [2].
R. Shneur Zalman of Liadi, in his
collection of sermons Likutei Torah [3], also recognizes three types of
repentance. Homiletically, he finds the three types in Ps. 34, 15.
סור מרע, ועשה
טוב, בקש שלום ורדפהו.
He also relates the
types
to three names of G-d that appear in the text of the berachos that we
say:
 ברוך
אתה ד’ אלוקינו  
According
to R. Shneur Zalman of Liadi, the first level of repentance relates to the Divine
name Elokim (In Hassidic thought, repentance (teshuva or return) is
taken literally as ‘returning to G-d’, not only as repentance from sin.) The mystics
of the 16th century connected the name Elokim to nature.
אלוקים בגימטריא הטבע
The word Elokim is numerically equivalent to the word for nature (hateva).
[4]
In the sermon, Elokim
is also related to ממלא כל עלמין, the immanence of G-d, which may have
something to do with the laws of nature.
R. Kook describes the second level of repentance as
follows:
אחרי התשובה הטבעית
באה האמונית, היא החיה בעולם
ממקור המסורת והדת
After the natural repentance comes a repentance based on faith. It subsists
in the world from a source of tradition and religion.
R. Shneur Zelman
of Liadi describes the second type of repentance as a return to the Divine
name Hashem, the Tetragrammaton. This
name signifies the transcendence of G-d, the name associated with the highest
degree of revelation, the name of G-d that was revealed at Sinai and that is
associated with the giving of the Torah.
Rav Kook’s third
level of repentance:
התשובה השכלית היא . . . הכרה ברורה, הבאה מהשקפת העולם
והחיים השלמה . . . היא מלאה כבר אור אין קץ
The
intellectual repentance . . . is a clear recognition that comes from an encompassing
world and life view. . . . It is a level filled with infinite light.
R. Shneur Zalman of Liadi describes the third level of as a return through
Torah study to the level of the Or En Sof, the infinite self-revelation
of G-d. It is a return to אתה
to Thou.
In
summary, R. Shneur Zalman discusses three types of teshuva, (although the
sources only speak about two types: תשובה מיראה , תשובה מאהבהYoma 86b). These three teshuva
categories form a progression. Rav Kook also speaks of a threefold progression:
a return based on nature, a return based on faith, and a return based on
intellect. [5]
R. Kook did study Likutei Torah. This is documented in a book called Mazkir HaRav
by R. Shimon Glicenstein (published in 1973) [6]. R. Glicenstein was Rav Kook’s
personal secretary during the years of the First World War, when Rav Kook
served as a Rabbi in London.
On page 10, R. Glicenstein writes:
One time on the eve of the holiday of Shavuot, I entered
the Rav’s room and I found him running back and forth like a young man. He was
holding Likutei Torah (the section on the Song of Songs) of the Alter
Rebbe (the Rav of Liadi) in his hand. With sublime ecstasy and great emotion, he
repeated a number of times: “Look, open Divine Inspiration springs out of each
and every line of these Hassidic essays and exegeses”.
מכל שורה ושורה שבמאמרי
ודרושי חסידות אלה מבצבץ רוח הקדש גלוי’
bcb
The second chapter of Orot Hatshuva is titled Sudden
Repentance and Gradual Repentance. The chapter consists of three short
paragraphs: the first describes the sudden teshuva as a sort of spiritual flare
that spontaneously shines its light on the soul. The second paragraph explains gradual
teshuva is terms of a constant effort to plod forward and improve oneself without
the benefit of spiritual inspiration.  
These ideas also find a parallel in the Likutei
Torah
[7]. R. Shneur Zalman of Liadi discusses
two levels of Divine service (not two levels of repentance). In one a spontaneous
spiritual arousal comes from above (itaruta de le-eyla) initiated by G-d as a
Divine kindness, without any preparation on man’s part. In the other (itaruta
de le-tata) man serves G-d with great exertion and effort, taming and refining his
own animal nature, without the benefit of any Divine encouragement.
Rav Kook’s third paragraph is difficult to understand.
Rav Kook begins by describing again the sudden repentance:
התשובה העליונה  באה מהברקה של הטוב הכללי של הטוב האלהי השורה בעולמות כולם
The sublime teshuva is a result of a flash of the general
good of the G-dly good, which permeates all worlds.
The paragraph then continues on a seemingly different
track.
והיושר והטוב שבנו
הלא הוא בא מהתאמתנו אל הכל, ואיך אפשר להיות קרוע מן הכל,
פרור משונה, מופרד כאבק דק שכלא חשב.
ומתוך הכרה זו, שהיא הכרה אלהית באמת,
באה תשובה מאהבה בחיי הפרט
ובחיי הכלל
The rightness and goodness within us, does it not come
from our symmetry with the whole. How can we be torn from the whole, like an
odd crumb, like insignificant specs of dust?
From this recognition, which is truthfully a G-dly
recognition, comes repentance from love in both the life of the individual and
the life of the society.
I have a feeling that this paragraph is also related to
something in Likutei Torah. R. Shneur Zalman of Liadi (in the sermon just mentioned)
relates that people complain to him because they feel a spirit of holiness that
arouses them to emotional prayer for a only a short duration of time (sometimes
for a few weeks). Afterwards the inspiration ceases completely and it’s as if
it never existed. He responds, that they should take advantage of those periods
of inspiration when they occur, not just to enjoy the pleasure of prayer, but
also to change their behavior and character for the better. The state of inspiration
will then return.
I
think Rav Kook, in his own way is dealing with the same issue. Obviously, the
goal is the sudden, inspired teshuvah, but how do we get there? How do we take
the exalted periods of awareness and inspiration and regulate them, so that
they are more deliberate, intentional and continuous. I can’t say I understand
the answer, but I think Rav Kook is saying that if we recognize that we are
part of the “whole” and not separate then we will get there.
bcb
In the third
chapter, Rav Kook, distinguishes between a detailed teshuva relating to
specific individual sins and a broad general teshuva related to no sin in particular.
He writes (in the second paragraph):
וישנה עוד הרגשת תשובה
סתמית כללית. אין חטא או חטאים של עבר עולים על לבו, אבל ככלל הוא מרגיש בקרבו שהוא
מדוכא מאד, שהוא מלא עון, שאין אור ד’ מאיר עליו, אין רוח נדיבה בקרבו, לבו אטום
There is another repentance emotion, which is broad and general. The person
is not conscious of any past sin or sins, but overall he feels crushed. He
feels that he’s full of sin. The G-dly light doesn’t enlighten him, he is not
awake; his heart is shut tight. 
The concept of a
teshuva that is independent of sin is also found in Likutei Torah:
התשובה אינה דוקא
במי שיש בידו עבירות ח”ו אלא אפילו בכל אדם, כי תשובה הוא להשיב את נפשו שירדה מטה מטה ונתלבשה בדברים גשמיים אל מקורה ושרשה
Repentance isn’t
only for those who have sinned (may it not happen), but it’s for everyone.
Teshuva is the return of the soul to its source and root, because the soul has
descended terribly low, and focuses itself on materialistic goals. [8]
R. Shneur Zalman of Liadi also discusses
the same symptoms as Rav Kook.
בזמן הבית הי’ הקב”ה
עמנו פנים אל פנים בלי שום מסך מבדיל   . . .
משא”כ עכשיו בגלות
מחיצה של ברזל מפסקת ונק’ חולת אהבה שנחלשו חושי אהבה ואומר על מר מתוק
When
the temple stood, when the Holy One blessed is He was with us face to face
without any concealment . . . However now in exile there’s an iron partition
that separates us. We are lovesick, meaning our love is weak. We don’t
distinguish bitter from sweet. 
כעת בגלות מחמת כי הלב
מטומטמת אין המח שליט עלי’ כ”כ
כי
עבירה מטמטמת לבו שלאדם ונקרא לב האבן
Now
in exile because the heart is shut down, the mind hardly can arouse it. Sin has
shut down the heart and it’s called a heart of stone. [9]
bcb
The
organization of the first three chapters of Orot Hateshuva, presents another
sort of problem: How are the types of teshuva in the three chapters related? Is
the intellectual teshuva of chapter one different from the sudden teshuva of
chapter two and different from the general teshuva of chapter three?
I suggest that
the arrangement of the three chapters follows the categories
of עולם שנה ונפש,
(which are found in Sefer Yetzirah). The first chapter examines natural return,
faithful and intellectual return. These are connected to נפש – one’s personality and understanding. The
second chapter deals with repentance and its relationship to time (שנה). Repentance
is either sudden or gradual. The third chapter speaks about a
return motivated by a specific sin or motivated by a general malaise. This can
possibly be associated with space/location (עולם); the world (or the specific sin) is
located somewhere outside of the person and motivates the person to return. Explanations based on the three dimensions of עולם שנה ונפש occur in a number of places in Likutei
Torah.
[10]

[1]
here, and here
[2]
I saw these two examples in Rav Kook’s Ein AY”H, (here).
In
the following paragraph, Rav Kook speaks about a natural spiritual, repentance
––pangs of remorse (if the sinner is an otherwise upright individual) that
motivate the sinner to perform teshuva.
[3] Likutei Torah Parshat Balak 73a. The sermon begins with the words מה טובו. There are
(shorter) versions of the sermon published in other collections. (here)
[4]
Quoted also in the second part of Tanya, (Shaar Hayichud Vhaemunah)
beginning of chapter 6. The statement is usually attributed to R. Moshe
Cordovero, (Pardes Rimonim)
[5] Possibly both R. Shneur Zalman of Liadi and R. Kook
relied on an earlier source that I’m unaware of. Maybe R. Kook and R. Shneur Zalman arrived at a similar
understanding independently.
[6] R. Tzvi Yehudah Kook wrote the introduction to the book. From the introduction,
it looks like R. Glicenstein had given R. Tzvi Yehudah his essays and notes so
that they could be published. (here)
[7] Parshat Vayikra
page 2b, on the words אדם
כי יקריב מכם (here).
[8] Shabbat Shuva page
66c and Balak page 75b.
[9] Parshat Re’eh page 26a, Shir ha Shirim   page 36a.
[10] Parshat Hukat
page 64d. Obviously, I don’t think that Rav Kook’s use of olam, shana, nefesh, (if
he’s in fact using that breakdown) comes specifically from Likutei Torah.
 
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