A Third Way: Iyyun Tunisai as a Traditional Critical Method of Talmud Study

A Third Way: Iyyun Tunisai as a Traditional Critical Method of Talmud Study[1]
by Joseph Ringel 

The following is an excerpt from an article with the above title by Joseph Ringel. The full article, including the footnotes detailing the source materials, and the appendix, have been published in the Fall 2013 issue of Tradition (46:3), and is available for purchase at http://www.traditiononline.org/.

          In recent years, scholars have taken a renewed interest in elucidating the specific methods used to study Jewish texts in yeshivas, both past and present. For example,   Daniel Boyarin elucidated the classical late medieval/early modern Sephardic approach to Talmud study, and Norman Solomon published his dissertation on the development of the Analytic/Conceptual/“Brisker” approach to Talmud study in Lithuania in book form. These works are historical monographs, the purpose of which is to relate to the development of specific methods at specific times in history, not to connect those methods to the approaches utilized in present-day yeshivas. More recently, Mordechai Breuer wrote a magnificent work detailing the curricula and educational methods used in yeshivas throughout the ages until the present. Yet, despite Breuer’s painstaking research, he misses some of the more recent incarnations of older methodologies that he himself mentions. In 2006, Yeshiva University published the proceedings of the 1999 Orthodox Forum, which dealt with issues surrounding contemporary lomdut, in a volume entitled Lomdut: The Conceptual Approach to Jewish Learning. As can be seen from the title, the volume conflates contemporary lomdut (a term that is hard to define with precision but which will be used to describe any form of in-depth study of a text) with the Conceptual/Analytic /Brisker Approach and does not deal extensively with other specific forms of lomdut. In some cases, alternatives to the Brisker approach are presented as either halakha-oriented methods uninterested in more theoretical discussions or as academic approaches that are hostile to Jewish tradition.
     This article will present the basics of one alternative method of lomdut, which is dubbed by its main contemporary champion, R. Meir Mazuz, as “Iyyun Tunisai,” or “Tunisian Analysis.” The first section of the article will present the basics of Iyyun Tunisai and its origins in Jewish tradition, thereby showing that not only is it a viable alternative to the Brisker approach but it is a fully traditional method with roots in classic rabbinic sources. The second section presents R. Mazuz’s critiques of alternative methods of study, in which he claims that the critical approach utilized by the Tunisian method allows the analyst to reach the correct understanding of the text at hand and to appreciate why each element of the text is an integral part of that text. Thus, unlike academic methodologies, which often undermine the sugya (the Talmudic discussion), Iyyun Tunisai uses a critical approach in order to explain and link the different terms of the sugya, thereby strengthening the integrity of the sugya. The third section concludes with an analysis of the place of Iyyun Tunisai in the yeshiva world and its prospects for the future.
I. Jerba in Bnei Brak: Yeshivat Kisse Rahamim and the Renewal of Sephardic Iyyun
     As noted above, one of the main competitors for intellectual dominance in the yeshiva world is Iyyun Tunisai, a Sephardic method of study whose roots go back hundreds of years. Rabbi Meir Mazuz of Yeshivat Kisse Rahamim in Bnei Brak is the one responsible for the revival of this method. In order to gain a full appreciation for the context in which this method is being revived, it is necessary to give a brief overview of Yeshivat Kisse Rahamim. The yeshiva was founded by R. Meir Mazuz’s father, Rabbi and Tunisian Supreme Court Justice Matsliah Mazuz in Tunisia in 1962/63, and then re-established by his sons (Rabbis Meir and Tsemah Mazuz) in Israel in 1971, after having fled their native Jerba (an island off the Tunisian coast whose Jewish community was renowned for its scholarship) following the murder of their father by an Arab nationalist. Their school is an elite yeshiva with a rigorous examination process (only twenty-five percent of applicants are accepted), and its methodology is in keeping with its desire to produce not merely scholars but the leading posekim (jurists) of the next generation. The yeshiva also houses a bookstore that carries books published by Mekhon ha-Rav Matsliah, a press named for R. Matsliah Mazuz that (re-) publishes old Jerban and Tunisian commentaries on Talmud, grammatical works, new commentaries and textbooks written by students, graduates, and rabbis of the yeshiva, as well as siddurim and tikkunim based on the Jerban custom.
     It is in this context of Sephardic-Jerban-Tunisian religious revival that the renewal of this method of iyyun is taking place. In two essays that he wrote on the subject of method of study (derekh limmud), R. Meir Mazuz (henceforth “R. Mazuz”) insists that, though he terms the method he champions “Tunisian analysis,” he assures his readers that the method was not limited to that geographical area but was at one point used throughout the Jewish world. Indeed, Iyyun Tunisai was originally codified not by a Tunisian rabbi, but by the Castilian R. Yitshak Canpanton (or Campanton; 1360-1463) in his Darkhei ha-Talmud (“The Ways of the Talmud”). Sephardic Iyyun as it was originally
practiced was the subject of a seminal study by Daniel Boyarin, who claims that R. Canpanton interpreted various methods of analysis used in the Talmud in light of theories of semantics and language that were current in medieval Scholastic-Aristotelian works. Boyarin remarks that the method spread following the expulsion of the Jews from Spain to the sixteenth and seventeenth-century academies of “Safed and Jerusalem… Constantinople and Salonika… Cairo and Fez,” and then exclaims, “and how surprising it is that this method of learning has been almost entirely forgotten and is barely mentioned in the research laboratory (sadnat ha-mehkar) and in the house of study (beit ha-midrash) up until our very generation.” This carefully worded statement shows that the method has nevertheless not been entirely forgotten, even as the author does not seem to be aware of its existence in any significant beit midrash. This section will show that Sephardic iyyun has in fact been preserved in the “houses of study” of North Africa and is now undergoing a revival in Israel. Because Ashkenazi methods have dominated the yeshiva system for so long, a successful revival must encompass two elements: 1) a re-codification of the fine points of the methodology, with which most yeshiva-educated rabbis would not be familiar, and 2) a well-articulated attack on the regnant
Ashkenazi methods that threaten the revival. R. Mazuz’s writings do both. What follows is an analysis of R. Mazuz’s positions as expressed in his first essay on methods of study, aptly entitled “Ma’amar be-Darkhei ha-Iyyun” (“Article on Methods of Analysis”).
The Basic Assumptions of the Method
     R. Mazuz introduces his first article by terming his analytical approach ha-iyyun ha-yashar, “the straight analysis,” a term that functions as a polemical tool against other methods that he feels muddle the text instead of elucidating it in a step-by-step process. In vouching for the approach of ha-iyyun ha-yashar, R. Mazuz quibbles with Ramban’s theory of law, which asserts that, while scientific discussions result in exact conclusions, Jewish legal argumentation does not allow for definitive proofs. In contrast, R. Mazuz contends that over the centuries a methodology developed with the type of exactness necessary to properly determine the law. R. Mazuz’s rejection of inexactness in law parallels the same rejection that, according to Daniel Boyarin, stood at the heart of R. Canpanton’s methodology and its Aristotelian assumptions, which viewed any idea or interpretation of a text as provable or disprovable based on rational analysis. R. Mazuz’s confidence in the scientific acumen of his method becomes explicit when he states that the method’s goal is to “dig into and penetrate the original intention of the statements [at hand] with full confidence, without any hesitation or doubt.”
     After a discussion of his method’s roots in the rabbinic tradition, R. Mazuz goes on to describe the method in depth:
The foundation of the foundations of iyyun is that there is nothing missing [from] or added onto the language of the Gemara, Rashi, and Tosafot. There is nothing missing – because the text has not come to shut out [information] but to explain [matters], and it is not proper [to think] that the main elements of the matters [under consideration] are missing from the Talmudic discussion [Aramaic sugya] and its commentaries, for they [the rabbis] have not come to test us with riddles… And there is nothing added – because our rabbis have always tried to write with brevity and exactness, [with] the small carrying the abundant [i.e. with a small number of words carrying great depth].
     What R. Mazuz considers to be the foundation of Iyyun Tunisai is in fact already elucidated by R. Canpanton. Elements of one passage of R. Canpanton are echoed in R. Mazuz’s description above:
And always attempt to impute necessity for all of the words of a commentator or an author in all of his language: why did he say it
and what did he intend with that language, whether to explain [an issue] or to derive [a concept] from another explanation or to resolve a difficulty or a problem. And take heed to limit [le-tsamtsem] his language and to derive [concepts from] it in a way that there will not be an extra word, for if it were possible express his intent, for example, in three words, why did he express [himself using] four [words]? And so you should do with the language of the Mishna and Gemara, that is, you should check their language so that there not be an extra word, and when it appears to you to be extra go back and analyze well, for they did not expand their words unnecessarily, for it is not a small matter, and the splendor of sages is to minimize words so that many concepts are included in small [numbers of] words, and to make their words few in quantity but great [lit. “many”] in quality, and there should not be within their words an extra word, even [if it consists] of one letter, as they [the Sages] have said ([B.T.] Hullin 63b), “A person should always teach his students in a concise way,” as you see in our Holy Torah, which was given from the Mouth of the Mighty One, which speaks with a concise language but includes many things…
The Importance of Syntax
    R. Mazuz identifies the importance of syntax as the second major element of Iyyun Tunisai. He criticizes those who downplay the importance of understanding each word and its implications and the proper stopping points of statements, and complains that many students do not know the meanings of basic expressions, which can change depending on context. R. Mazuz then offers an example that highlights the importance of paying attention to syntax. In this example, an erroneous interpretation of a statement could have easily been averted if the commentator had thought about where to properly end the sentence.
     R. Mazuz’s focus on the meaning of words is not paralleled in R. Canpanton’s codification, possibly because it is so simple that no reiteration is needed. However, in the current educational climate, R. Mazuz feels that stating what should be obvious is necessary. It seems that the tendency in many yeshivas to emphasize advanced analysis contributes to the lack of focus on more simple syntax. R. Mazuz feels that this lack of focus on the basics leads to avoidable misinterpretations of the text.
Commentary for the Purpose of Preventing Alternative Mistaken Interpretations
     R. Mazuz proceeds to describe the third major element of Iyyun: “The third general rule of the methods of Iyyun is to ask, in every place, what was Rashi, Tosafot, or Maharsha bothered by, and from which error they were protected from that word and that sentence…”” In other words, the analyst studying the text should ask himself why a classical commentary would add in a seemingly extra word, or would use a seemingly odd phrase. Most often, the answer is that the commentator in question wanted to prevent his readers from making a mistaken assumption about the subject at hand, which they would have made without the quixotic phraseology that the commentator used. It follows that the seemingly extra word or the seemingly awkward phrase is in fact neither extra nor awkward, but necessary for the correct understanding of the text under discussion.
     This type of linguistic analysis assumes that the unusual language of a commentator is used to prevent the reader from coming to an incorrect conclusion. This conclusion is referred to by the classic Sephardic me’ayyenim as sevara mi-baHuts, lit. “the logical construction from the outside” – i.e., a thought process whose origin comes from outside the text. R. Canpanton writes as follows:
… And afterwards [i.e. after reading through the text a number of times and determining what is stated explicitly and what should be
understood implicitly] return to analyze if there is a novelty in what is understood from the language or not… if there is no novelty, raise a difficulty with the one who makes such a statement… “What is it [i.e. the statement] teaching us? [It is] obvious!” And if there is a novelty in its inference [i.e. if there is a novelty in what you have inferred from the statement], but there is no novelty in the essence of the statement [i.e. in the plain meaning of the statement], it is possible to say that he [i.e. the speaker] chose it [i.e. chose to make the statement in the way that he did] because of the inference… And certainly look carefully at every statement [and ask] what you would have thought based on your logic or what you would have adjudicated based on your sense before the tanna or amora would have come [to make his statement], for a great benefit will result for you from this [method], for if you yourself would have thought as he [did], ask him, “What [does this statement] teach us? It is obvious!” And if your logic contradicts his, you should know and search out what the necessity was that caused him to say thus, and [find out] what the weakness or bad element was within what you yourself had thought, and this [i.e. the logic you would have originally assumed] is called “the logical construction from the outside.”
     Due to the abstract nature of this section, it is highly recommended that readers look through the appendix, which offers a concrete example of sevara mi-baHuts.
The Logical Flow of the Text
     R. Mazuz identifies a fourth element of ‘Iyyun Tunisai, which relates to the logical flow of the text of Tosafot, who are known for posing many questions and answers in a row. R. Mazuz suggests stopping after each question-and-answer pair to analyze how each question was
answered and how the next question relates to the previous question-and-answer. In this way, the student can identify in what way the main issue being discussed is resolved. This resolution is known as “the center of the resolution,” or merkaz ha-teruts.
     The assumption that every element in a rabbinic text relates to the previous one or next one is spelled out explicitly by R. Canpanton at the beginning of Chapter Ten of his Darkhei ha-Talmud: “Always, for every statement and for every concept that is situated next to another, whether in Talmud or in  Scripture (ba-Katuv), carefully observe the relationship and connection between those concepts situated next to each other, including what order the speaker is leading (molikh) with his words.”
            R. Canpanton’s statement was made in reference to the literary structure of all rabbinic texts and specifically the Talmud. R. Mazuz’s focus on the literary structure of Tosafot is a natural outgrowth of Sephardic Iyyun’s general concern with the flow of the text. The emphasis on Tosafot began, at the very earliest, during the generation after the expulsion from Spain, with the spread of printed editions of the Talmud that included Tosafot’s commentaries. R. Canpanton himself never mentions Tosafot in his work, probably because manuscripts of Tosafot’s writings did not have widespread circulation in Spain. Instead, other passages highlight the importance of carefully analyzing Rashi and Ramban, whose commentaries were available at the time.
The Role of Writing and Revision
     The fifth and final major element of Iyyun Tunisai that R. Mazuz identifies is the importance of writing and revision following one’s studies. The student should summarize his understanding of the commentary or Tosafot he is studying as a test to see whether he has understood it properly. If the student’s own words seem to match the commentator’s but are simply more expansive, the student has understood; if not, the student should review the commentary and revise his statement. Aside from the clarity of understanding the student gains, frequent writing and revision allows the student to express his ideas clearly. R. Mazuz notes that the rabbis of Jerba traditionally educated their students in such a manner, training their students to write their own novellae in a clear and organized fashion.
R. Mazuz’s Polemic against Lithuanian-style Methodologies and Its Significance
     After having stated earlier in his essay that there is nothing extraneous to, or missing from, the language of the classical Jewish texts, R. Mazuz launches into a justification of this assumption and a polemic against alternative methods of study:
It follows that, if a person overloads explanations and commentaries regarding the intent of the early commentaries that do not flow necessarily (be-hekhreah) from the implication of the language and [of] the style or from the force of a contradiction… we should not accept his commentaries, but [instead] we should ask him, “What forced you [to say] thus? If you would like to dress [i.e., add on layers of meaning to the subject] and to expound [on it], expound and receive reward [for your efforts to come up with original ideas], but to say that Rashi or Rambam or one of the early commentaries intended abstract ideas and definitions that are ‘the finest of fine to the point where they cannot be examined’[2] – from where did this [conclusion] come to you? According to your words [i.e. explanation], why didn’t they [the early commentators] write [what you have expounded] explicitly? Do they speak in secret? Were they, God forbid, challenged [in their ability] to express [themselves] in writing, or did the matter in their eyes [have the status of] ‘the Mystery of Creation and the ‘Mystery of the Chariot,’ until hundreds of years later others arose to explain [their ideas] to them?” – From here derives the expression which is common among us [i.e. the Tunisian Jews], “rather, it is necessary” (ella mukhrah). And it is almost impossible to go through a single discussion in Iyyun Tunisai without [encountering the expression] “rather, it is necessary” tens of times… And in truth, through the necessity, the one who studies arrives at a straight and clear understanding, without dark cracks or crevices [an expression equivalent to “without any ambiguity”]. Everything is clear and lucid. If an objection is
found from elsewhere [i.e. a different source not under discussion], let it remain an objection, as “a person does not die from an [unanswered] objection.” And this is the strength of iyyun: one who learns according to the method of pilpul and of the innovation of and breaking of logical constructions (sevarot) [that derive] from the air [i.e. one who resolves difficulties by advocating ungrounded logical constructions] will many times come across a specific discussion or source that uproots his entire pilpul, and because of his concern for his work, he will [come up with]… different forced explanations and will bend what is upright… But [for] one who learns in depth (ha-me’ayyen), this is not so. If he finds a possibility to iron out difficulties and to resolve contradictions, he is praiseworthy, but if he does not find [a solution], he does not retreat from his iyyun because of this, but says, “this is the [proper] understanding of the matters [at hand], and one should not veer off from the simple explanation (peshat).” Our rabbis the Tosafists, who resolved contradictions between hundreds of Talmudic discussions and [thereby] “made the entire Talmud into the likeness of a sphere”… were not ashamed to admit that there are no fewer than thirteen contradictory Talmudic discussions that are impossible to resolve… but that, nevertheless, the simple explanation should not be stripped [of its plain meaning], and what is concrete [i.e. obvious] should not be denied.
     As a whole, R. Mazuz’s description is much less technical than that of R. Canpanton, thereby showing that it is intended for a different type of audience. This wide audience is the system of yeshiva students and the general community that draws from it, most of whom are studying according to the methods of pilpul mentioned by R. Mazuz. For this reason, R. Mazuz’s description of the method is polemical – he attacks alternatives to Iyyun Tunisai because he feels they project their own ideas onto the statements of earlier commentaries. R. Canpanton’s description is very technical and, in other passages, makes use of contemporaneous philosophical terminology.  His style is descriptive in nature and seems to be merely codifying the specifics of an approach to text that had been developing since the previously popular Tosafist method of dialectic had achieved its aims.Unlike R. Canpanton, R. Mazuz is fighting an uphill battle against dominant alternative forms of learning that he dubs pilpul.
     The term pilpul translates literally as “sharpness” and can be used in a non-technical sense to describe a general way of looking at a text or problem, or it can be a technical term for a very specific type of methodology. (In the past, the expression was even used to refer to methods that were similar to or identical with that of R. Canpanton.) Moreover, the term’s connotation can be positive (if the speaker intends to point out the advantages it offers in solving complex problems), neutral, or negative (as in the present case). By juxtaposing the term to pilpul to the phrase “the innovation and breaking of logical constructions” and by making specific arguments against it, it is clear that R. Mazuz is using pilpul in a technical sense to describe a specific methodology or specific methodologies. While, in theory, R. Mazuz can be referring to any number of alternative methods, it is likely that his polemic is directed against the “Brisker” approach to Talmud study, an approach that will be discussed in the coming paragraphs. There is evidence to support such a contention.
     The first piece of evidence is R. Mazuz’s comments on R. Yehiel Ya’akov Weinberg’s critique of R. Chaim Soloveichik’s “Brisker” approach; these comments were posted by Marc Shapiro in The Seforim Blog in the name of an anonymous rosh yeshiva, but they are
in fact the comments of R. Mazuz.  R. Weinberg accuses R. Chaim of inventing elaborate explanations of the Rambam and the Gemara that do not fit the language of the texts he is interpreting. In contrast, R. Weinberg praises the Vilna Gaon’s more simple analysis as reflecting the true meaning of the text.[3]  Upon seeing R. Weinberg’s critique, R. Mazuz responded that Yeshivat Kisse Rahamim uses the method of the Gaon of Vilna [rather than that of R. Chaim].  Thus, it is clear that R. Mazuz was including the Brisker derekh in his critique of methods that, in his mind, failed to arrive at the original intent of the sources. The second piece of evidence is an interview conducted by David Lehmann and Batia Siebzehner. In this interview, R. Tsemah Mazuz (R. Meir Mazuz’s brother mentioned previously) claimed that, until about two hundred years ago, the methods of study used by Ashkenazim and Sephardim were the same. Apparently lacking knowledge of rabbinic texts and the history of rabbinic thought, these interviewers mistakenly suggest the possibility that he was referring to the onset of the Enlightenment.  Rather, it is more likely that R. Tsemah Mazuz was referring to the flourishing of Ashkenazi rabbanim such as Aryeh Leib ha-Kohen Heller (d. 1813, often known by the name of his major work, Ketsot ha-Hoshen), Ya’akov Lorberbaum of Lissa (d. 1832, often known by the names of his major works, Netivot ha-Mishpat and Kehillat Ya’akov), and Akiva Eiger (1761-1837), who were pre-cursors to the Brisker school in terms of the type of analysis evident in their works.  Third, because the paragraph under discussion functions as a contemporary polemic, R. Mazuz is most likely referring to the popular methods used in yeshivas today; the perception among many analysts is that a large proportion of the yeshiva system has been dominated by the Lithuanian Brisker approach and related methods. For a fuller understanding of R. Mazuz’s polemic, it is necessary to describe the general contours of the Brisker approach as they relate to R. Mazuz’s objections.
     While a number of competing formulations exist for explaining the goals and methods of the “Brisker” approach, Norman Solomon’s is the most extensive. According to Solomon, proponents of the “Brisker” or “Analytic” approach [often referred to as “Briskers” in yeshiva
circles] seek to understand how various legal concepts that underlie a specific text operate. Consequently, Briskers develop every possible meaning they can think of for each concept within the text under discussion. They then re-read the text based on each of those meanings in order to figure out which understanding best sheds light on the subject.  In doing so, they often encounter the contradictory ways in which the local text and alternatives sources seem to use the concept. In order to resolve the contradictions, Briskers create a hakirah, (in this case,
the term would best be translated as a “distinction” or “dichotomy”) in which they would argue that one concept can have different facets that express themselves in different situations. Note that, because these distinctions are often based on the contradictory implications of a concept rather than on a textual ambiguity, they do not flow “necessarily” from the text and are often speculative, an issue that is the crux of R. Mazuz’s critique.
Conclusion: The Re-Codification of Iyyun
     R. Mazuz’s (re)-codification of Iyyun Tunisai functions as a way to make the method meaningful in the contemporary world. His descriptions of the method therefore lack the widespread use of philosophical terms so common among the original codifiers of Sephardic Iyyun.  Instead, they focus on justifying the method through logical argumentation, which this article has already explored, and by reference to the perceived usage of this method by the great rabbis of the past, which lends legitimacy to his project. Even before embarking on his description of the method, R. Mazuz notes that his use of the phrase Iyyun Tunisai does not connote the geographical origin of the method, merely the fact that Tunisian rabbis took pride in perfecting it. He claims that the method was used in all of the classic schools of thought within the Jewish world, starting with the Geonim, moving on to the Tosafot and Rishonim, and lastly, by Maharsha, Rashash, and others, “who excel in the straightness and depth of the[ir] analysis.”  Taken literally, this statement is misleading, as it lumps together rabbis with very different approaches to text. While Maharsha, along with many other Polish rabbis of the sixteenth and seventeenth centuries, did use this method, other commentators such as Tosafot were interested in harmonizing other contradictory texts with the local text through dialectical reasoning rather than focusing on literary issues within the local text – a process not conducive to simple readings of the local text. It is doubtful that R. Mazuz, who is fully familiar with these differences, intends that this statement be taken literally. Rather, the last clause of the sentence, which emphasizes the “straightness” (Heb. yosher) of the commentators’ analysis, is emphasized.  The statement is a rhetorical device that situates Iyyun Tunisai within the mainstream of Jewish tradition. By mentioning that great Ashkenazi rabbis, such as Maharsha, used this method, Mazuz legitimizes its usage for Ashkenazi Jews as well, since, by rejecting the Analytic approach in favor of Iyyun Tunisai, Ashkenazi Jews would not be rejecting their own traditions but reclaiming the “Tunisian” tradition as their own, “going back,” as it were, to the “original” Ashkenazi tradition. In fact, other than the name Iyyun Tunisai and occasional mention of the Tunisian/Jerban community and its rabbis, there is no indication within the article that the method uniquely represents the global Sephardic tradition, as none of the early modern and late medieval Sephardic rabbanim, such as Canpanton or Shemu’el ibn-Sid (or Sidilyo or Sirilyo), are ever cited. Despite the fact that previous sections of this article have proven the method’s Sephardic roots and its historical
uniqueness, most of the rabbis cited in R. Mazuz’s essay are well-known, “classical” Ashkenazi and Sephardic/Jerban rabbis.
     R. Tsemah Mazuz’s claim that, until about two hundred years ago, the methods of Talmud study used by Ashkenazim and Sephardim were identical should be analyzed more fully. One controversial hallmark of the “Analytic/Brisker” approach was the rejection of most of the
later Ashkenazi rabbis such as Maharsha, whose commentary, which often elucidates difficult passages in Tosafot, had been an essential part of the yeshiva curriculum in Ashkenazi lands. Instead, the “Analytic” school favored independent analysis of the classical Rishonim, especially Rambam’s Mishneh Torah, and rejected previous traditional methods of interpretation, and it was this rejection that was the subject of severe censure by critics within the Ashkenazi world. By showcasing the role of tradition in his argument for the revival of Iyyun Tunisai, R. Mazuz taps into this already ongoing debate and reveals that he is not fighting for the supremacy of the Tunisian Method merely within the Sephardic world, but within the yeshiva world in general. The revival of his method is therefore not a separatist attempt to preserve his own tradition (though it certainly encompasses that element) but a hegemonic approach that seeks to influence the entire religious world. R. Mazuz’s fight should therefore not only be analyzed “vertically,” as an expression of a line of Sephardic tradition, but also
“horizontally,” as one battle in an ongoing war against Brisk that dates back to the early years of the movement’s spread. This war has intensified in recent years, which have seen the supremacy of the “Analytic” method challenged by a number of alternative approaches. Therefore, the revival of the Tunisian method is a reflection of current socio-ideological developments within the broader Orthodox world.
     The question, then, is what the prospects for Iyyun Tunisai and other similar methodologies may be. On the one hand, one might argue that, in order to successfully compete with Brisk, Iyyun Tunisai would need to allow for a certain amount of legal conceptualization inherent within the Analytic methodology, since such conceptualization captures the imagination of specific types of students who are attracted to Brisk. While questions focused on syntax and sentence structure would be too “basic” for such conceptualization, questions focused on turns of phrase and flow of text can more easily lend themselves to further conceptualization.
     On the other hand, Iyyun Tunisai can serve as an alternative to the “Analytic” school precisely because it takes literary and historical elements into account, elements that are often ignored within the “Brisker” method. Iyyun Tunisai is ideal for those who want to develop textual skills, and its focus on basic grammatical and syntactic analysis will attract students who feel, as R. Mazuz does, that these elements should be studied before embarking on further analysis. Advanced students who are sensitive to literary structure and grammatical ambiguity will find meaning in the types of questions that Iyyun Tunisai encourages, questions that deal with unusual turns of phrase and that try to connect the different elements of the text. Critics of the Analytic School’s often a-historical approach to text would be pleased with R. Mazuz’s focus on close textual readings and critical analysis. Speaking of the original Iyyun ha-Sefaradi, Daniel Boyarin comments, “It is possible to say that, until the Historical-Philological School of later generations, there did not arise in Israel another house of study that applied with such scope the contemporary general scientific method to analysis of the Talmud.” While this claim may have held true then, strict modern-day historians hoping for a full academic approach would not agree with other assumptions upon which the method is based, most notably the assumption that the Talmudic sages and early commentators foresaw all possible alternate interpretations and rejected them. Yet this non-critical element is precisely the method’s strength. Most students in yeshivas would not be comfortable assuming that an Amora or Rishon should not be given the benefit of the doubt, and would likely view academic interpretations of a sugya as just as speculative as the very explanations that the academic approach purports to “correct.” Iyyun Tunisai strikes a balance between an overly-critical approach, which would undermine the legitimacy of the text under discussion, and an approach that is not self-critical enough to be able to discern between likely and forced interpretations. It is this balance that allows ha-Iyyun ha-Yashar to serve as an alternative to other methods of study current in the yeshiva world.

 


[1] In memory of my mother, פעריל מאשא בת יעקב ורבקה יענטע, זכרונה לברכה.
[2] Hebrew pun: dak al dak ad ein
nivdak
.
[3] The relevant parts of the letter also appear in ibid.
Some Assorted Comments and a Selection from my Memoir, part 1,” The Seforim
Blog
, Oct. 25, 2009.



On the History of the Custom to Announce Upcoming Fasts in the Synagogue on the Shabbat Preceding the Fasts

On the History of the Custom to Announce Upcoming Fasts in the Synagogue on the Shabbat Preceding the Fasts

By Ezer Diena

About the author: Ezer Diena teaches Science and Judaics at Bnei Akiva Schools of Toronto. After studying at Yeshivas Toras Moshe for two years, Ezer received his B.Sc. in Chemistry and B.Ed. from York University.  He then joined Beit Midrash Zichron Dov of Toronto, where he studied for two years while serving as Rabbinic Assistant at BAYT and teaching in the Toronto and Thornhill communities. He welcomes any comments or feedback at ediena@torontotorah.com

Part 1: The sources of this custom

Many communities have the custom to make some type of announcement1 of a fast day on the Shabbat preceding it. In what is likely the best-known version of this custom, Shulchan Aruch (Orach Chaim 550:4) writes:

:(בשבת קודם לצום מכריז שליח צבור הצום חוץ מט”ב וצום כפור וצום פורים וסימנך אכ”ף עליו פיהו2 (ומנהג האשכנזים שלא להכריז שום אחד מהם

On the Shabbat prior to a fast, the Shaliach Tzibbur announces the [upcoming] fast, except for the 9th of Av, the fast of Kippur, and the fast of Purim [i.e. Ta’anit Esther], and the mnemonic for this is “AKaF alav pihu” [A = Av, K = Kippur, F = Purim] (Mishlei 16:26). Rema:3 And the custom of the Ashkenazim is not to announce any of them.

While the source of Shulchan Aruch’s formulation of the custom to announce fasts on the Shabbat prior is Abudarham4, this custom is described in a number of early sources. Two sources cited in support of this custom appear to be from Geonic times5, while another seven major sources span the first half of the second millennium. The Hebrew and English text of these nine sources, along with minimal analysis, follows:

Masechet Soferim (no later than 8th Century CE)

In standard printings of Masechet Soferim, Chapter 21 Halacha 36 references a custom that some individuals had to fast on Monday(s) and Thursday towards the end of the month of Nissan.7 The next passage8 reads

.במה דברים אמורים בצינעה, אבל לקרוא צום בציבור אסור, עד שיעבור ניסן

When is the above said? [When the fasting is done] privately, but to call a fast in public is prohibited, until Nissan has passed.

Rabbi Dr. Michael Higger (in his critical edition of Masechet Soferim, Volume II, p. 354, notes to line 13) notes no less than four other versions of the words that appear in the place of לקרוא צום בציבור, to call a fast in public: להטריח ציבור, to burden the community; להכריז צום בציבור, to announce a fast in public; להזכיר צום בציבור, to mention a fast in public; and להדין צום בציבור, to rule (?) a public fast. (Note as well that some of the versions lack the word צום, fast, but their meaning likely remains the same.)

Some commentaries to Masechet Soferim9 have therefore suggested that this line references this custom to announce fasts on the preceding Shabbat. While it is indeed the custom of many communities, even now, to recite a Mi Sheberach blessing on the first Shabbatot following Rosh Chodesh Iyar and Cheshvan for those who fast the Monday/Thursday/Monday fasts following Nissan and Tishrei,10 this does not seem to be the simple meaning of this passage of Masechet Soferim, for a number of reasons. Firstly, the passage in Masechet Soferim makes no mention of Shabbat, unlike all of the other sources discussing this custom. Secondly, it seems to be discussing the nature of the fast day itself as a fast of an individual, as opposed to the fast of the public. Thirdly, similar wording is used by Shulchan Aruch (Orach Chaim 429:2) to describe the prohibition of fasting during the month of Nissan, and the overwhelming majority of commentaries11 explain this phrase to refer to the act of public fasting, having nothing to do with an announcement on the Shabbat preceding the fast.12

A more plausible explanation13 of this passage in Masechet Soferim would be that this refers to the public display of fast day rituals, such as reading the Torah portion associated with a public fast day, or that there was some announcement of the fast to the public, but had nothing to do with the Shabbat preceding the fast.

In conclusion, there is no evidence from this passage in Masechet Soferim to suggest that the its author was aware of a custom to announce fast days in the synagogue on the Shabbat preceding.

Seder Rav Amram Gaon (9th Century CE)

Another early source supporting the custom of announcing fasts on Shabbat may be Seder Rav Amram Gaon. In Seder Hilchot Ta’aniyot (usually indicated as Section 57), some editions14 of this work contain the following paragraph:

ונהגו בכל המקומות שמכריז ש”ץ בשבת קודם התענית ואומר צום פלוני ביום פלוני שיהפוך אותו הקב”ה עלינו ועל כל עמו ישראל לששון ולשמחה. ככתוב. כה אמר ה’ צבאות צום הרביעי וצום החמישי וצום השביעי וצום העשירי יהיו לבית יהודה לששון ולשמחה ולמועדים טובים והאמת והשלום אהבו. תענית של צום הרביעי י”ז בתמוז, צום החמישי ט’ באב, וצום השביעי ג’ בתשרי, צום העשירי עשרה בטבת

It is the custom in all communities that the Shaliach Tzibbur announces on Shabbat before the fast and says “the fast Ploni will [take place] on the day Ploni, may Hakadosh Baruch Hu transform it for us and for His entire nation of Israel to gladness and happiness.” As it is written: “Thus said the LORD of Hosts: The fast of the fourth month, the fast of the fifth month, the fast of the seventh month, and the fast of the tenth month shall become occasions for joy and gladness, happy festivals for the House of Judah; but you must love honesty and integrity.” (JPS 1985 translation of Zechariah 8:19) The fast of Tzom Harevi’i is the 17th of Tammuz, Tzom Hachamishi is the 9th of Av, and Tzom Hashevi’i is the 3rd of Tishrei, [and] Tzom Ha’asiri is the 10th of Tevet.15

Unfortunately, this passage is not authentic. In addition to language that does not seem to fit the rest of the work16, it appears only in Manuscript Aleph (Oxford Bodleian Library Opp. Add. 4028) of this work, a manuscript known for many later interpolations based on French customs.17 Also, if such a custom was so widespread at that time, one would expect other evidence from approximately the same time period or earlier, which, if extant, has eluded this author entirely. Indeed, Professor Daniel Goldschmidt treats this section as a later addition in his edition of Seder Rav Amram Gaon.18 Therefore, it is significant as testimony to the custom in France in the 1400s, but not as a report from 500-odd years prior in a different part of the world.

Machzor Vitry (11th-12th Century CE)

Standard printings of the Machzor Vitry (Section 190), a French work composed around 1100 CE,19 read as follows:

וכשחל תענית כתוב בשבת הבאה יאמר הכי: מי שעשה כו’. עד לירושלם עיר הקודש ונאמר אמן. צום פלוני יום פלוני זה הבא עלינו יהפכהו הק’ לנו ולכל ישר’ לששון ולשמחה ולברכה ולשלום ונאמר אמן. ככת’ כה אמר י”י צום הרביעי צום החמישי צום השביעי וצום העשירי יהיה לבית יהודה לששון ולשמחה ולמועדים טובים האמת והשלום אהבו

When a “written fast” falls in the coming week, he should say as follows: “He who did…” until “to Yerushalaim, the holy city, and we say ‘Amen’!” [This text is found in the previous section as part of the prayer recited on the Shabbat before Rosh Chodesh.] “The fast of Ploni is on this day, Ploni, which is approaching. May Hakadosh Baruch Hu transform it for us and all of Israel to gladness and happiness and blessing and peace, and we say ‘Amen’!” As it is written, “Thus said the LORD of Hosts: The fast of the fourth month, the fast of the fifth month, the fast of the seventh month, and the fast of the tenth month shall become occasions for joy and gladness, happy festivals for the House of Judah; but you must love honesty and integrity.” (JPS 1985 translation of Zechariah 8:19)

Although there are various manuscripts of Machzor Vitry, and many of them have slightly different readings, the passage is considered entirely authentic. The details of this retelling of the custom, as well those which follow, will be analyzed at length later in this piece, and are brought here as a form of introduction, as well as if the reader would like to reference the full texts during other portions of this article.

Sefer Eitz Chaim (13th Century CE)

Rabbi Yaakov Ben Yehudah Chazzan lived in London in the 1200s, and produced a Halachic work called Eitz Chaim.20 Page 109 of the Brody Edition reads:

כשיארע צום21 לשבוע יאמר: צום פלוני יהיה יום פלוני, יהפכהו הקב”ה עלינו ועל כל ישראל לששון ולשמחה ולמועדים טובים, לריוח והצלה והצלחה, לברכה ושלום ונאמר אמן, כאמור: כה אמר יי [צבאות] צום הרביעי צום החמישי צום השביעי וצום העשירי יהיה לבית יהודה לששון ולשמחה ולמועדים טובים האמת והשלום אהבו

When a fast will fall in the week, he should say: “The fast of Ploni will be the day of Ploni, may Hakadosh Baruch Hu transform it for us and all of Israel to gladness and happiness and holidays, relief, deliverance and success, blessing and peace, and we say ‘Amen’!” As is said, “Thus said the LORD of Hosts: The fast of the fourth month, the fast of the fifth month, the fast of the seventh month, and the fast of the tenth month shall become occasions for joy and gladness, happy festivals for the House of Judah; but you must love honesty and integrity.” (JPS 1985 translation of Zechariah 8:19)

Kol Bo (13th-14th Century CE)

In an anonymous halachic work from around 1300, often attributed to Rabbi Aharon Ben Yaakov Hakohen22, we find the following in Hilchot Tefillat Yotzer Umussaf, Chapter 37:

.ועל ד’ הצומות שהן י”ז בתמוז וט’ באב וצום גדליה ועשרה בטבת מכריז בשבת שלפניהן ואומרים צום פלוני יהיה יום פלוני וכו’, אבל23 אין מכריזין על ט’ באב ועל צום גדליה24 לפי שהם ידועים לכל

On the four fasts, which are the 17th of Tammuz, the 9th of Av, the fast of Gedaliah, and the 10th of Tevet, he announces on the Shabbat prior to them, and they say: “The fast of Ploni will be on the day of Ploni…”. But we do not announce on the 9th of Av and the fast of Gedaliah, since they are known to all.

Orchot Chaim (13th-14th Century CE)

Standard printings of Orchot Chaim, an early 14th Century work by Rabbi Aharon Ben Yaakov Hakohen25 (Volume I, Seder Tefillat Shabbat – Shacharit, Section 8) read:

ועל ד’ הצומות שהן י”ז בתמוז וט’ באב וצום גדליה וי’ בטבת מכריז בשבת שלפניהם צום פלוני יהיה יום פלוני וכו’26 ועל ט’ באב וצום גדליה י”א שאין מכריזין עליהם לפי שהן ידועים לכל.27

On the four fasts, which are the 17th of Tammuz, the 9th of Av, the fast of Gedaliah, and the 10th of Tevet, he announces on the Shabbat prior to them: “The fast of Ploni will be on the day of Ploni…”. [Regarding] the 9th of Av and the fast of Gedaliah, some say that we do not announce them, since they are known to all.

Sefer Mitzvot Zemaniyot (13th-14th Century CE)

Rabbi Yisrael Ben Yosef Hayisraeli of Toledo, Spain, authored an Arabic work known as Sefer Mitzvot Zemaniyot around the beginning of the 14th Century. It was translated into Hebrew not long after his death by Shem Tov Ben Yitzchak Ardotial, and that translation alone remains.28 In his Hilchot Ta’aniyot, he writes:

וצריך להזהר בהם ולהזכירם ש”ץ ביום השבת הקודם אחר ההפטרה קודם שיאמר אשרי “אחינו ישראל [שמעו] צום פלוני יום פלוני. יהפוך אותו לנו29 הקב”ה לנו לששון ולשמחה, כמו שהבטיחנו בנחמות, ונאמר אמן”. והענין לזה, כדי שיקבלו עליהם הצבור קודם בואו. כי אם לא יקבלוהו ולא כיונו בו אלא אחרי בואו, יקרא תענית שעות, שאינו יום צום אלא מעת שכיון לקבלו עד תשלום היום. ואמרו אין מתענין לשעות. ואמרו עוד כל תענית שלא קבלו עליו מבעוד יום לא שמיה תענית.

One needs to be careful about them and the Shaliach Tzibbur should announce them on Shabbat Day after the haftarah before he says “Ashrei”: “Our brothers, Israel, hear: The fast of Ploni is on the day of Ploni. May Hakadosh Baruch Hu transform it for us to gladness and happiness, as he promised us in the consolations, and we say “Amen”!” The purpose of this, is so the community accepts [the fast] upon themselves before it arrives. For if they do not accept it, and only focus upon it after it arrives, it will be called a Ta’anit Sha’ot [fast of hours], which is [only considered] a day of fasting from the time that he intended to accept it until the completion of the day. And they said (Ta’anit 11b): “[One] does not fast for hours.” They also said (Ta’anit 12a): “Any fast which they did not accept while it was still [the previous] day is not considered a fast.”

Although he lived in Spain, he was tremendously influenced by Rabbi Asher Ben Yechiel (Rosh), who had lived in and travelled through various Ashkenazic communities before settling in Spain in 1306. Thus, this work may reflect an Ashkenazic custom, albeit one that may have become accepted in Spain at that time. It is also imperative to note that scholars have documented the influence of this work on the next two works listed, Sefer Abudarham and Sefer Menorat Hama’or.30

Sefer Abudarham (14th Century CE)

As mentioned above, Sefer Abudarham, a classic 14th Century Spanish liturgical work,31 served as the source for Shulchan Aruch’s ruling on this matter. The original text, found in printed versions of Sefer Abudarham (Seder Tefillat Hata’aniyot), reads:

ובשבת שקודם להם אחר קריאת ההפטורה קודם אשרי צריך שיכריז שליח צבור ולהודיע לקהל באיזה יום יחול הצום ואומר אחינו ישראל שמעו צום פלוני יום פלוני יהפוך אותו הקב”ה לששון ולשמחה כמו שהבטיחנו בנחמות ונאמר אמן. וג’ תעניות אין מכריזין עליהם ט’ באב יום הכיפורים ופורים וסימניך אכ”ף.32

And on the Shabbat before them, following the reading of the Haftarah, prior to Ashrei, the Shaliach Tzibbur must announce and notify the congregation on which day the fast falls, and he says: “Our brothers, Israel, hear: The fast of Ploni is on the day of Ploni. May Hakadosh Baruch Hu transform it to gladness and happiness, as he promised us in the consolations, and we say “Amen”!” There are three fasts which we do not announce [the date of]: The 9th of Av, Yom Hakippurim, and Purim, and the mnemonic is AKaF [A = Av, K = Kippur, F = Purim].

Sefer Menorat Hamaor (Rabbi Yisrael Al-nakawa; 14th Century CE)

Finally, at approximately the same time and place as Sefer Abudarham was written, Sefer Menorat Hama’or, a chiefly ethical work by Rabbi Yisrael Al-nakawa, was also composed.33 Standard printings of Chapter 2 of the book, entitled Hilchot Hata’aniyot (p.p.278-279 in the Anlau Edition), contain the following passage, in the context of formally accepting the “minor fasts”:

…ולפי’ נהגו להכריז ש”צ ביום השבת שהתענית חל להיות באותו שבוע הבאה אחריו. ואומר, אחינו ישראל שמעו, צום פלוני ביום פלוני, יהפוך אותו הב”ה לששון ולשמחה, כמו שהבטיחנו בנחמות, ונאמר אמן. כדי שיקבלוהו הקהל עליהם קודם שיחול, לפי שאין רובם בקיאים לקבל אותו עליהם מבעוד יום בתפלת המנחה, כמו שאמרתי.

…therefore, they have the custom that the Shaliach Tzibbur announces the fast on the Shabbat Day on which the fast falls in the week which follows it. And he says: “Our brothers, Israel, hear: The fast of Ploni is on the day of Ploni. May Hakadosh Baruch Hu transform it to gladness and happiness, as he promised us in the consolations, and we say “Amen”!” [This is done] in order that the congregation should accept it upon themselves before it arrives, since most of them are not expert enough to accept it while it is still daytime [before the fast] during the Mincha prayer, as I said.

To sum up the history of this custom, we see that it arose sometime near the start of the Second Millennium CE and was reported to be the custom of French Ashkenazic communities for at least the next few hundred years. We also see it in a distinct group of Spanish sources in the 1300s, which may have been influenced by Ashkenazic rabbis who either emigrated to Spain or were well-known in Spain, causing this to become common practice in those Sephardic communities. In the 1400s and 1500s, it appears that this custom was strong in certain Sephardic communities (especially Spanish ones), and possibly still in French communities, but virtually nonexistent in many Ashkenazic communities.

Following the dissemination of the rulings of Rabbi Yoseph Karo and Rabbi Moshe Isserles in the Shulchan Aruch and Mappah, we see significant adoption of this custom by communities that tended to follow Sephardic customs, and strong rejection of the custom by Ashkenazic communities across Europe. Ashkenazic codes of law from this point on either rejected this custom (which may be evidence that it was known to them, possibly via the ruling in Shulchan Aruch), or failed to mention it altogether, since it was not practiced.34 However, we see evidence of adoption of this custom among Yemenite Jews,35 Egyptian Jews,36 and Italian Jews.37

Part 2: Approaches to this custom

In order to properly understand this custom, we must ask the following questions:38

  1. What benefit might there be to people to announce a fast day on the Shabbat beforehand, and why would someone initiate such a custom?
  2. Why might some communities not have adopted this custom or disagreed with it?
  3. How do these reason(s) fit in with various details of the custom, as indicated in the sources noted above, including:
    1. the language of the announcement?
    2. the placement of the announcement in the prayer service?
    3. the dates which some communities do not announce?

In answering these questions, we find three distinct conceptual approaches39 to this custom, which will be outlined below. Each of these approaches finds support among the various details of this custom, as mentioned in the sources introduced above. However, rather than attempt to assign these understandings to various authorities, this article presents the general approaches and incorporates appropriate material from the primary sources. Assigning a particular approach to each source is inappropriate, since they do not fully reflect exactly how that author may have understood the custom, but rather, how it was being practiced in that locale at that time.

Approach #1: Informing the Community

Perhaps the simplest way to explain this prayer and custom is that it serves as a method of alerting the community to an upcoming fast day.40 The custom may have begun simply by necessity – members of a particular community may have not been fully aware of upcoming fast days, and as a result, it could have been decided by the community leaders that an announcement on Shabbat would be most effective to share this information with the community. Notably, around the times which we see this custom first being mentioned, there is reason to believe that there were more participants in the Shabbat prayer service than at other weekday services,41 and in addition, it provides significant time to prepare for the fast, which could be no earlier than the following day.42

One could further conjecture that in communities where the fasts were communicated otherwise, or where the general population was more aware of such dates, this announcement was simply unnecessary. Alternatively, even if there were more communities that would have benefitted from a public declaration about the upcoming fast, it is possible that while some communities incorporated this into their prayer service, others may have felt it unnecessary or inappropriate.

Such an approach is primarily taken by Abudarham43, who adds the words ולהודיע לקהל, emphasizing the element of announcement. (Truthfully, it is hard to reject this reading of virtually any source that mentions this custom.) If so, the words “אחינו ישראל שמעו44, צום פלוני [ב]יום פלוני”, serve as a crucial part of the announcement, as they serve the main goal of passing this information on to the congregation. This would also explain the proximity of this prayer to the similar announcement of when Rosh Chodesh will take place the following week.45

Commentaries to Shulchan Aruch that take this position are quite limited.46 One example is Kaf Hachaim (Orach Chaim 550:24), who cites the language of Sefer Abudarham, and in 550:26, he also cites Yafeh Lalev (Volume III, Orach Chaim 550:2), who in turn cites Orchot Chaim’s language (brought above). Since Orchot Chaim writes that according to some, we do not announce the fasts of the 9th of Av and Tzom Gedaliah “because they are known to all”, many understand this phrase to reflect an understanding that the purpose of the announcement is to make these dates known to all.47 This would be true of the passage in Kol Bo as well, which also gives that rationale without citing another view. Similarly, in Sefer Abudarham (and Shulchan Aruch), three dates are given on which we do not announce the fast on the preceding Shabbat. Yom Kippur and the 9th of Av were likely well-known, and did not need to be announced, and the Fast of Purim (Ta’anit Esther) need not be announced due to its proximity to Purim.48 However, it would be hard to understand why Tzom Gedaliah, which immediately follows Rosh Hashanah, would not fall into this category as well.49

Of particular interest50 to those who follow this approach is the custom in Egypt. Sefer Minhagei Mitzrayim (authored by Rabbi Yom Tov Ben Eliyahu Shirizali, Rabbi of Cairo in the mid-late 1800s; note 55) testifies that the custom in Egypt was not to announce any of the fasts. However, his successor Rabbi Rafael Aharon Ben-Shimon, in Sefer Nehar Mitzrayim (Hilchot Ta’aniyot 1) spoke very harshly against the custom of not announcing these fasts, since he was personally aware of complaints from G-d-fearing Jews who had unintentionally eaten on the 17th of Tammuz, and he re-instituted this custom in accordance with the view of Shulchan Aruch.51

Notably, a recent authority that takes this approach is Rabbi Mordechai Eliyahu. In Kol Tzofayich (Balak 5761), p. 3, he advocates that even in communities that do not have this custom, on the Shabbat preceding the fast, the Gabbai should announce the date on which the fast falls, as well as the start and end times for the fast.52

Approach #2: A Prayer

It is quite clear that the actual text of this addition to the Shabbat morning services contains two major components:

  1. An announcement of when the fast will be taking place
  2. A prayer that Hashem turn it into a day of happiness

When examining the various versions of this passage and the way it is described, one can see different emphases on each of these components. For example, in Orchot Chaim’s version, which reads “צום פלוני יהיה יום פלוני וכו’”, the only text mentioned outright is the announcement of the fast, although it is clear that some form of prayer was recited, since he includes וכו’, or “etc.” at the end of his statement. Thus, one would presume that the main focus of this addition is to alert the community to the upcoming fast, but we take the opportunity to also request from Hashem that these days be turned into happy occasions.53

In a second set of texts, we find the second component, the prayer, clearly written following the announcement, but it tends to be fairly short. For example, Sefer Abudarham has “יהפוך אותו הקב”ה לששון ולשמחה כמו שהבטיחנו בנחמות ונאמר אמן”.

In Machzor Vitry, we find two interesting changes. Firstly, prior to the actual announcement, there is an opening prayer which matches the opening prayer recited before the announcement of Rosh Chodesh. Secondly (and this is found in various early French records54), it concludes with a citation of the verse in Zechariah (8:19) that these days will be transformed into happy occasions. It cannot be determined if this verse was actually recited as part of the prayer at the time that these texts were written, or if the verse was printed following this prayer to explain it,55 but it clearly demonstrates a strong connection to the consolation of that verse. Additionally, in Machzor Vitry as well as Sefer Eitz Chaim, the list of blessings that we pray for is significantly longer than in other sources.

Furthermore, in Machzor Vitry we find an odd phrase – it refers to each fast that we recite this before as a “תענית כתוב”, a written fast. Different interpretations have been proposed,56 one of which is that this phrase refers to those fasts enumerated in Zechariah 8:19.57 What criterion would be only applicable to those four fast fasts, and why refer to it in this strange way? Perhaps the emphasis of Machzor Vitry was on the fact that these four fasts are enumerated in a verse which explicitly states that they will be turned into days of happiness, which according to him, would be the main purpose of this passage and custom.58

In addition to the above, many versions of Machzor Vitry omit the day of the week on which the fast will fall.59 This too serves to deemphasize the notion that this section was added to remind others of an impending fast, and perhaps further emphasizes the role of this addition primarily as a prayer.

Additionally, another text can be called upon to support this notion that the primary reason for adding this section was to pray for a reversal from sadness to happiness. Kol Bo’s language about this custom appears to be internally contradictory. It opens saying that on each of the four fasts listed in Zechariah, the fast should be announced, and the prayer text should be recited. He then writes that Tzom Gedaliah and Tish’a B’av should not be announced. Why would he open by stating that we do announce those fasts, and one line later, write that we don’t?60

Perhaps this contradiction can be resolved by noting a slight difference between the language of Orchot Chaim and that of Kol Bo.61 Kol Bo adds the word ואומרים, and they say, prior to the passage recited in the synagogue. Thus, Kol Bo opens with a statement that on these four fasts: a) one individual announces the fast to the congregation, and b) the community recites the following prayer text. Kol Bo continues by noting that on two of the aforementioned fast days, the announcement is not made, but it is possible that the prayer is still recited.62 In Orchot Chaim, however, the prayer recited is the same as the announcement, and thus, it is brought as two separate opinions as to whether the announcement/recitation takes place at all.

This suggests that the Kol Bo distinguishes between the announcement element and the prayer element of this passage, and according to him, although the announcement is recited only prior to the 17th of Tammuz and 10th of Tevet, the prayer is recited prior to each of the four fasts listed in the verse, which would also seem to indicate that its primary purpose was to ask G-d for this reversal.

If the main or sole purpose of this addition to the Shabbat morning service would be for prayer, its placement within the prayer service (as opposed to before or after, or at a completely separate time) is quite appropriate. The parallel to the mention of Rosh Chodesh, which is also surrounded by prayers for a successful month, is very easy to understand. However, as stated above, this view is limited in regards to the applicable dates on the Jewish calendar, since according to this view, the most appropriate fast day to ask for a reversal of would be the 9th of Av, yet, many sources, including Shulchan Aruch, designate that day as one that we do not recite this passage on the Shabbat prior.63 Additionally, it is hard to understand the opposition to this custom – why wouldn’t other communities have followed this custom as well?

Although there is no certain answer to this question, there are two factors worth noting:

  1. If one were to view the passage announcing the upcoming Rosh Chodesh as fulfilling a different role than a prayer for the future, this passage seems out of place. If some Ashkenazic authorities viewed the Birkat Hachodesh as either an announcement or as some ritualistic acceptance of the new month,64 they may have felt it inappropriate to add another section to the prayers which did not serve that same purpose.
  2. There is a general hesitancy to mention sad things on Shabbat;65 some have suggested that the rejection of this custom was in line with this ethic.66 Indeed, there were even communities that did not recite the general Rosh Chodesh passage during the month of Av, due to its negative nature, so as not to bring that up on Shabbat.67

While this view that this addition to the service serves primarily as a prayer is not explicitly mentioned by commentaries to the Shulchan Aruch, nor almost any writers,68 it is clear that there is certainly an element of prayer according to all views of this custom, and that it may indeed be the main purpose of the custom according to some of the authorities that we brought above.

Approach #3a: An Informal Acceptance

The final general approach brought here is the one that has been most discussed in previous sources. In particular, Rabbi Dr. Daniel Sperber’s article on the topic mainly addresses this approach, and the classic commentaries on Shulchan Aruch who take note of this custom (in this case, Be’ur Hagra to Shulchan Aruch Orach Chaim 550:4 and, following in Gra’s footsteps, Aruch Hashulchan (Orach Chaim 550:4) also follow this approach.69 However, as we will see, there is much material on this topic that has not yet been addressed, and therefore, it would be best to present the following spectrum of views within this approach, ranging from a wholly unofficial and non-halachic acceptance of the fast, to an extremely formal and legally valid acceptance of the fast.

On the less-formal side of things, Be’ur Hagra suggests that as per Talmud Bavli Rosh Hashanah 18a, the status of the fasts listed in Zechariah (likely excluding Tish’a B’av) depends on the situation of the Jewish people at that time. As the Talmud states there:

.אין גזרת המלכות ואין שלום רצו מתענין רצו אין מתענין

At a time where there is no decree of the kingdom and no peace, if they wish to fast, they should fast, and if they don’t wish to fast, they should not.”70

Based on one opinion71 that nowadays (assuming there is no persecution), or at the very least, several hundred years ago, when this custom first appeared, the status of these three72 fast days was still in the hands of the people, an announcement on the Shabbat beforehand was a form of “accepting” the fast as a community by declaring that the community wishes to fast. According to this approach, those who disagree with the institution of this custom believe that these fasts have already been formalized, and they are no longer dependent on community will at all.73

This approach does well in explaining the exclusion of Yom Kippur and the 9th of Av, since they have a status of being completely established,74 and do not require the will of the community to take effect. However, the exclusion of Ta’anit Esther is somewhat perplexing. Although it is certainly not included in the list of fasts that depend on community will, it doesn’t seem to be particularly established, especially when we contrast other halachot of the day. This led Gra to suggest that Shulchan Aruch was of the opinion that Ta’anit Esther is considered to be established in our day, that just as the Jewish people fasted as a community on the 13th of Adar, we too continue to fast each year. This is in line with Esther 9:31, as applied in Rambam Hilchot Ta’aniyot 5:5.75 On the other hand, based on Rema (Orach Chaim 684:2), Sperber suggested that Ta’anit Esther was simply a weak custom, and not obligatory to fast on at all,76 which is why it was excluded from this list.

This approach, while initially appealing, has several issues. Firstly, it is impossible to suggest this as a plausible understanding of Sefer Abudarham, the source of Shulchan Aruch, since he brings the view of Ramban that the fasts are considered absolutely obligatory and not subject to communal approval, without bringing a dissenting view. Thus, to suggest that those who support announcing the fast must disagree with Ramban would be a clear contradiction. Furthermore, a number of commentaries77 (possibly including Gra himself) understand that Shulchan Aruch also follows Ramban’s view, in which case Shulchan Aruch would also be subject to this contradiction.78

Addition issues are the lack of a clear parallel to the Rosh Chodesh announcement79, as well as language that doesn’t seem to indicate any sort of acceptance80.

Approach #3b: A formal acceptance

Many descriptions of this custom are very consistent in presenting it as a form of acceptance. Sefer Mitzvot Zemaniyot makes extensive reference to the possibility of this addition being an acceptance of the fast, and earlier in his Hilchot Ta’anit, he mentions that only the 9th of Av has status as a public fast day, unlike the other fasts. Sefer Menorat Hamaor, earlier in his Hilchot Hata’aniyot is also explicit that each individual must accept these fasts for them to be considered binding. One could certainly argue that the purpose of the announcement is to remind people to accept the fast individually, but it seems more likely that these sources viewed the mention on the Shabbat prior to be some sort of acceptance. It is also worth mentioning that this may be a more formal and individualized type of acceptance than what Gra and Sperber were referring to.

(It is also interesting to note the placement of this halacha in the various works which refer to it. In general, although it is not absolute, it seems that those authorities who place it in the Shabbat section81 tend to view it more as a prayer or announcement than an acceptance, whereas others who place it in the laws of fast days82 may view it as more of a formal acceptance.)

The question which must be posed for the adherents to this approach is by what mechanism mentioning a fast on the Shabbat prior is considered acceptance of a fast. For Mitzvot Zemaniyot (and possibly Menorat Hama’or), who view those fasts as optional, one would expect a halachically-binding acceptance.

Firstly, regarding the time gap that may occur between Shabbat and the actual fast day, it is possible that the acceptance is binding even a number of days prior to the fast. Interestingly, this halacha is derived by Ra’avyah (Ta’aniyot 857; also cited in Mordechai Ta’anit Remez 624 and Or Zaru’a Volume II, Hilchot Ta’anit 404) from the Mi Sheberach blessing of those who accept the fasts of Bahab (Monday-Thursday-Monday) around the time that the Torah is returned to the Aron on Shabbat morning on the Shabbat preceding those fats. Ra’avyah notes that if an individual answers Amen to this blessing and intends to fast on those days, they do not need an additional acceptance of the fast. Ra’avyah contends that despite the disagreement found in the Talmud (Ta’anit 12a) between Rav and Shemuel as to whether the fast must be accepted during the Mincha prayer, or simply at Mincha time, they would both agree that an agreement on the Shabbat before would be binding.83 While to lay out the specific details of accepting fasts according to all authorities is far beyond the scope of this article, it is still our custom to accept the Bahab fasts by answering to the Mi Sheberach on the Shabbat preceding, which means that practically speaking, we follow Mordechai. Nevertheless, Shulchan Aruch Orach Chaim 563:1 (based on Tur Orach Chaim 563 and Rosh Ta’anit 1:13) clearly implies that accepting a fast prior to Mincha-time on the day before the fast is insignificant, and that one would not need to fast if they accepted the fast earlier.84

Secondly, as to whether an announcement may serve as a formal acceptance of the fast, Shulchan Aruch (Orach Chaim 562:12) writes:

תענית שגוזרים על הצבור אין כל יחיד צריך לקבלו בתפלת המנחה, אלא שליח צבור מכריז התענית והרי הוא מקובל. ויש אומרים דהני מילי בארץ ישראל שהיה להם נשיא, לפי שגזרתו קיימת על כל ישראל, אבל בחוצה לארץ צריכים כל הצבור לקבל על עצמם כיחידים, שכל אחד מקבל על עצמו

A fast that they decree on the public, each individual does not need to accept it during the Mincha prayer, rather, the Shaliach Tzibbur announces the fast85, and it is accepted. And some say, that this was stated [only about] the land of Israel where they have a Nasi, since his decree is binding upon all of Israel, but in the diaspora, the entire community needs to accept the fast upon themselves as individuals, in that each [person] accepts it upon themselves.

It appears that this pronouncement of the community establishes the fast as a communal fast, which does not require any acceptance from anyone – they all must fast regardless.

If we follow the earlier view that the fasts of the 10th of Tevet, 17th of Tammuz and Tzom Gedaliah are still dependent on communal will, such an announcement might be required in order to formalize the fast. Such a view is ascribed by Sperber to Tur.86 However, one could argue that the purpose of the announcement here is to create a fast which would otherwise not exist, but for these established fasts, there is no such need. This position is explicitly taken by a number of authorities.87 Furthermore, even if there is a need to announce these fasts as a form of acceptance, as noted above, according to the second view in Shulchan Aruch, it is ineffective, so this seems to be a weak basis for announcing the fast. However, it is possible that it may be effective at continuing the custom of generations past to fast on this date,88 and despite the above challenges, Menorat Hama’or, noting that the general public was not knowledgeable and many did not formally accept the fasts as individuals, appears to suggest that this serves as a form of acceptance.89

However, both of these concerns (the acceptance of a fast not being effective prior to Mincha-time of the day before, and the potential inability of a non-Nasi Shaliach Tzibbur to affect a fast) can be addressed. Firstly, it is possible that this was not simply something announced by one individual, but that this section of the prayer service was actually recited by every individual (similar to what we find with the Rosh Chodesh announcement).90

Alternatively, one could posit that the Amen recited at the end of the passage acts as a verbal acceptance, just as it does in the case of the Mi Sheberach for those who commit to fast on the aforementioned Bahab days.91

As to the second concern, that the acceptance was made too early, it is possible that this custom of announcing the fasts was at one point practiced only in the afternoon prior to the fast. Sefer Mitzvot Zemaniyot brings up the fast in the context of the fast days which fall on Shabbat and are delayed to Sunday, and writes “therefore”, leading into his description of the custom to recite this extra passage on Shabbat. It is possible that this point in the prayer service was close enough to the time of Mincha to be considered an acceptance of the fast even by those who would require it to be accepted at Mincha-time. However, this is admittedly a very creative and innovative read of Mitzvot Zemaniyot, and various considerations make it highly unlikely that this was the author’s intent.92

The same cannot be said for Machzor Vitry. Firstly, of the four manuscript copies of this passage of Machzor Vitry, Rabbi Aryeh Goldschmidt notes that one version reads “וכשחל תענית כתוב למחר”, when a fast falls the next day.93 Additionally, he notes that three of the four manuscripts do not mention the day on which the fast falls, from which he concludes (Shinuyei Nuscha’ot note 15 and footnote 2) that the custom was not to announce the day on which it would fall, and that this indicates that the passage served more as a prayer than anything else. However, his analysis was based on looking at the sum of the manuscripts, rather than following each manuscript tradition individually. MS ex-Sassoon 535, which (as noted above) limited the prayer to when the fast fell on a Sunday, could not possibly include a day on which the fast falls, since the prayer is only recited the day before the fast! This leaves three manuscripts, two of which omitted the day. These two manuscripts94 read “וכשחל תענית כתוב לאחר השבת”, “when a fast falls after Shabbat”. This phrase, used in various places in Machzor Vitry95 refers to Sunday, which would explain why no weekday is provided in that version of the supplication text.

If so, three manuscripts of what appears to be the earliest record of this custom testify that this passage was added only on the day prior to a fast day.96 Thus, historically speaking, this addition may indeed have served as a form of accepting a fast for individuals or the community.97 This would also explain the emphasis on the verse in Zechariah, which serves as a reminder that these fasts are not as established as one might think, in that they are dependent on the will of the community, as above.

In conclusion, while many later authorities suggest that this announcement served as a form of accepting the impending fast, there is little explicit support for this notion among early records of the custom. Only Menorat Hamaor and possibly Mitzvot Zemaniyot seem to conceptualize the added passage in this way, but it may be a major factor in the origin of this custom.

Conclusion

This custom to add a short passage announcing an upcoming fast to the Shabbat morning services is multi-faceted. While many authors have tried to provide a clear conceptual framework for this custom, based in one of the three approaches outlined above, in truth, there is no clear approach to explain every detail of this custom. Rather, as we analyze the text, placement and framing of the custom over many hundreds of years across different locales, we find that it incorporates elements of each of these three understandings. Such is the richness of this custom, that we find a way to provide practical reminders to the community, properly accept these fasts upon ourselves, and simultaneously pray for G-d’s salvation, may it come speedily in our days!

[1] Note: Although this article presents three major conceptual framings of this custom, the custom itself will be often described as an “announcement” or “prayer” throughout the article, even when those approaches to the custom are not being discussed.
[2] While the mnemonic AKaF is the product of Rabbi David Abudarham, who served as Shulchan Aruch’s source for this law (see below), Rabbi Karo appears to have expanded it on his own, as when he cites Abudarham in Beit Yosef, only the mnemonic AKaF appears, not the verse. (It is possible that other versions of Abudarham included this expansion as well – in the damaged St. Petersburg Russia Ms. C 98, folio 122, there is a larger gap than would be expected at that point in the text. His selection of this verse as an expansion of this mnemonic is interesting, since one could have also chosen Michah 6:6, “אכף לאלהי מרום”. Perhaps the reference to a verse about hunger is appropriate for a fast day, or, that the compulsion of one’s mouth refers to the acceptance of the fast by pronouncing it in advance. For a kabbalistic interpretation of this hint, see text box following note 44 in Halachot Uminhagim – Hilchot Ta’aniyot (Kovetz Halacha Umesorah – Teiman).
[3] See Rabbi Dr. Daniel Sperber, Minhagei Yisrael 4 (p.p.248-9) in regards to whether this comment was actually written by Rema, or whether printers added this in accordance with Rema’s view in Darkei Moshe (Orach Chaim 550:1) that the custom of the Ashkenazim is not to announce any of these fasts on the preceding Shabbat. Early printings of Shulchan Aruch with the comments of Rema (such as the early 1600s Krakow edition) contain this comment but lack an introductory “הגה:”.

It should also be noted that the Knesset Hagedolah, whom Sperber noted brought this comment from the Sefer Hamapah (possibly as opposed to Darkei Moshe) seems to not have had a copy of Darkei Moshe on Orach Chaim, as both times he cites something from it in his works, it is a secondary citation.
[4]Seder Tefillot Hata’aniyot; p. 254 in Abudarham Hashalem, (Yerushalaim/Usha Edition). This text will be presented in full later in this article.
[5] Tosfot Yom Tov (Ta’anit 2:9) raises the possibility that this was the custom in Mishnaic times as well, but this seems to be without a firm basis.
[6] All of this is part of Halacha 1 in the Higger/Debei Rabbanan Edition of Masechet Soferim (Volume II, p. 354).
[7] See Tur, Beit Yosef, and other commentaries to Orach Chaim 429 and 492 for discussion of this custom, and interpretation of this passage of Masechet Soferim; some understood this to be referring to fasts following the conclusion of Nissan.
[8] Halacha 1, lines 12-13 in Higger’s edition, Halacha 4 in standard printings.
[9] See e.g. Be’urei Soferim (Wasserstein) to Masechet Soferim 20:4, citing Nachalat Ariel to Masechet Soferim 20:4.
[10] See e.g. Shach Yoreh Deah 22:31
[11] See e.g., the comments of Chok Ya’akov, Magen Avraham, and Mishnah Berurah to Shulchan Aruch there.
[12] It would be appropriate to note that similar phraseology appears in multiple places in Tanach, such as Melachim I 21:9, Yonah 3:5 and various other places. See Sperber, Minhagei Yisrael 1:24, footnote 5 for some sources that address this.
[13] Be’urei Soferim (Wasserstein) to Masechet Soferim 20:4 (citing Nachalat Ariel, as above) does offer an alternative explanation as well, and the Kerem Re’em Edition of Masechet Soferim (Chapter 21, note 28) concludes similarly.
[14] See e.g. Seder Rav Amram Hashalem (Frumkin), Volume 2, p. 78. As we will discuss, any printing which used the Oxford Bodleian Library manuscript of the work includes this passage.
[15] Two notes on translating this passage, which apply to the remaining translations as well: 1. Although the citations of Zechariah 8:19 found in the different sources are not identical, the same JPS translation was used throughout. 2. Whether to close the quotes before or after the citation of the verse from Zechariah was not certain; some versions of the prayer include the verse, but others do not.
[16] For example, elsewhere, the author identifies customs by locale, rather than write “all places”.
[17] See Seder Rav Amram Gaon (Goldschmidt/Mossad Harav Kook Edition), p. 12, which details the history of this manuscript.
[18] Seder Rav Amram Gaon, Mossad Harav Kook Edition, p. 96, section 57*.
[19] See e.g., the Encyclopedia Judaica entry for Mahzor Vitry and The Jewish Encyclopedia entry Simha Ben Samuel of Vitry.
[20] See e.g. The Jewish Encyclopedia entry for Jacob ben Judah Hazzan of London.
[21] This term, as opposed to Ta’anit (found in other descriptions of the custom) may indicate that it refers to the four fasts in Zechariah, which are referred to in that fashion; compare the language of Orchot Chaim and Kol Bo. For further discussion of the differences between these two terms, see The Academy of the Hebrew Language, Tzom Veta’anit (published August 4, 2014).
[22] There is a significant amount of literature devoted to the relationship between (and history of) Kol Bo and Orchot Chaim, a work authored by Rabbi Aharon Ben Yaakov Hakohen, and virtually every edition of either work addresses this issue to some degree. Rabbi Mordechai Menachem Honig (“On the new Edition of Sefer Hamaskil of Rabbi Moshe ben Rabbi Elazar Hakohen” (Hebrew), published in Yerushateinu Volume I (5767), p. 237 and footnotes 144-145) writes, based on various sources, that Kol Bo was authored in Provence in the late 13th Century, and served as an early version of Orchot Chaim, which was published in Majorca at a much later point in the author’s life.
[23] Shu”t Olat Yitzchak (Ratzabi) Orach Chaim 167 (p. 372) suggests that the words יש אומרים (and presumably the prefix of the next word) were omitted by a scribe; although this lacks manuscript support (e.g. Russian State Library, Guenzburg Collection, MS 72), it should not be discounted. This suggestion is motivated by the open contradiction in Kol Bo’s words, where he first writes that one announces the fast on all four days, then immediately writes that Tish’a B’av and Tzom Gedaliah are not announced. An alternative reading of Kol Bo will be presented later in the article.
[24] Based on the contradiction noted in the previous footnote, Rabbi David Avraham (Kol Bo Feldheim Edition, Volume 2, Column 218, footnote 59) suggests that this is a scribal error and should read “Tzom Kippur”. This is completely incorrect, as in addition to a lack of manuscript evidence, comparison to Orchot Chaim demonstrates that this is not the case, and even if one were to change this word, the contradiction in regards to the 9th of Av would still remain.
[25] See footnote 22 above, as well as the Encyclopedia Judaica and The Jewish Encyclopedia entries for Aron Ben Jacob haKohen (spellings vary slightly). It should be noted that the author of Orchot Chaim was expelled from France (likely Narbonne) in 1306 and moved to Majorca. Although it is not clear exactly when this work was written, it is likely, however, that this work represents the French custom at the time, and not necessarily the Spanish custom.
[26] The previous section in Orchot Chaim contains a prayer recited on the Shabbat prior to Rosh Chodesh Av, which is intended to be recited here as well.
[27] According to this latter view that the announcement is only made on the Shabbat preceding the 17th of Tammuz and the 10th of Tevet, Or Torah (Elul 5777, p. 1204) provides the mnemonic יאמר ד”י לצרותינו (a play on words from Bereishit Rabbah 92:1), which references the fast of the 4th (Daled) and 10th (Yud) months.
28 See Dr. Nahem Ilan, “He who has This Book Will Need no Other Book”: A Study of Mitzvot Zemaniyot by Rabbi Israel Israeli of Toledo (published in various languages in various journals).
[29] The only printed version of Mitzvot Zemaniyot (published from manuscript by Rabbi Moshe Blau in 1985) contains this word, but it is clear that it is an error. Indeed, in the manuscript that Blau used, Oxford Bodleian Library Or. 603, one can observe folio 39v and see that this word does not appear. )The same is true of National Library of France Heb. 831 manuscript, folio 386v and Oxford Bodleian Library Reg. 63 manuscript, folio 141r, although in the latter, neither occurrence of לנו appears.) The full list of manuscripts of this work is available in Dr. Ilan’s article, and many of them are available online.
[30] See Dr. Nahem Ilan, “He who has This Book Will Need no Other Book”: A Study of Mitzvot Zemaniyot by Rabbi Israel Israeli of Toledo (published in various languages in various journals), especially footnotes 80 and 81; it is quite apparent that Mitzvot Zemaniyot was used as the basis for their formulations of this custom.
[31] See Encyclopedia Judaica and Jewish Encyclopedia entries for David Ben Joseph Abudarham.
[32] Note that Shulchan Aruch appears to have completed the verse in the mnemonic (see footnote 2), as it does not appear in printings of Abudarham. It is also unclear if this mnemonic was created by Abudarham, or may have been known in communities that followed this practice. Some considerations include the usage of the term Purim as referring to Ta’anit Esther (see Sperber’s comments on this in a footnote to Minhagei Yisrael 1:24), the lack of testimony to it in other contemporary sources, and Abudarham’s general tendency towards such hints.

It is also fascinating to note that Avraham Almaliach (Meichayei Hayehudim Betripolitania, in Mizrach Uma’arav, Volume III, p. 124) writes that the custom of Libyan Jews was to refer to Tzom Gedaliah as Achi Kippur, the brother of [Yom] Kippur, since they always fall on the same day of the week, and therefore, they have a special relationship. Or Torah (Elul 5777, p. 1204) suggests that this hint, AKaF, also includes Tzom Gedaliah, interpreting the mnemonic as Achi KiPPur.
[33] See Encyclopedia Judaica and Jewish Encyclopedia entries for Israel Ben Joseph Al-Nakawa (or Alnaqua).
[34] In addition to Rema’s comments in Darkei Moshe (Orach Chaim 550:1), Levush (Orach Chaim 550:4) writes explicitly that these fasts are not announced, and the vast majority of Ashkenazic commentators/codifiers, as well as books of customs from Ashkenazic communities, make no mention of such a custom altogether.
[35] See e.g., Moshe Gavra, Mechkarim Besidurei Teiman – Shabbat Uvirchot Hanehenin, p. 216 and Shu”t Olat Yitzchak (Ratzabi), Orach Chaim 167 (p. 371).
[36] Evidence and discussion of this practice will be brought later in this article.
[37] Early versions of the Italian liturgy contain no such custom, and modern-day siddurim do. Further research is required to track exactly when these changes occurred for many of the communities influenced by Sephardim, including Italian communities.
[38] A more basic version of these questions appears in Sperber’s treatment of this topic (vis-à-vis the disagreement between Shulchan Aruch and Rema), found in Hebrew in Minhagei Yisrael Volume 1, Chapter 24 and in English in Why Jews Do what They Do: The History of Jewish Customs Throughout the Cycle of the Jewish Year, Chapter 11.
[39] These do not include kabbalistic approaches; for more on the kabbalah that relates to this, See Rabbi Chaim Ben Avraham Hakohen, Tur Bareket to Orach Chaim 550:4 (1654 Amsterdam Printing, p. 244) and text box following note 44 in Halachot Uminhagim – Hilchot Ta’aniyot (Kovetz Halacha Umesorah – Teiman).
[40] Note that such announcements (not on Shabbat) are very ancient in nature; see footnote 12 for further documentation of this practice.
[41] See e.g. Shibbolei Haleket Section 170 (a 13th Century German/Roman Rabbi), who writes in the name of his brother that some don’t always come to synagogue on weekdays.
[42] Specifically, in communities where individuals may have formally accepted the fasts at Mincha (or Mincha-time) on the day before, this would make sure that the entire community was aware in advance. The notion of accepting the fast will be discussed at great length in Approach #3.
[43] Likely, by extension, Shulchan Aruch takes this approach as well; even though the language of Sefer Abudarham is not copied in Shulchan Aruch itself, it is copied in Beit Yosef Orach Chaim 550.
[44] The addition of these three opening words, which don’t appear in many of the early versions of this custom, indicate that this was viewed as an announcement. Almost identical language is found in Talmud Bavli Ketubot 28b, also in the context of alerting the community.
[45] In his critical edition of Machzor Vitry (Tefillot Shabbat, Section 16, footnote 2, p. 287), Rabbi Aryeh Goldschmidt suggests that if the focus of the announcement of the upcoming Rosh Chodesh, in accordance with various Rishonim, is to alert the community to the upcoming day of Rosh Chodesh so that they may properly follow the associated halachot, it is logical to assume that this announcement fills a similar need. If, however, the purpose of the announcement of Rosh Chodesh is some form of Kiddush Hachodesh (as suggested by Rokeach, Section 53), this pre-fast announcement should simply be a prayer. (Interestingly, in the Nissan 5775 (Volume 70) Or Yisrael Journal, p. 240, footnote 10, Rabbi Meir Rose supports the notion that the Rosh Chodesh prayer is an announcement from this following section about fasts.)

While the main comparison to the announcement of Rosh Chodesh is certainly valid, there are two clear issues with his argument:

  1. a) Since Machzor Vitry itself follows the former view (that the Rosh Chodesh announcement is intended to alert the public to the upcoming Rosh Chodesh, so that they can properly follow the laws of the day), one would expect that the same purpose is served by the announcement of the upcoming fast. However, Rabbi Goldschmidt concludes (based on some manuscript evidence) that this section functions only as a general prayer and follows some manuscripts which remove the day of the fast from this prayer! These manuscript issues will be discussed later in the essay, but there are various possible explanations for the omission of the day of the fast in those manuscript without creating somewhat of an internal contradiction.
  2. b) In terms of Rabbi Goldschmidt’s second comparison (to a watered-down version of Kiddush Hachodesh, which establishes the date as Rosh Chodesh), it would be more natural to view this announcement as a form of accepting the fast (which establishes the date as a fast day) rather than viewing it as a general prayer, which seems to be less related.

[46] As noted above, many Ashkenazic commentaries seem to ignore this ruling altogether, so this custom is addressed primarily by Sephardic commentaries.
[47] Although one could counter that the first opinion brought in Orchot Chaim (to recite this prayer in advance of all four fasts) clearly disagrees with this reason.

Fascinatingly, the custom to avoid announcing the fast of Tzom Gedaliah was addressed at length by Rabbi Menachem Ben Yosef Chazan in Seder Troyes, a 13th Century work addressing customs of Troyes. The printed version (Section 9; Weiss Edition p. 25) reads:

ומן הזכרת צום גדליה מצאתי בשם הר”ר יהודה ז”ל וז”ל היה קשה לי מפני מה אין מזכירין צום גדליה שהוא בחדש השביעי כמו שמזכירים צום הרביעי וצום החמישי וצום העשירי, לסוף נ”ל מפני יום כפור שאינן מניחים להזכיר צום גדליה, ועוד ט”א טוב שלא יטעו העם כשישמעו צום הרביעי ויסברו זיהו צום כפור ונפיק חורב’ מיניה, מ”ר יהודה עכ”ל. ואמנם מורי אבי היה מזכירו גם מנהג ק”ק טרוייש להזכירו גם בשבת, אך שאין מזכירים חדש תשרי כשאר החדשים

In regards to mentioning Tzom Gedaliah, I found in the name of Rabbi Yehudah z”l, and these are his words: “It was troubling to me, for what reason don’t we mention Tzom Gedaliah, which is in the seventh month, just as we mention the fast of the fourth, the fast of the fifth, and the fast of the tenth? It later seemed to me because of Yom Kippur that they do not allow to mention Tzom Gedaliah, and another reason it is good that the nation should not err when they hear the fast of the fourth and think that it is the fast of Kippur, and destruction will emerge from it. Rabbi Yehudah.” However, my father would mention it, and the custom of the holy congregation of Troyes was to mention it also on Shabbat, even though they don’t mention the month of Tishrei like other months.

These words are particularly hard to understand, no doubt due to a very corrupt text. If we restore this text from available manuscripts (Cod. Parm. 1902 and JTS Rab. 1489; unfortunately, this entire chapter is missing from the copy of Seder Troyes in the Austrian National Library Cod. hebr. 175 manuscript, and the German Senckenberg Ms. Oct. 227 has been catalogued incorrectly; it contains a different Seder Troyes (usually spelled differently in Hebrew), often printed at the back of standard copies of Sefer Haminhagim – Tyrnau), we find three very significant changes to the text:

  1. מפני יום כפור שאינו נזכר מניחים להזכיר צום גדליה. Presumably, since Yom Kippur is not mentioned, it seems inappropriate to give so much honour and exposure to a minor fast that is so close in proximity.
  2. שלא יטעו העם כשישמעו צום השביעי ויסברו זיהו צום כפור. If people misunderstand the “fast of the seventh” to refer to Yom Kippur, there are various issues that may arise, including not fasting properly on Yom Kippur itself. This is an obvious emendation and should have been changed even without other manuscript evidence.
  3. גם מנהג ק”ק טרוייש להזכירו גם כשחל רה בשבת. This text may indicate that they regularly announced Tzom Gedaliah on Rosh Hashanah, even when Rosh Hashanah coincided with the Shabbat prior, or the reverse.

Both this source and general topic requires much further study and analysis and could certainly serve as the basis of another full article of its own. Some additional sources to see are Rabbi Yair Rosenfeld, Hama’ayan 56:1, #215 (Tishrei 5776), p. 17 and footnote 12, Halachot Uminhagim – Hilchot Ta’aniyot (Kovetz Halacha Umesorah – Teiman), note 44 and Shu”t Olat Yitzchak (Ratzabi), Orach Chaim 167.

[48] Mark Mietkiewicz pointed out that in some communities, there might already be changes to the liturgy on these Shabbatot that would remind any attendees of the impending fast, even without explicitly noting the date of the fast, although one would expect that the same applies to Tzom Gedaliah as well, since it follows Rosh Hashanah.
[49] Indeed, Kaf Hachaim (Orach Chaim 550:27) rules in accordance with the view that this is not recited, and a quick survey of modern-day siddurim shows that this is the accepted view.
[50] And as brought by Sperber in Minhagei Yisrael 1:24 footnote 3, as evidence that not all “classic” Sephardic communities followed this rationale. One can add that Ateret Avot (Machon Moreshet Avot Edition, Volume II, Chapter 26 footnote 1 p. 378) writes that some communities in Jerusalem, Tunis and Djerba did not have the custom to announce fasts either.
[51] He even instituted that there should be further announcement on Shabbat, not just the prayer recited in the synagogue.
[52] This does seem superfluous in a world where synagogue calendars, which generally include this information, are so well disseminated, both in print and online forms, and it is possible that now, Rabbi Eliyahu would be more lenient in this regard than he was approximately 20 years ago.
[53] Although it is more likely that Orchot Chaim did not print the full prayer to save space, since an identical prayer was mentioned in the previous section to be recited on the Shabbat prior to Rosh Chodesh Av.
[54] Sefer Eitz Chaim, the selection from Seder Rav Amram Gaon, as well as the 12th Century Provencal work, Malmad Hatalmidim (Parshat Devarim), which explores why this verse was chosen to be recited in this passage.
[55] In the versions found in Eitz Chaim and Machzor Vitry, the words ונאמר אמן, which appear to conclude the prayer, appear before the citation of the verse. However, one could argue that this was recited after the answering of amen, and the evidence from Malmad Hatalmidim (above) appears to favour this interpretation.

If one looks to modern versions of this passage, there are various customs and siddurim that include the verse as part of the prayer (e.g. Siddur Sha’ar Binyamin – Damascus, p. 402), and many others that do not (e.g. Tichlal Hamevu’ar – Baldi (Korach Edition, p. 302)). Also note the Provencal custom to recite it, as recorded in the 1762 Amsterdam printing of Seder Le’arba Tzomot Ule’arba Parshiyot according to the Provencal custom.
[56] Sperber (Minhagei Yisrael 1:24 footnote 6) assumes that this refers to any Biblical fast (which would include Yom Kippur), and this seems to be the understanding of Rabbi Dr. Alter Hilewitz in his Chikrei Zemanim, p. 375 (Ta’anit Esther). In 1954, Sefer Keter Shem Tov (by Rabbi Shem Tov Gaugin) Volume IV p. 49 suggested that this refers to any fasts listed in the verse in Zechariah, and this is also the position taken by Rabbi Goldschmidt in his commentary to Machzor Vitry (p.p. 287-8, footnote 5).
[57] In line with the latter view above.
[58] As noted in footnotes 21, 47 and 55, similar emphasis is found in Eitz Chaim, Seder Troyes and Malmad Hatalmidim.
[59]  While Rabbi Goldschmidt puts tremendous emphasis on this point, even choosing to follow the versions that do not list the weekday, we will provide an alternate reading later in the article that significantly weakens the argument from this detail.
[60]  See further footnotes 23 and 24 for suggested emendations that attempt to resolve this contradiction, which may render the following suggestion unnecessary.
[61] As outlined in footnote 22, these works are strongly related.
[62] These two elements could be roughly equivalent to the two major components of Birkat Hachodesh, one of which is to announce the day on which Rosh Chodesh actually falls, and the prayer which follows.
[63] A similar argument was made in the Sinai periodical (Tishrei-Adar 5729, 64) by Rabbi Dr. Alter Hilewitz on p. 27 of his article on Ta’anit Esther. See also his article in Chikrei Zemanim referred to in footnote 56.
[64] See the views mentioned in Rabbi Goldschmidt’s footnote 2 on p. 287 of his edition of Machzor Vitry, referred to in footnote 45.
[65] See various details relating to fasting and crying or otherwise relating to troubles on Shabbat in Tur and Shulchan Aruch (and their various commentaries) to Orach Chaim 288 and note Mishnah Berurah Orach Chaim 307:3.
[66] Rabbi Amram Aburbia, in his Netivei Am (Orach Chaim 55:2 p.p.323-324 in the 5766 edition) appears to be the first to invoke this reason, although Professor Zvi Zohar (in his article on Rabbi Aburbia, published in Harav Uziel Uvnei Zmano, p. 148) understands this not to be the rationale of Rema in his disagreement with Shulchan Aruch, but rather, an external reason which happens to support Rema. This is quoted by name in a few Sephardic works, and interestingly, appears word for word in Nitei Gavriel Hilchot Chanukah (Chapter 60, footnote 2) in the name of “Poskim”. Rabbi Yitzchak Abadi (Shu”t Or Yitzchak 1:216) also mentions this possibility.
[67] See mentions of this custom in Mordechai (Hagahot Tish’a B’av, found in Hagahot Mordechai to Moed Katan Section 934, citing Tosfot), Orchot Chaim (Seder Tefillat Shabbat – Shacharit, note 7) and Kol Bo, Chapter 37. See also Sefer Yisrael Vehazemanim (Rabbi Mordechai Hakohen, Volume II, p. 225), who writes that the custom to avoid blessing Rosh Chodesh Av is related to (if not influenced by) the hesitation to announce upcoming fasts on Shabbat.

One could argue that there is a connection between these two practices, although a less direct one. Although Mordechai (cited above) brings the custom to not announce Rosh Chodesh Av on the Shabbat prior, he also brings a number of objections to this practice, and concludes that one should announce even Rosh Chodesh Av. One objection brought is that one should specifically pray for blessing in this month, since it is “מוכן לפועניות”, or, in other words, a time of bad luck. One could make a similar argument regarding announcing the fasts, which might have been instituted specifically to pray for a reversal. Those who opposed this custom might not have felt it to be that important to pray for the upcoming month (or that mentioning these fasts would be in some way inappropriate).
[68] The various footnotes on this section list some of those who do raise this possibility.
[69] Quite shockingly, despite significant overlap between his own presentation and the presentation of Gra (and Aruch Hashulchan), Sperber does not mention their views at all throughout his article, which is especially strange since he focused on the disagreement between Shulchan Aruch and Rema, and quotes lesser-studied commentaries, such as Kaf Hachaim. This was later pointed out to him by two colleagues, Professor David Henshke and Rabbi Chaim Cohen (of Ramat Modi’in), and he noted this omission in Minhagei Yisrael 4, p.p.249-50.
[70] The details and exact parameters of this statement (e.g. which body decides whether or not they wish to fast – individuals, communities, or the entire Jewish people?) are discussed by various Rishonim and Acharonim, and are far beyond the scope of this article. Some details are discussed by Sperber in his presentation of this view, and interested parties are referred there.
[71]  See Sperber’s article (Minhagei Yisrael 1:24), which includes Mar Rav Cohen Tzedek cited in Shibolei Haleket 278, Rabbeinu Chananel (Rosh Hashanah 18a), Rashba (Rosh Hashanah 18a), and other Geonim. Be’ur Hagra to Orach Chaim 550:1 seems to identify Tosfot (Megillah 5b, d.h. verachatz) as potentially agreeing with this group of authorities, or at the very least, taking a lighter stand than Ramban (cited in the coming notes).
[72 ]The fast of Gedaliah, the 10th of Tevet, and the 17th of Tammuz. The Talmud in Rosh Hashanah continues with a discussion of the differences between the 9th of Av and the remaining three fast days. Various commentaries there address whether it is possible that the 9th of Av may also have this status; while the majority assume that the 9th of Av is not subject to the will of the public, there is a minority view which does understand that the 9th of Av is equivalent to the other “minor” fasts – see Rashba Megillah 5b, as well as Tur Orach Chaim 550 with Bach; the view of Rashba is elaborated upon by Rabbi Asher Weiss in “Gidrei Hatzomot Bazman Hazeh” (5777).
[73] This view is generally identified with Ramban (Torat Ha’adam Sha’ar Ha’evel – Inyan Aveilut Yeshanah, Chavel edition p. 243), who is widely cited by modern-day authorities, and is identified by many as the source of Tur’s comments in Orach Chaim 550.

In that passage, Ramban offers two reasons for fasting, which appear to be distinct: a) the Jewish people have accepted this as a custom, and one must not veer from that custom, b) various communities are experiencing persecution, and therefore, these fasts return to their original status, that of Divrei Kabbalah as established by Nevi’im. However, Tur omits the detail of persecution, and it is not clear if he assumes that these fasts return to their original status just through our acceptance of them. This confusion is compounded by various authorities who mix these reasons without clarifying, and who compare other views to them. It is particularly hard to understand Sperber’s classifications in Minhagei Yisrael 1:24. A much clearer classification of views is provided by Professor David Henshke, who is quoted by Sperber in Minhagei Yisrael 4, p. 249.
[74] Yom Kippur certainly does not require acceptance, and as noted in footnote 72, the vast majority of authorities agree about the 9th of Av as well. Note also Talmud Bavli Ta’anit 11b and 12b, that the only public fast day in Babylonia is the 9th of Av.
[75] Birkat Eliyahu commentary on Be’ur Hagra, p. 212, footnote 2 notes that although Gra also states that Ra’avad wrote the same, the author was unaware of a source. It is possible that Gra is referring to the second answer of Ra’avad cited in Rosh Ta’anit 2:24, which is similar to the approach detailed above. Once again, there is a lot more to be said about the status of Ta’anit Esther, but this is not the forum for it. Various authors have written excellent articles on it, and some of them incorporate this comment from Gra.
[76] See Minhagei Yisrael 1:24, footnote 28 (spanning p.p.175-177), much of which is relevant to Gra’s view as well.
[77] Only Ba’er Hagolah, Nachalat Tzvi and Gra cite Ramban by name as the source for Shulchan Aruch, and Gra also cites a dissenting view. However, Machatzit Hashekel and Ma’amar Mordechai also make reference to Ramban’s view (all commentaries are found in Orach Chaim 550:1).

Truthfully, the association with Ramban likely depends on how one understands the two statements made by Ramban (see footnote 73), since Shulchan Aruch uses similar language to both Ramban and Tur but omits their key statement that the status returns to one of Divrei Kabbalah. Sperber argues therefore that Shulchan Aruch believes that these fasts are theoretically dependent on community will, but we simply have a strong custom which cannot be violated. See Magen Avraham Orach Chaim 550:1 as well.
[78] One could resolve this contradiction by suggesting that historically the custom was intended as a form of acceptance but was later adopted and adapted by these authorities (perhaps as an announcement), despite their disagreement with the original reason.
[79] Although one could reasonably argue that this view is parallel to the minority view that the Rosh Chodesh announcement is a form of Kiddush Hachodesh, which also creates the status/sanctity of that day and informs our behaviour on it, that view is almost universally rejected; see Rabbi Goldschmidt’s notes to Machzor Vitry (Tefillot Shabbat, Section 16, footnote 2, p. 287). See further footnotes 45 and 64.
[80 Compare this to the regular prayer used to accept fasts during the Mincha prior, which explicitly mentions acceptance.
[81]  Machzor Vitry, Eitz Chaim, Orchot Chaim and Kol Bo.
[82]  The addition to Seder Rav Amram, Mitzvot Zemaniyot, Abudarham and Menorat Hama’or.
[83] This is far from being universally accepted; see Tur and Beit Yosef to Orach Chaim 562 and 563 for extensive discussion of sources on this topic. In particular, the view of Rabbeinu Tam (cited there) that an actual verbal acceptance may not be necessary at all would seem to support the notion that an announcement in advance might qualify as a formal acceptance of a fast.
[84]  Note the very strong disagreement with this view from Taz, Orach Chaim 562:16 and 563:1. For further discussion, see Magen Avraham Orach Chaim 563:1, Peri Megadim (Mishbetzot Zahav) Orach Chaim 563:1, Sha’ar Hatziyun to Orach Chaim 562, note 37, and various other sources in these two sections of Orach Chaim.
[85]  Note: there is no indication that this happens on Shabbat.
[86] Tur writes “תענית שגוזרין על הציבור אין כל יחיד ויחיד צריך לקבלו תחלה אלא ש”ץ מכריז התענית והרי הוא מקובל וכל שכן תעניות הכתובים בפסוק”. Sperber assumes that the final clause, which references the fasts listed in Zechariah, is referring to Tur’s comment that the Shaliach Tzibbur announces it, and then it takes effect. It seems more likely that Tur is referring back to the fact that it needs not be accepted, and that an announcement is necessary only when a fast is being instituted anew, but that for an established fast, there is no need for an announcement. This fits well with the usage of “כל שכן” by Tur here. Additionally, Tur himself clearly follows the stringent opinion of Ramban that these fasts have returned to their original status of Divrei Kabbalah, and also does not bring the custom of announcing the fasts on Shabbat.
[87] Sperber notes Levush (Orach Chaim 562:12) and Elyah Rabbah (note 11)/Zutah (note 4), who are followed by a number of later commentaries.
[88] See Sperber’s conclusion. See also Aruch Hashulchan Orach Chaim 562:32.
[89] Albeit with some reluctance. Rabbi Blau, in his notes to Mitzvot Zemaniyot, footnote 6, understands that Mitzvot Zemaniyot follows suit, and traces this to Rosh Ta’anit 1:13 (citing Ra’avad) that an announcement certainly works to accept a fast, and it would not require a formal acceptance. This is significant, since Mitzvot Zemaniyot (and following it, Menorat Hama’or) appears to be influenced by the school of Rosh, and such an announcement may have been far more acceptable at that time and place than at later times. On the other hand, Rosh also does not allow for early acceptance of the fast, as noted above, so this approach is hard to understand.
[90] For example, the language of Kol Bo seems to indicate that each individual recited the formula, as the printed versions read “ואומרים” prior to the text recited. Having an individual acknowledge out loud that the fast will be taking place on a specific day is tantamount to verbal acceptance. However, other (earlier) printings and manuscripts only had the word ואומר or a shortened form from which no conclusions can be drawn.
[91] See Levush, Orach Chaim 562:9, Magen Avraham 563:1 and commentaries for further discussion of this.
[92] The full citation of Mitzvot Zemaniyot is:

ואמנם שאר הצומות כשנופל ביום שבת, ואפילו ט”ב, ידחה ליום ראשון שלאחריו. וצריך להזהר בהם ולהזכירם ש”ץ ביום השבת הקודם אחר ההפטרה קודם שיאמר אשרי

However, it is far from certain that this was his intention, since those who relied upon this passage (Abudarham and Menorat Hamaor) interpreted it as referring to any fast which falls within the same week. Furthermore, the wording used includes “יום פלוני”, which would be entirely unnecessary if it was only ever practiced when a fast fell on Sunday.
[93]  Manuscript Shin, MS ex-Sassoon 535, which is the oldest, and possibly most authentic version. Rabbi Goldschmidt writes (Shinuyei Nus’cha’ot there, note 14) that this requires further study.
[94] Manuscript Nun, JTS Library MS no. 8092 and Manuscript Mem, Russian State Library, Guenzburg Collection, MS 481.
[95]  Sections 222, 499, 500, and Hilchot Pesach, Sections 23, 106, 108, albeit without the lamed prefix.
[96]  The only manuscript which does not support this reading is the British Museum MS no. 655, which contains various additions (see Rabbi Goldschmidt’s introduction to Machzor Vitry, where he dedicates Chapters 7 and 8 to discuss this manuscript). We can only speculate as to whether this was accidentally or purposefully changed, and it may have been due to a different custom at that time, or a harmonization to the custom of mentioning Rosh Chodesh.
[97]  It is still unlikely that this was the intention of Machzor Vitry, for there would be no reason to include the 9th of Av, for as part of the school of Rashi, the author would have understood that the 9th of Av does not require any form of acceptance (see Rashi to Rosh Hashanah 18a and Megillah 5b; contrast to the view of Rashba, mentioned in footnote 72). One other plausible explanation would be that this announcement was made on the day before every fast, not necessarily on Shabbat only; compare the language of Seder Troyes cited in footnote 47.

Note as well that if the fasts were originally scheduled for Shabbat, but pushed to Sunday, that may also be a basis for accepting them early (meaning, on the day that they were originally scheduled to take place on), or general leniency. This factor is discussed in Aliba Dehilchesa 97 (Haminhag Veta’amo, p. 36), in regards to the possibility of requiring an announcement prior to when the fast of Tish’a B’av falls on Shabbat, and by Rabbi Yair Rosenfeld, Hama’ayan 56:1, #215 (Tishrei 5776), p. 17 and footnote 12 in regards to Tzom Gedaliah.




Crafting the Commandments

Albert D. Friedberg’s Crafting the Commandments has just appeared. The Seforim Blog is happy to present the following excerpt from the book’s conclusion.
Scholars have ascribed far too much importance to Maimonides’ enumeration of the commandments and far too little to the motivations that lay behind his appropriation of R. Simlai’s aggadah as the basis for the enumeration and to the significance that Maimonides attached to this aggadah. The proximate reason for creating an enumeration was his need to have a reasoned and methodical outline of all Torah legislation in front of him, a reminder of topics to guide his preparation of the upcoming code of law, a massive and unique undertaking. Thus we find him saying in the introduction to the ShM [Sefer ha-Mitzvot]:
All this [I would do] in order to guard against omitting any topic [emphasis added] from discussion, for only by including them in the enumeration of the commandments [heading the various treatises] would I insure against such omission.
This sense is reinforced by some of the Rules, especially Rules 7 and 10-14, which are essentially taxonomic rules rather than definitions of what constitutes a mitsvah. I posited that the logically unnecessary identification of this outline with R. Simlai’s count of 613 commandments owed its existence to Maimonides’ desire to incorporate the two fundamental beliefs of the Jewish faith, God’s existence and His oneness, into the legal realm, and thus transform their intellection into obligations, a dramatic departure from the preceding geonic paradigm. I inferred this conclusion from a dispassionate and unapologetic assessment of the mitsvah count. Maimonides stretched the meaning of mitsvat ‘aseh well beyond its common rabbinic usage, relying uncharacteristically on an aggadah of questionable legal worth, a homiletic creation with didactic aims and no pretensions of being precise, and resorted to a contrived and hardly compelling logic to arrive at the numerical target, likely fully aware of the variant results that could be legitimately obtained.
The enumeration, qua a reasoned list of commandments, has diverted the attention of the countless students of his works ever since the ShM left his hands. But I posit that it was not R. Simlai’s dictum that 613 commandments were given to Moses at Sinai that was significant, but rather R. Hamnuna’s accompanying exegesis. Maimonides used R. Hamnuna’s midrashic exegesis that the verses I am the Lord thy God and Thou shalt have no other God before Me specifically formed part of the count of 613 commandments to prove that to intellect the existence of God and His oneness constituted a positive, performative obligation. The credibility of R. Hamnuna’s exegesis was even more firmly established when Maimonides inferred from its language what he believed was a theological truth: the nature of the commandments to believe in the existence of God and to believe in His oneness was categorically distinct from the nature and motivation underlying the rest of the commandments. He explained this distinction by averring that the former were philosophically demonstrable truths, capable of being apprehended without the medium of revelation, while the latter were only conventions, necessitating the mediation of a lawgiver and prophet.
The two articles of faith occupy the most prominent position in the MT, appearing in the opening lines of the Sefer ha-Madda’. In a letter to his disciple, Joseph b. Judah, Maimonides wrote that he undertook to compile a code of law in his zeal for the glory of God, “in seeing a nation bereft of a truly comprehensive book (diwan) of law, and bereft of clear and correct [theological] notions.”  Only the inclusion of these two beliefs in the canon of law could have satisfied the requirements of “a truly comprehensive book (diwan)” containing “correct theological notions.”  In sum, the unequivocal and unique statement found in R. Simlai’s aggadah, that the beliefs in God’s existence and His oneness constituted positive obligations, led Maimonides to appropriate the aggadah, adopt its numerical value of 613, and conflate it with the outline that he was preparing—all despite the constraints that it imposed.
In the second half of the book, I turned my attention to the sub-section of positive commandments and drew some conclusions from the way they are described and defined in the Halakhot. While my readings hinged on what Maimonides actually wrote, I recognized that, being human, Maimonides was bound to make the occasional mistake. That said, the exceptional (but more than occasional) omission of the formulaic phrase “X is a mitsvat ‘aseh” at the start of a topical discussion held my special attention because of the implausibility of it being forgotten: the phrase is rich, bold, highly informative, and consistent with Maimonides’ sustained interest for making categorical distinctions. Additionally, and just as importantly, my readings focused on how Maimonides expressed himself. The rhetoric, the literary presentation of his ideas, and the logic of composition mattered as much to me as the slight inferences one could arrive at by noting the absence or presence of a particular term, elements which have constituted the more traditional way of studying his works.
I began the book’s second section by noting that in the Halakhot, Maimonides moves away from the contrived artificiality adopted in the ShM of using the term mitsvat ‘aseh to designate all types of legal themes: here he applies the term to a very specific case, that of an absolute and unconditional obligation. Combing scriptural and rabbinic sources, Maimonides searches for clear indications of unconditional commands and imperatives to perform well-defined acts. These he designates boldly and prominently at the commencement of each topical
discussion, with a formulaic phrase that states that the directive at hand is a mitsvat ‘aseh. Where Maimonides withholds the mitsvat ‘aseh designation, I theorized that he must have done so because the scriptural and/or rabbinic evidence was insufficient to make such a determination. I tested for this evidentiary insufficiency, and when confirmed, I theorized further that under the influence of reigning Islamic legal theory (which was also heavily if not wholly influenced by rabbinic thinking), Maimonides opts for a softer definition. As a result, certain scriptural directives are categorized as recommendations rather than orders, wise pieces of advice rather than commands. Supporting these with scriptural proof texts, he labels them with the solo term mitsvah, a label that he also uses to designate rabbinical directives. The scriptural mitsvot include such prominent directives as to love and fear God, to imitate Him, to appoint a king, to heed the call of a prophet, to rebuke the sinner, to honor the wise, to testify in court, and a few others.
I conjectured further that Maimonides deliberately withheld the scriptural designation from certain commandments that had been labeled as scriptural in the ShM when the plain reading of the scriptural text did not appear to provide sufficient evidence for them, even when rabbinic interpretation suggested otherwise. To this end, he chose an artful but somewhat concealed literary device to designate them as such, the participle of correct practice. This is the case with such prominent practices as the recitation of the Shema, the binding of the tefillin, the writing and placing of the mezuzah and the study of Torah.
In the heavily politicized atmosphere of Cairo, where Rabbanites were both assiduously courted and continuously attacked by sectarian groups (largely Karaites) over the role of the oral law in interpreting Scripture, Maimonides chose to keep his radical opinions hidden yet recoverable. When applied to the legal sections of the Torah, Maimonides’ peshateh di-qera hermeneutics would likely raise hackles among his own co-religionists and, worse yet, give comfort to the deniers of the oral law. His carefully planted literary cues could lead the reader who is familiar with rabbinic terminology and unburdened by popular and superficial conclusions to discover the Master’s true opinion or at the very least sense his ambivalence.
Maimonides was informed by a hermeneutics of peshateh di-qera that was firmly and demonstrably anchored in the Andalusian tradition. His insistence on presumed philological validity, however, left him uneasily placed, uncomfortably close to sectarian investigation and interpretation. Ironically, this led him at times to mount a struggling defense of his own traditional Rabbanite views, well aware that the plain sense of Scripture did not lend convincing support for such a stance.
Consciously or unconsciously, Maimonides navigated his legal system between the Rabbanites and the Karaites, upholding the former’s respect for authoritative tradition and the latter’s insistence on relying only on philologically informed readings. Maimonides’ extraordinarily novel application of peshateh di-qera to the halakhic corpus threatened the very foundations of a Rabbanism, one that was intimately intertwined with the Talmud and its authority. Nahmanides understood this too well when he criticized Rule 2:
[F]or this book of the master, its content is delightful, full of love [based on Song of Songs 5:16] except for this principle, which uproots great mountains of the Talmud and throws down fortified walls of the Gemara. For the students of the Gemara, this notion is evil and bitter. Let it be forgotten and not said.
Of course, Maimonides would not have conceded this point: he would have maintained that his paradigm flowed quite naturally from the pages of the Talmud. Did not the Talmud’s quest for peshateh di-qera support the distinction between divine and man-made law? Did not the rabbis of the Talmud acknowledge that explicitly stipulated scriptural laws enjoyed an epistemic advantage over and a distinction from man-made laws? To Maimonides the answer to these two questions was a resounding yes.

 

Thanks to his remarkable codification, Maimonides left an indelible mark on Jewish law. Unfortunately, an important part of his jurisprudence, the exquisitely fine distinctions he made between divine and human law and between command and advice, was never fully appreciated, perhaps because of its radical import—or perhaps because Maimonides, for his own good reasons, hid many of these contributions behind formulaic omissions, terminological nuances, and subtle literary devices. It is this rich and layered nuancing that in some modest way I have tried to recover.



The Chanukah Omission

The Chanukah Omission

by Eliezer Brodt

    Every Yom Tov has its famous questions that show up repeatedly in writings and shiurim. Chanukah, too, has its share of well-known questions. In this article, I would like to deal with one famous question that has some not-very-famous answers. A few years ago I dealt with this topic on the Seforim Blog (here). More recently in Ami Magazine (# 50) I returned to some of the topics related to this. This post contains new information as well as corrections that were not included in those earlier articles. The question is, why there is no special masechta in the Mishna devoted to Chanukah, as opposed to the other Yamim Tovim which have their own masechta?[1] Over the years, many answers have been given, some based on chassidus, others based on machshava, and still others in a kabbalistic vein.[2] In this article, I will discuss a few different answers. While, answering this question I will touch on some other issues: what exactly is Megillas Taanis, when was it written, and what role did Rabbenu Hakadosh have in the writing of the Mishna.

A first source and the seven masechtos

At the outset, I would like to point out that the first source I have found thus far that deals with this question is Rabbi Yosef Karo in his work Maggid Mesharim.[3]It is interesting to note, that the most famous question related to Chanukah was also asked by Rabbi Yosef Karo, and is commonly referred to by the name of his sefer, as the “Bais Yosef’s Kasha.[4] That question, is: Why is Chanukah eight days? Since there was enough oil for one night, what exactly was the miracle of the first night? One of the answers given to the question is based on a famous Rambam that gives an important insight about what Rabbenu Hakodesh included in the Mishna. According to the Rambam, the halachos of tefillin, tzitzis, and mezuzos, as well as the nusach of tefillah and several other areas of halacha are not included in the Mishna at all because these halachos are well-known to the masses; there was no need to include them.[5]

אבל דיני הציצית והתפלין והמזוזות וסדר עשייתן והברכות הראויות להן וכן הדינים השייכים לכך והשאלות שנתעוררו בהן אין ממטרת חבורנו לדבר בכך לפי שאנחנו מפרשים והרי המשנה לא קבעה למצות אלו דברים מיוחדים הכוללים את כל משפטיהם כדי שנפרשם, וטעם הדבר לדעתי פרסומן בזמן חבור המשנה, ושהם היו דברים מפורסמים רגילים אצל ההמונים והיחידים לא נעלם ענינם מאף אחד, ולפיכך לא היה מקום לדעתו לדבר בהם, כשם שלא קבע סדר התפלה כלומר נוסחה וסדר מנוי שליח צבור מחמת פרסומו של דבר, לפי שלא חסר סדור אלא חבר ספר דינים (פירוש המשנה, מנחות פרק ד משנה א.

(There are some achronim who posit that this rationale applies to Chanukah, as well. That is, Chanukah was also well-known, and that’s why it was not necessary to include it in the Mishna.[6] Rabbi Yaakov Schorr has a problem with the statement by the Rambam that the laws and details of tefillin and mezuzah were well known—these mitzvos are very complicated and contain many details. Indeed, they are arguably much more complex than Kriyas Shema, which does have its own mesechta. To illustrate this point, the Chofetz Chaim’s son writes that his father spent months working on just two simanim of Hilchos Tefillin for his work, the Mishna Berura.[7] So too, there are many halachos related to Chanukah, and it is hard to believe that everyone knew all the halachos. However, the Maharatz Chayes, who bases his answer to the question on this same concept of the Rambam, adds an important point which would answer Rabbi Schorr’s problem. He says that the masses all knew about lighting the menorah. All the rest of the halachos of Chanukah which are discussed in the Gemara are from after the period of the Mishna, he says, and that is why Rebbe did not include them in the Mishna.[8] Rabbi Schorr resolves his own problem by suggesting that there was a Maseches Soferim devoted to the laws of tefillin, but it was lost. He claims that it forms the basis of the Maseches Soferim which we have today.[9] With this introduction, we can perhaps understand the following answers to our question, which are based on the assumption that there was a Maseches Chanukah which was lost. The Rishonim refer to “seven minor masechtos“; however, the earlier Achronim did not have these masechtos. Today, we do have “seven masechtos “, although, as we shall see, not everyone agrees that these are the same seven masechtos that the Rishonim had. During the period that these masechtos were unknown, there was some speculation as to what they contained. Rav Avraham Ben HaGra quotes his father, the Gra, in regard to what the exact titles of the seven masechtos were, and he told him that amongst the titles was Maseches Chanukah.[10]

אמנם שמעתי מאדוני אבי הגאון נר”ו שהשבע מסכות קטנות המה חוץ מאשר נמצא לנו והן מסכת תפלין ומסכת חנוכה ומסי’ מזוזה. (רב ופעלים הקדמה דף ח ע”א) As far as we know today, we have all the seven masechtos and none of them are about Chanukah.[11]

But it is possible that there was such a masechta which was lost. Rav David Luria (Radal) assumes as much and uses this assumption to understand the Teshuvos Hagaonim and says that it evidences additional masechtos that are no longer extant.[12]

ובא אלינו איש חכם וחסיד זקן ודרש בישיבה כתיב ופן תשא עיניך השמימה וראית את השמש זה נדר ואת הירח זו שבועה… וסדר משנה תוספת על סדרי שלנו ראינו בידו שהיה מביא ולא זכינו להעתיק שסבתו גדולה ונחפז ללכת ואתם אחינו הזהרו בענין זה וטוב לכם (שערי תשובה, סימן קמג).

The Vilna Gaon’s great-nephew reports that the Gra said there was even a masechta titled Maseches Emuna, which also appears to have been lost.[13]

ואמר לי איך ששמע מדו”ז הגאון מו”ה אלי’ ז”ל שהיו כמה וכמה מסכות על המדות כמו מסכתא ענוה ומסכתא בטחון וכדומה רק שנאבדה ממנו.

The one we already had

A different answer given by many [14] is that the reason why Rebbe did not have a whole masechta about Chanukah was because there was one already: Megillas Taanis! In fact, in one of the editions of Megillas Taanis (the original edition with the Pirush ha-Eshel), it says on the frontispiece: “Megillas Taanis, which is Masseches Chanukah.” The Perush ha-Eshel on Megilas Taanis wants to suggest that the Gra did not mean that there was a masechta titled Chanukah. Instead, the Gra meant Megillas Taanis. Indeed, in earlier printings of the Shas, Megillas Taanis was included with the Masechtos Ketanos.[15] Whether or not the Gra himself meant Megillas Taanis, many do say that Megillas Taanis is really Maseches Chanukah, since the most important and lengthy chapter is about Chanukah. Therefore the answer to why Rebbi did not include a masechta about Chanukah was simply because there was one already— Megillas Taanis. This answer is backed up with a statement found in the Behag, which says “that elders of Beis Shamai and Hillel wrote Megillas Taanis.”[16] זקני בית שמאי ובית הלל,… והם כתבו מגילת תעניות… To better understand this, an explanation about the nature of Megillas Taanis is needed. Megillas Taanis is our earliest written halachic text, dating from much before our Mishnayos. Some say it was so well-known that even children knew it by heart.[17] In the standard Megillas Taanis, there are two parts: one written in Aramaic, which is a list of various days which one should not fast or say hespedim on. This part is only two hundred and seventy words long. The other part was written in Hebrew and includes a lengthier description of each particular day. The longest entry in the latter part is about Chanukah. It contains reasons for the Yom Tov and some of the halachos. With this in mind, it’s not so strange to say that there is no need for a special masechta about Chanukah. Since in the earliest written text we have there is a lengthy entry about Chanukah, why would Rabbenu Hakodesh have to repeat it? The problem with this answer is that while Megillas Taanis dates from before our Mishnayos, it contains significant additions from a later time. The Maharatz Chayes and Radal say that the Aramaic part was written very early, at the point when it was not permissible to write down Torah Sheba’al Peh. At a later point, when it was permitted, the Hebrew parts were added. Maharatz Chayes says that it was after the era of Rabbenu Hakodesh. Earlier than him, Rav Yaakov Emden wrote (in his introduction to his notes on Megillas Taanis) that it was completed at the end of the era of the Tannaim. The bulk of the discussion regarding Chanukah that appears in Megillas Taanis is in the Hebrew part. It doesn’t make sense that Rebbi did not include Chanukah in the Mishna because of sections of Megillas Taanis that had yet to be written.[18] The Gedolim who first suggested that Megillas Taanis is the reason that Rabbenu Hakodesh did not include Chanukah in Mishnayos did not realize that it was written at two different time periods. However, Rabbi Dovid Horowitz in an article in Hapeles turns the historical difficulty on its head when he argues, based on Tosafos, that the person who wrote the Hebrew parts of Megillas Taanis was Rabbenu Hakodesh.[19] The problem with Rabbi Horowitz’s point is that it seems most likely that the Hebrew portion was written later than Rabbenu Hakodesh, and most do not agree with Tosafos on this point. [20] Therefore, this answer does not explain the omission of Chanukah from the Mishna according to most authorities.[21] Another answer in the same vein was suggested by Rabbi S.Z. Schick. Rav Schick conjectures that there was a Sefer Hashmonaim written by Shammai and Hillel which recorded the nissim of Chanukah, and therefore, there was no separate Mishna.[22] This seems to be based on the quote from the Behag we brought earlier. Others say this might be a reference to Sefer Makabbim or Megillas Antiyochus. Although it is likely that these two works are from early times, it is not clear how early.[23] As an aside, there is a book bearing the title Maseches Chanukah, but it was written as a parody, similar to Maseches Purim of Rav Kalonymus[24].

Rebellion, Romans, and the Power of Tradition

Another explanation for the Chanukah omission is from the Edos Beyehosef, who quotes a Yerushalmi[25] which relates the following: A child was born to the King Trajanus on Tisha B’av, and the child died on Chanukah. The Jews were not sure whether or not to light neros Chanukah, but in the end, they did. The king’s wife told him to come back from a war that he was in middle of fighting in order to fight the Jews who were rebelling against him!

בימי טרוגיינוס הרשע נולד לו בן בתשעה באב והיו מתענין מתה בתו בחנוכה והדליקו נירות שלחה אשתו ואמרה לו עד שאת מכבש את הברבריים בוא וכבוש את היהודים שמרדו בך חשב מיתי לעשרה יומין ואתא לחמשה אתא ואשכחון עסיקין באורייתא בפסוקא ישא עליך גוי מרחוק מקצה הארץ וגומ’ אמר לון מה מה הויתון עסיקין אמרון ליה הכין וכן אמר לון ההוא גברא הוא דחשב מיתי לעשרה יומין ואתא לחמשה והקיפן ליגיונות והרגן אמר לנשיהן נשמעות אתם לליגיונותי ואין אני הורג אתכם אמרון ליה מה דעבדת בארעייא עביד בעילייא ועירב דמן בדמן והלך הדם בים עד קיפרוס באותה השעה נגדעה קרן ישראל ועוד אינה עתידה לחזור למקומה עד שיבוא בן דוד (תלמוד ירושלמי,סוכה, פרק ה)

The Edos Beyehosef writes that Rabbenu Hakadosh chose not to include Chanukah in the Mishna. If a simple lighting of neiros caused such a reaction from our enemies, all the more so if this would be included in our crucial text—the Mishna.[26]

וכתיבת דיני נר חנוכה יש בה פירסום יותר מהדלקה מפני שהדלקה היא בבתי ישראל בזמן מועט חי’ ימים בשנה חצי שעה בכלל לילה ואפ’ זה סמיה בידן להדליק בפנים אם יש חשש סכנה אבל דבר בכתב קיים כל הימים ומתפשט בעולם על ידי כל אדם המעתיקם כל מה שרוצה… ומפני זה השמיט רבי כתיבת דיני חנוכה…

Rabbi Yehoshua Preil in Eglei Tal relates that the Roman emperor, Antoninus, was a good friend of Rebbi, and he allowed the Jews to start keeping Shabbos and other Mitzvos. However, since he had just become king, allowing the Jews to celebrate Chanukah was dangerous for his kingdom. Therefore, Rebbi did not speak about this Yom Tov openly. [27]

כי הנה אנדריונוס קיסר אחרי הכניעו את המורדים בביתר שפך כאש חמתו על כל ישראל וישבת חגם, חרשם ושבתם כי גזר על שבת ויום טוב מלה ונדה וכיוצא בו, אולם בימי המלך הבא אחריו אנטוניוס פיוס ידידו של רבי רוח לישראל כמעט, אך כנראה לא השיב את גזרת ההולך לפניו בדבר חנוכה, כי באמת יקשה גם על מלך חסיד כמוהו להניח חג לאומי כזה לעם אשר זה מעט הערה למות נפשו ואך בעמל רב נגרע קרנו זה שנות מספר, ועל כן לא היה יכול רבינו הקדוש נשיא ישראל לדבר בזה בפומי…

Rabbi Reuven Margolios answers, along these lines, that the Romans at the time were interested in the Torah She-be’al Peh, specifically concerned that there was nothing in Torah She-be’al Peh that was against the non-Jews. Thus, in order that the Romans shouldn’t have the wrong idea about the Jews’ loyalty to the government, Rebbi did not want to include Chanukah in the Mishna.[28]

ובכן כאשר תלמי המלך בזמנו צוה להעתיק לו התורה שבכתב לידע מה כתיב בה כן התענייה הנציבות לידע תוכן התורה שבעל פה … דרישה כזאת היא אשר יכלה להמריץ את נשיא ישראל להתעודד ולערוך בספר גלוי לכל העמים תורת היהודים וקבלתם יסודי התורה שבעל פה להתודע ולהגלות שאין בה הטחת דברים נגד כל אומה ולשון ולא כל תעודה מדינית. ואחר אשר חשב רבי שספרו יבוקר מאנשי מדע העומדים מחוץ ליהודת שיחרצו עליו משפטם לפני כס הממשלה המרכזית ברומא. נבין למה השמיט ממשנתו דברים חשובים עקרים בתורת ישראל … כן לא שנה ענין חנוכה והלכותיה במשנה, בעוד אשר להלכות פורים קבע מסכת מיוחדת, שזהו לאשר כל כאלו היו למרות רוח הרומיים שחשבום כענינים פוליטיים חגיגת הנצחון הלאומי ותוקת חפשיותו.

Rabbi Dov Berish Ashkenazi writes that since the Chanukah miracle was to show us the authenticity of the transmission of Torah from Moshe Rabbeinu, the story of Chanukah was not written down— it is just based on mesorah[29]. Along these lines, Rabbi Alexander Moshe Lapidos answers that the reason Chanukah isn’t written down is to show the power of Torah She-be’al Peh.[30]

לא נכתבה מגילת חנוכה, לפי שנתקנה להורות תוקף תורה שבעל פה, ותולדתיה כיוצא שלא נכתבה… חנוכה המורה על תורה שבעל פה ע”כ לא ניתנה להכתב…

(תורת הגאון רבי אלכסנדר משה, עמ’ רנו)

Rav Shlomo Zalman Auerbach says something similar. He answers that the main bris between us and Hashem is the Torah She-be’al Peh. The Greeks wanted to take this away from us, yet Hashem made miracles so that it remained with us. That is why this mitzvah is so special to us and that is why it is not written down openly.[31]

יש להבין אם מצוה זו כ”כ חביבה היא לנו, כמו שכתב הרמב”ם שמצוה חביבה היא עד מאד, למה באמת לא ניתנה ליכתב, אולם עיקר כריתת ברית שכרת הקב”ה עם ישראל הוא רק בעבור תורה שבעל פה כמו שכתב בגיטין ס’ ע”ב ומשום כך הואיל ומלכות יון הרשעה רצתה שלא יהי’ לנו ח”ו חלק באלקי ישראל, לכן נתחבבה מצוה זו ביותר שנשארה כולה תורה שבעל פה אשר רק על ידי תורה שבעל פה איכא כריתת ברית בינינו ובין ה’ ולכן אפילו במשניות לא נזכר כלל דיני חנוכה וכל ענין חנוכה כי אם במקומות אחדים בדרך רמז בעלמא.

Another answer given by Rav Alexander Moshe Lapidos is that when Torah She-be’al Peh was allowed to be written, not everything was allowed to be written. Only later on, the Gemara was allowed to be written. Rabbenu Hakadosh only wrote down things that had sources in the Torah, or gezeros (decrees) to make sure one kept things in the Torah. Chanukah does not fall into those categories. Only later on, in the times of the Gemara, was it allowed to be recorded.[32]

דבקושי התירו לכתוב תורה שבעל פה והיו פסקי פסקי. מתחלה סתימת המשנה בימי רבנו הקדוש. ואחר זה בימי רבינא ורב אשי חתימת התלמוד, והשאר היו נוהגין במגלת סתרים עד שלאחר זה הותר לגמרי לפרסם בכתב כל מה שתלמיד ותיק מחדש. ורבנו הקדוש לא הרשה רק מה שהוא לפירוש לתורה שבעל פה ומה שיש לו סמך בכתוב, או מה שהוא לסייג, כמו הלל וברכות, ערובין, נטילת ידים, נר שבת ומגלה (מחיית עמלק). אבל חנוכה שאיננו לא פירוש ואין לו סמך בכתוב, ולא לסייג, לא היה נהוג רק במגלת סתרים בבריתות דר”ח ור”א… רק נרמזה במשנה ב”ק סוף פ”ו ואחריה הורשה לפרסם בכתב בתלמוד.

Rav Shmuel Auerbach writes: ובזה יבואר החביבות המיוחדת שבנס חנוכה, והטעם שאינו מפורש במשנה. בהשתלשלות, כל שלב יסודו מהמצב הקודם, והמשנה שהיא השלב הראשון של תורה שבעל פה, יש לה שייכות לתורה שבכתב, כי היא ראשית החלק הגלוי של תושבע”פ. וחנוכה כל מהותה היא גילוי תושבע”פ בלי מפורש בתורה שבכתב´היינו מציאות שחסר גילו שכינה ונבואה, בזמן של חושך וחורבן, ולזה לא שייך בנס החנוכה כתיבה. ודוקא המציאות שנס חנוכה לא נכתבה במשנה היא הסימן לחביבות מיוחדת, והיינו שחלקי התורה הפחות כתובים הם עילאיים. ומצב של של נס שכולו בתורה שבעל פה, ולא בתורה שבכתב, הרי כל כולו בין הקב”ה לעמו ישראל, ולא מופיע בחלקי התורה שנקראים גם על ידי הגוים בשבעים לשון (אהל רחל, חנוכה, עמ’ ל-לא).

Another answer given by Rav Shmuel Auerbach is: ונתבאר בזה גם הטעם שרבי לא פירוש דיני חנוכה במשנה. אמרו חז”ל עה”פ אילת השחר, שאסתר סוף הנסים, ופירושו, סוף הנסים הכתובים בכתבי הקודש. והמשנה אע”פ שהיא תחילת תורה שבעל פה, מכל מקום דיני המשנה הם דינים שיש להם שורשים בתורה שבכתב, וכל ענינו של חנוכה אינו שייך לתורה שבכתב, אלא הוא כל כולו תושבע”פ, שהתקוף של גילוי האור של תושבע”פ היא דוקא במצב של חושך והסתר פנים, שכבר נפסקה הנבואה, וזכו לכך דווקא מתוך ובגלל החושך, שהוצרכו לעמל ומסירות נפש כדי לגלות את אור התורה (אהל רחל, חנוכה, עמ’ קיח).

The Chasam Sofer’s answer

One of the most famous answers given to this question is by the Chasam Sofer, who is quoted by his grandson Rabbi Shlomo Sofer in the Chut Hameshulash as having said many times that the reason why the miracle of Chanukah is not in the Mishna is because Rabbeinu Hakadosh was a descendant of David Hamelech and the miracle of Chanukah was through the Chashmonaim who illegitimately took away the kingdom from the descendants of David. Since this was not to his liking, he omitted it from the Mishna, which was written with Ruach Hakodesh.[33]

מרגלא בפומי’ כי נס חנוכה לא נזכר כלל במשנה ואמר טעמו כי רבנו הקדוש מסדר המשנה הי’ מזרע דוד המלך ונס חנוכה נעשה על ידי חשמונאים שתפסו המלוכה ולא היה מזרע דוד וזה הרע לרבנו הקדוש ובכתבו המשנה על פי רוח הקודש נשמט הנס מחיבורו (חוט המשולש, דף נ ע”א).

This statement generated much controversy, and many went so far as to deny that the Chasam Sofer said such a thing.[34] The bulk of the issues relating to this answer of the Chasam Sofer were dealt with by Rav Moshe Zvi Neriah in an excellent article on the topic.[35] The most obvious objection to the Chasam Sofer is that the issue is not that Chanukah is never mentioned in the Mishna—in fact, it is a few times. The question is why there isn’t a complete mesechta devoted to it. Another problem raised by Rabbi Neriah is that, as we have seen above, the Behag writes that the elders of Shammai and Hillel, an ancestor of Rebbi, did record the story of Chanukah. Due to these and other issues, some have tried to explain the words of the Chasam Sofer differently.[36] This is not the first statement in the Chut Hameshulash that has been questioned. A daughter of the Chasam Sofer is reported to have said that the work is full of exaggerations.[37] דע לך כי מה שכתוב הרב ר’ שלמה סופר, רבה של בערעגסאס בספרו חוט המשולש על אבא שלי זה מלא הגוזמות. However Rabbi Binyamin Shmuel Hamburger of Bnei Brak, an expert on the Chasam Sofer, writes that today we are able to defend all the statements of R. Shlomo Sofer from other sources, and that it is, indeed a reliable work.[38] This explanation of the Chasam Sofer seems to be based in part on the Ramban, who writes that although the Chashmonaim were great people and without them Klal Yisroel would have been destroyed, in the end they were doomed because they were not supposed to become kings, not being descendants of Yehudah.

זה היה עונש החשמונאים שמלכו בבית שני, כי היו חסידי עליון, ואלמלא הם נשתכחו התורה והמצות מישראל, ואף על פי כן נענשו עונש גדול, כי ארבעת בני חשמונאי הזקן החסידים המולכים זה אחר זה עם כל גבורתם והצלחתם נפלו ביד אויביהם בחרב. והגיע העונש בסוף למה שאמרו רז”ל (ב”ב ג ב) כל מאן דאמר מבית חשמונאי קאתינא עבדא הוא, שנכרתו כלם בעון הזה. ואף על פי שהיה בזרע שמעון עונש מן הצדוקים, אבל כל זרע מתתיה חשמונאי הצדיק לא עברו אלא בעבור זה שמלכו ולא היו מזרע יהודה ומבית דוד, והסירו השבט והמחוקק לגמרי, והיה עונשם מדה כנגד מדה, שהמשיל הקדוש ברוך הוא עליהם את עבדיהם והם הכריתום: ואפשר גם כן שהיה עליהם חטא במלכותם מפני שהיו כהנים ונצטוו (במדבר יח ז) תשמרו את כהונתכם לכל דבר המזבח ולמבית לפרכת ועבדתם עבודת מתנה אתן את כהונתכם, ולא היה להם למלוך רק לעבוד את עבודת ה’ (בראשית מט,י).

It should be noted that not everyone agrees with the Ramban. [i][39] R. Kosman shows[40] that there was some playing around with this piece of the Chasam Sofer. In the first edition it says:

מרגלא בפומי’ כי נס חנוכה לא נזכר כלל במשנה ואמר טעמו כי רבנו הקדוש מסדר המשנה הי’ מזרע דוד המלך ונס חנוכה נעשה על ידי חשמונאים שתפסו המלוכה ולא היה מזרע דוד וזה הרע לרבנו הקדוש ועל כן נשמט הנס מחיבורו

But in the second edition a piece was added to say:

מרגלא בפומי’ כי נס חנוכה לא נזכר כלל במשנה ואמר טעמו כי רבנו הקדוש מסדר המשנה הי’ מזרע דוד המלך ונס חנוכה נעשה על ידי חשמונאים שתפסו המלוכה ולא היה מזרע דוד וזה הרע לרבנו הקדוש ובכתבו המשנה על פי רוח הקודש נשמט הנס מחיבורו

Interestingly enough, the Chasam Sofer in his chiddushim on Gittin explains the Chanukah omission based on the Rambam we mentioned earlier that says that since Chanukah was well-known Rebbe did not include it in the Mishna.[41] Whether or not the Chasam Sofer did say the explanation quoted in the Chut Hameshulash, we have testimony from a reliable source that another gadol said it. The Chasdei Avos cites this explanation from the Chidushei Harim and he ties it to the Ramban mentioned above.[42]

דבשביל שהי’ לבם של בית הנשיא מרה על החשמונאים, שנטלו מהם המלוכה, והוא נגד התורה דלא יסור משבט יהודה, כמו שכתב ברמב”ן ויחי, לכן לא הזכיר רבנו הקדוש דיני חנוכה במשנה.

Rabbi Aryeh Leib Feinstein also offers this explanation on his own and uses it to explain many of the differences between the versions of the miracle of Chanukah found in the Gemara and Megillas Taanis, and to explain who authored the different parts (Aramaic and Hebrew) of Megillas Taanis.[43] Rabbi Avraham Lipshitz says that, based on the answer of the Chasam Sofer, it is possible to answer another famous difficulty raised by many, which is why we don’t mention Chanukah in the beracha of Al Hamichya. Rabb Liphsitz says that in Al Hamichya we mention Zion, which is Ir Dovid. Since the Chashmonaim took away the kingdom at that time from the descendants of Dovid, we do not mention Chanukah in connection to Zion.[44] Another answer suggested by Rav Chanoch Ehrentreu is that the Mishna is composed mostly of various parts from much before Rabbenu Hakodesh, from the time of the Anshei Knesses Hagedolah and onwards, which is before the story of Chanukah took place. When Rebbe began to compose the Mishna there was no place for the halachos of Chanukah, so he did not put them in.[45]With this he answers another problem – we find that the early Tannaim dealt with Chanukah as we see in a beraisa in Shabbos from Ziknei Beis Shammai and Hillel so why isn’t there a Massechtah devoted to Chanukah.

שגוף המשנה על חלקיה העיקריים הוא מעשה אנשי כנסת הגדולה… לאחר ימי אנשי כנסת הגדולה השלימו תנאים במקום שהיה טעון השלמה והוסיפו בשעה שנזקקו להוסיף, וחלקו על פירושה של משנה ראשונה וגם מסרו מחלוקות אלה לדורות. אך המשנה עצמה עתיקה מהלכות חנוכה. לכן ברור שתנאים שנו הלכות בענין חנוכה ונר חנוכה, אך כיון שכבר לא נמצא להם מקום בגוף המשנה נאספו אלה בברייתות

This answer is based on the assumption that there were parts of the Mishna that existed earlier than Rebbe, and that he was just the editor. This topic of when the Mishna was exactly written has been dealt with from the time of the Geonim and onwards and is beyond the scope of this article.[46] However, I would like to make one point that also relates to this and the Chasam Sofer’s answer discussed above. What was Rabbenu Hakodesh’s role in writing the Mishna? Was he an editor that just collected previous material, or did he add anything of his own? Rav Ishtori Haparchi writes in his Kaftor Vaferach that Rebbe never brings something that he does not agree with in the Mishna.

ורבנו הקודש לא יבא לעולם כנגד המשנה שהוא סדרה וחברה

(כפתור ופרח, פרק חמישי)

The Sefer Hakrisus disagrees. He says that Rebbe was mostly an editor. He gathered existing Mishnayos and, together with other Chachomim, chose what to include.[47] מצינו בלשון משנה על רבי הא דידיה הא דרביה… נראה אף על פי שרבי סדר המשניות היו סדורות קודם לכן אלא שסתם הילכתא, וגם על פי עשרים בני תלמידי חכמים זה היה אומר בכה וזה היה אומר בכה והוא בחר את אשר ישר בעיניו אבל המשנה והמסכתא לא זזה ממקומה וסדרה הוא כבראשונה… It would seem that the Chasom Sofer’s answer could only work according to the Kaftor Vaferach and Rabbi Ehrentreu’s answer is only possible according to the Sefer Hakrisus. According to the Sefer Hakrisus, even had Rabbeinu Hakadosh not wanted to include the story of Chanukah for some reason, it was not only his say that was important. This explanation of the Chasam Sofer was the accepted explanation for many years among Jewish historians as to why the Mishna omits the story of Chanukah. For example Zechariah Frankel wrote in his Darchei Ha-Mishnah[48]:

והנה גם מצות חנוכה באה לבד בדרך העברה … ולהדלקת נר חנוכה לא מצינו במשנה אפילו רמז (ועיין ב”ק פ”ו מ”ו). ואפשר שבזמן הבית לא חלקו כ”כ כבוד למצות זאת, כי גם מלכי בית חשמונאי אשר על ידי אבותיהם נעשתה התשועה לישראל, הכבידו עולם על העם ולא נחה דעת החכמים במלוכתם, ומצאו להם די בהזכרתם בתפילה חסדי השם עם עמו, ובמשך הימים כאשר נשכחו הצרות הראשונות תחת המלכים אלה נהגו בנר חנוכה, וגם אז נראה שלא לחובה כ”א למצוה, ונתנו המצוה ביד כל איש ואיש כפי דעתו…

(דרכי המשנה, עמ’ 321).

A while back, Gedaliah Alon wrote a classic article proving that this theory was not true at all. Subsequently, Shmuel Safrai backed this up. They both showed that there is positive mention of the Chashmonaim in many places in halachic literature. Therefore, this explanation does not suffice to explain the omission of Chanukah from the Mishna.[49]

Hidden halachos

The following answers relate to the concept found in the Gemarah numerous times, known as, chisura mechsara, something is missing, when trying to understand a specific statement in the Mishna. The Gemarah says that something is missing and really the Mishna should say this… The question asked by many is how did this happen. Many years ago I heard from one of my High school Rabbyim, Rabbi Lobenstein who heard from his Rebbi, Rav Hutner that this was done on purpose. The whole Heter to write down Torah She Bal Peh was a Horot Sho as Rabbenu Hakodesh saw that it was going to be forgotten. However he did not want all of it to be come accessible to all he wanted to retain a strong part of it to be dependent on Torah She Bal Peh on a mesorah from the past. Therefore he made that certain parts could only be understood based on a transmission from a previous generation. One of the ways he did that was to leave out certain sentences from the Mishna. I later found that Rav Hutner says this concept to explain why there is no special Mishna devoted to the Halchos of Chanukah:

ומקבלת היא נקודה זו תוספת בהירות מתוך עיון בכללי סדור המשנה ובמה שהורונו רבותינו בביאורם. בתוך כללי סידור המשנה נמצא כאלה שאינם נראה כלל כמעשי סידור, כגון אין סדר למשנה, חסורי מיחסרא… וכדומה. והורונו רבותינו בזה כי גם לאחר שהותרה כתיבתה של תורה שבעל פה, ומשום עת לעשות הוכרחו לכתבה או לסדרה לכתיבה, מכל מקום השאירום בשיעור ידוע כדברים שבעל פה גם לאחר שנכתבו, בכדי שגם הכתב יהא נזקק לסיוע של הפה, וסוף סוף לא תעמוד הכתיבה במקומה של הקבלה מפה לאוזן. ודברים הללו הם יסוד גדול בסדר עריכתם של דברי תורה שבעל פה על הכתב… מאורע מועד החנוכה יהא מופקע מתורת כתב, שכן כל עצמו של חידוש מועד החנוכה אינו אלא בנקודה זו של מסירות נפש על עבודת יחוד ישראל בעמים… ופוק חזי דגם במשנה לא נשנו דיני נר חנוכה, ולא נזכר נר חנוכה כי אם אגב גררא דענינים אחרים, והיינו כמו שהורונ רבותינו דגם לאחר שנכתבה המשנה עדיין השאירו בה מקום לצורת תורה שבעל פה על ידי החיסורי מיחסרא וכדומה, ובנר חנוכה בא הוא הענין הזה לידי השמטה גמורה, מפני שאורו של נר חנוכה הוא הוא האור שניתגלה על ידי מסירת נפש על אורות מניעת כתיבתם של דברים שבעל פה. בכדי שעל ידי זה תסתלק יון מלהחשיך עיניהם של ישראל על ידי תרגום דברים שבעל פה, כדרך שהחשיכה עיניהם של ישראל בתרגומם של דברים שבכתב

(פחד יצחק, עמ’ כח-כט).

A little different explanation of the concept of chisura mechsara without tying into Chanukah can be found in the incredible work from the Chavos Yair called Mar Keshisha where he writes as follows:

ובזה מצאנו טעם חכמי משנה שדברו דבריהם בקיצור נמרץ ובדרך זר ורחוק מתכלית הבנתו והמבוקש, וטעם שניהם להרגיל התלמידים בהתבוננות וחידוד, שיבינו דברים ששמעו אף כשהם עמוקים ועלומים, ומתוך כך יוסיפו מדעתם, ויבינו עוד דבר מתוך דבר… ובזה יישבנו גם כן מה שלפעמים דקדקנו בלשון התנא בסידור דבריו ובחיסור ויתור אות אחת… ולפעמים אמרינן חסורא מחסרא במשנה… והכל הוא להלהיב הלבבות ולחדדם ע”י שיעמיקו וידקדקו בלשון התנא, ולפעמים ליישב הדין והמבוקש… (מר קשישא, עמ’ כח-כט; שם, עמ’ נו).

The Rashash says:

ונראה דלפי שהיתר כתיבת המשנה לא היה רק משום עת לעשות וגו’ לכן לא באו בה רק עקרי הדינים בלבד בלי ביאור הטעמים, וכן לא בארה במחלקות הנמצאים בה טענות כל אחד מהצדדים ופעמים לא בארה גם עיקר הדין בשלמותו… וכן חסורי מחסרא והכי קתני, כי לא באה רק שעל ידה יזכרו לגרוס הענינים בשלימותם כפי הקבלה בעל פה, ולזאת תמצא ג”כ רבות שלשון המשנה איננו סובל את הענין כפי ישוב הגמ’ בה רק בדרך רחוק ודחוק, הכי רבינו לא היה יכול לדבר צחות ולבחור לשון ערומים.. שפעמים לא ביאר את הענין בדרך רמז… ויתכן לומר דלכן קראו לאיזו מהם מגילת סתרים

(נתיבות עולם,דף קי”א, ע”א).

Another answer to the mystery of the Chanukah omission is from Rabbi Gedaliah Nadel as I will explain this too has to do with the concept of chisura mechsara. There is a famous concept of various Rishonim and Achronim. Many times, the Gemara uses the phrase chisura mechsara, something is missing, when trying to understand a Mishna. Some Rishonim say that there is nothing actually missing in the Mishna. What appears to be missing is really there, but the naked eye cannot see it. That is what the Gemara means when it says something is missing and then adds the missing text. Just to list some sources for this concept: Rabbenu Bechayh writes:

ורבינו הקדוש שחבר המשנה ולמד אותם ברבים וכתבוה הכל בימיו, כונתו היתה כדי שלא תשכח תורה מישראל שראה הרשעה מתפשטת בעולם וישראל מתפזרין בגלות, על כן הותר לו לעשות כן משום שנאמר:

(תהלים קיט, קכו)

“עת לעשות לה’ הפרו תורתך”, וכתב וחבר המשנה שהיא תורה שבעל פה, ועל כן קראה “משנה” לפי שהיא שניה לתורה שבכתב ורובה לשון הקדש צח כתורה שבכתב… ואחרי כן נתמעטה החכמה וקצרו הלבבות ועמדו רבינא ורב אשי וחברו התלמוד שהוא פירוש המשנה, כי לרוב חכמת רבינו הקדוש וחכמת בני דורו היה פירוש התורה אצלם מבורר ופשוט מתוך המשנה, ואצל דורות רבינא ורב אשי היה עמוק וסתום מאד, ומזה אמרו בתלמוד על המשנה:

(ברכות יג ב)

חסורי מחסרא והכי קתני, שאין הכוונה להיות המשנה חסרה כלל חלילה, אבל הכוונה שהיא חסרה אצלנו מפני חסרון שכלנו מפני שאין אנו מגיעים לעומק חכמת דור של חכמי המשנה…

(רבנו בחיי, כי תשא, לד:כז).

Reb Avrhom Ben HaGra writes:

ומ”ש לפעמים חסורי מחסרא והכי קתני, שמעתי מא”א הגאון החסיד המפורסם נר”ו שאין במשנת רבי שום חסרון בלישנא ומה שהוסיפו הוא מובן בזך הלשון של רבינו הקדוש ז”ל, אפס כדי להסביר לעיני המון הרואים בהשקפה ראשונה לפיהם צריך להסביר יותר, והמעיין בדבריו יראה שהוא כלול בדבריו ביתרון אות אחת, ואחוה לך אחד לדוגמא… (רב פעלים, עמ’ 107).

Reb Yisroel Shklover also writes about the Gra: והיה יודע כל חסורי מחסרא שבתלמוד בשיטותיו דלא חסרה כלל בסדר שסידר רבינו הקודש המתני’

(פאת השלחן, הקדמה).

Rabbi Gedaliah Nadel says that most of Hilchos Chanukah can be found in the Mishna. The Mishna in Bava Kamma (62b) says that if a camel was walking in the public domain with flax, and the flax caught fire from a fire that was in a shop and did damage, the owner of the camel has to pay the damages. However, if the storekeeper’s fire was out in the public domain, then the storekeeper has to pay damages. Reb Yehudah says that if the fire was from neiros of Chanukah, then the storekeeper is not obligated to pay. From here, says Rabbi Nadel, we can learn the basic halachos of Chanukah: the neiros have to be lit outside, over ten tefachim and when people are passing by. The halachos of Hallel and Krias Hatorah are found in other places in the Mishna. The rest of the halachos are side issues.[50]

ולפי זה יש ליישב דענין נס חנוכה ומצות נרות וואדי היה מפורסם לחיוב ולא היה צריך להקדמה כלל, ואף דמ”מ היה צורך להכניס יסוד הדינים במשנה מ”מ לזה סגי לפרש הדברים בדרך רמז במשנה דב”ק. דאם נדקדק בדברי המשנה שם נמצא כל עיקר דין נר חנוכה דילפינן מינה דאיכא חיוב להניח הנר בחוץ ובתוך עשרה טפחים ושיהא בזמן שעוברים בשוק, ורק אנינים צדדים כמו מהדרין וכו’ לא חשש להזכיר. ודין דמדליקין מנר לנר וכו’ איכא למילף מדיני בזוי מצוה. ויתר הלכות חנוכה הוזכר אגב אורחא כל אחד במקומו, וכגון חיוב הלל גבי קרבן עצים (תענית פ”ד מ”ה). וחיוב קריאת התורה גבי דיני קרה”ת (מגילה פ”ג מ”ד ומ”ו), ודין אמירת על הנסים לא נזכר כמו שאר נוסחי תפלות שלא הוזכרו מפני שהיו ידועים ומוסרים

(ליקוט מתוך שעורי ר’ גדלי’, עמ’ מ).

I would like to suggest [51] that this answer is similar to the famous concept of various Rishonim and Achronim [52] mentioned above, nothing actually missing in the Mishna. What appears to be missing is really there, but the naked eye cannot see it. Similarly here, Chanukah is in the Mishna, but it’s not clear to the regular person. As Rav Nadel shows, the basic laws of Chanukah are hidden in the Mishna in Bava Kamma. The Chanukas Habayis, first printed in 1641, is a special work devoted to the halachos of Chanukah. This work explains how all of the halachos of Chanukah are found in a piece of Masseches Soferim—in Haneiros Hallalu.[53] Masseches Soferim, although it was composed at a late date, is really based on an earlier work from the time of Chazal. In other words, it contains halachos which date back to early times.[54] I would like to suggest that perhaps this piece was much earlier—from the times before Rabbenu Hakodesh composed the Mishna. And because it had hidden in it all of the laws of Chanukah, this could be another reason why Chanukah was not included in the Mishna, as there existed a halacha that had in it hidden all of the laws of Chanukah—Haneiros Hallalu.

A famous controversy

This whole issue of the Chanukah omission was a small part of a famous debate. In 1891, Chaim Selig Slonimski wrote a short article in Hazefirah (issue #278) questioning why there is no mention in Sefer Hashmonaim and Josephus of the miracle of the oil lasting eight days. Furthermore, he questioned why the Rambam omits the miracle of the oil when detailing the miracles of Chanukah. He contended that the answer is that a miracle did not actually occur, but the Kohanim created that impression to raise the spirits of the people. As can be expected, this article generated many responses in the various papers and journals of the time and even a few sefarim were written devoted to this topic. A little later, while defending his original article, Slonimski wrote that we do not find the halachos of Chanukah mentioned in the Mishna, only in the Gemara. Rabbi Ginsberg, in his work Emunas Chachimim, pointed out that the halachos are mentioned in Baba Kama.[55] Rabbi Lipshitz in his work Derech Emunah, written to deal with this whole issue, defended this omission based on Chanukah’s mention in Megillas Taanis, as mentioned above. Rabbi Y. Sapir also wrote such a defense.[56]

Appendix one: Megilat Taanis and Chanukah

Earlier I quoted some that some say that the reason why Rebbe did not have a whole masechta about Chanukah was because there was one already: Megillas Taanis! I would like to elaborate on what I wrote earlier and clarify a bit more on the work Megillas Taanis, especially its relationship to Chanukah. Megillas Taanis is our earliest written halachic text, dating from much before our Mishnayos. In the standard Megillas Taanis, there are two parts: one written in Aramaic, which is a list of various days which one should not fast or say hespedim on. This part is only four hundred and seventy words long. The other part was written in Hebrew and includes a lengthier description of each particular day. The longest entry in the latter part is about Chanukah. It contains reasons for the Yom Tov and some of the halachos. A few Achronim already used the MT for Chanukah to show that the famous Bais Yosef’s Kasha of why is Chanukah eight days has been asked by the author of the MT. [58] It would appear that the Bais Yosef did not have a copy of the MT.[59] Be that as it may when one compares the passages about Chanukah in the MT to the Bavli one will find some similarities and many differences. The question is which work influenced which, did the MT influence the bavli or vice versa. The Netziv writes: ת”ר נר חנוכה מצוה כו’ עיקרן של ברייתות אלו המה במגילת תעניות פ”ט, והוסיף שם ואם מתייראין מן הלצים מנחיה על פתח בית (מרומי שדה, שבת דף כא ע”ב). The Chida writes that the Bavli was aware of the MT: מאי חנוכה… דלא על עצם חנוכה שואל, דהרי המשנה סמכה על מגילת תעניות (חדרי בטן, עמ’ צז). There is an interesting little-known correspondence on this topic between the Aderes and R. Yaakov Kahana (Shut Toldos Yakov, Siman 29) about the topic of a Mesechet Chanukah and Megillat Tannis. Rav Kahana was bothered why the Bavli left out most of the MT from its discussion in regard to Chanukah.

וצ”ע מ”ה השמיטו הבעל הש”ס דידן האי בבא ממג”ת הלא דבר הוא… וקצ”ע על בעל הש”ס ירושלמי שלא הביאו האי עובדא דחנוכה המוזכר במג”ת פ”ט המובא בשבת כ”א ב’ וגם פלוגתת ב”ש וב”ה בנרות לא מוזכר שם.

The Aderes responded to R. Kahana: ומה שתמה על הש”ס למה לא הביאו האי בבא דמגילת תענית גם אנכי הערתי בזה ומצאתי תמי’ זו בהגהת הרצ”ה חיות ז”ל ובימי עולמו כתבתי מזה בס”ד ולא אדע אנה. ואשר התפלא מדוע לא נמצא הא דחנוכה בירושלמי באמת גם במשנה לא נמצא אולם בסוף פ”ו דב”ק שם נמצא וגם מעט בירושלמי בשלהי תרומות. ואנכי מתפלא מאד דגם מצות כתיבת ספר תורה לא נמצא במשנה…

R. Kahana wrote a lengthy response. He explained that it does not bother him that the Mishana does not mention this story of Chanukah from MT as the Bavli does not mention any of the incidences in MT. He is more bothered by the omission of the Yerushalmi of this story as found in the MT, as the Yerushlmi does mention other incidences of MT.[59] As to writing a sefer Torah not being mentioned in the Mishna R. Kahana gives a lengthy list of all the Mitzvos that are not discussed in the Mishna (and the list is long). Rabbi Lifshitz writes:

העתקתי כל דברי המגלת תענית כי יש ללמוד ממנו הרבה, האחד כי כל הברייתות המובאות בגמרא אינם ברייתות מאוחרות ודברי אגדה.. רק כולם המה לקוחים מהמג”ת הקדומה הרבה… דרך אמונה, עמ’ 17). Rav Zevin writes: הברייתא של מאי חנוכה שמקורה במגלת תענית והובאה בבלי… (המועדים בהלכה, עמ’ קפז).

We see from all these Achronim that it was obvious to them that the Bavli was written well after the MT. The question is when, was the MT written. Rav Yaakov Emden writes (in his introduction to his notes on Megillas Taanis) that it was completed at the end of the era of the Tannaim. The Chida writes it was written before the Mishna.[60] Earlier I mentioned that while Megillas Taanis dates from before our Mishnayos, it contains significant additions from a later time. Maharatz Chayes and Radal say that the Aramaic part was written very early, at the point when it was not permissible to write down Torah Sheba’al Peh. At a later point, when it was permitted, the Hebrew parts were added. Maharatz Chayes says that it was after the era of Rabbenu Hakodesh. But was it written before the Bavli or after? The Maharatz Chayes concludes that the Bavli did not have the same version of Chanukah as the MT as MT that part of MT was written later. The Maharatz Chayes observes that whenever the Bavli quotes the MT and it uses the words De-khesiv it is referring to the early part written in Aramaic when it says De-tanyah it is referring to the later part.[61] To answer this a bit of background is needed; MT as we have it was first printed in Mantua in 1514. Over the years various editions were printed some with Perushim on them. In 1895 Adolf Neubauer printed a version based on the manuscripts. In 1932 Hans Lichtenstein printed a better version based on the manuscripts.[62] S. Z. Leiman has already noted[63] that this work is to be used with great discretion. As late as 1990, Yakov Zussman noted in his classic article on Halacha and the Dea Sea Scrolls that a proper critical edition was still needed.[64] A little later a student of his, Vered Noam, began working on such a project and in 2003 a beautiful edition of this work was released by the Ben Tzvi publishing house.[65] Over the years Noam has written many articles about her finds unfortunately not all of these important articles are included in this final work printed in 2003.[66] Amongst the points discovered by Noam was that the scholion[67] part (as it was coined by Graetz) exists in two different manuscripts (besides for other fragments) and that each one of these versions are very different and include different things. At a later point these two independent works were combined into a hybrid version which is the basis of our printed text today. The hybrid version included both of the earlier versions and even added things not found in either version of the scholion. In her work, Noam deals with trying to identify when all this was done.[68] One of the key questions in her work is did the scholion have the Bavli or vica versa. She demonstrates that it is not a simple issue and each piece of MT has to be dealt with accordingly to compare the versions and the like. As far as Chanukah is concerned she concludes that most of the parts from the MT are from other sources but parts are from the Bavli but these parts from the bavli that are found in the scholion versions are from a later time. [69] Shamma Friedman argues on Noam’s conclusions in regard to Chanukah; he has many indications to show that as far as Chanukah is concerned the scholion was influenced by the Bavli.[70] One of indications for Friedman was that in one of the two additions of the scholion it says כדאיתא בבמה מדליקין! To clarify this point, in one version of the scholion it says: מצות נר חנוכה נר אחד לכל בית והמהדרין נר אחד לכל נפש והמהדרין מן המהדרין וכו’ כדאיתא בבמה מדליקין. However this passage does not appear at all in the other manuscript of the scholion but it does appear in the Hybrid version with changes. In the Hybrid version it says as follows:

מצות חנוכה נר איש וביתו והמהדרין נר לכל נפש ונפש והמהדרין מן המהדרין בית שמאי אומרים יום ראשון מדליק שמנה מכאן ואילך פוחת והולך ובית הלל אומרים יום ראשון מדליק אחד מכאן ואילך מוסיף והולך. שני זקנים היו בצידן אחד עשה כדברי בית שמאי ואחד כדברי בית הלל זה נותן טעם לדבריו וזה נותן טעם לדבריו זה אומר כפרי החג וזה אומר מעלין בקדש ואין מורידין. מצות הדלקתה משתשקע החמה ועד שתכלה רגל מן השוק ומצוה להניחה על פתח ביתו מבחוץ ואם היה דר בעליה מניחה בחלון הסמוך לרשות הרבים. ואם מתירא מן הגויים מניחה על פתח ביתו מבפנים ובשעת הסכנה מניחה על שלחנו ודיו.

As an aside over here we can see the differences between each version of the manuscripts of the scholion versions one has it in one line one does not have the passage at all and one has a very lengthy version of the passage. Now these words כדאיתא במה מדליקין are not the only factor for Friedman to reach his conclusions in regard to the sources of this passage of the scholion version of MT. He has many other points but just to list one more of them. Friedman has a whole discussion about the origins of the word “Mehadrin.” Louis Ginzburg noted that:

הברייתא שם, מצות חנוכה… והמהדרין וכו’ נראה שהיא בבלית שאין לשון מהדרין לשון חכמי המשנה שבארץ ישראל

(פירושים וחידושים, א, ברכות, עמ’ 279).

Friedman has an article with various proofs to show that this is true.[71] If this is so the fact that MT uses the word Mehadrin would be another indicator that at least in this case the MT was influenced by the Bavli. According to all this it would be impossible to answer that the reason why Rabbenu Hakodesh did not write a Mascetah about Chanukah was because he was relying on MT. As discussed here this part of the MT was written long after the Mishna and possibly even after the Bavli! I would like to conclude this section with some words about the Oz Ve-hador edition of Megilat Taanis. In 2007, the Oz Vehador publishing house released a new edition of Megilat Taanis. A few years back I wrote on the Seforim Blog about some of their censorships in regard to this work. Today I would like to turn to some other issues with this particular edition. In the introduction of this work they explain that one of the benefits of this work is that they used manuscripts and on the side of each page they indicate various differences based on the manuscripts. They write that they only include the differences that are important. They then include a nice long list of all the pieces of manuscripts and Genizah fragments that they used for this work. Ten such items were consulted and used they even give abbreviations for each one of the items in the list. The problem is as follows all this is plagiarized straight from Vered Noam’s edition of the MT printed in 2003. They copied her list and order, word for word, without bothering to even try to cover up their tracks. The reason this is obvious is that Noam made up abbreviations for each of the works, as is common in all critical editions to make it easier when quoting them. Now for whatever reason she decided to choose these abbreviations, for each one of the works Oz Ve-Hador happened to pick the exact same abbreviation. For example, for one genizah fragment she labeled, Gimel Peh and for another one she labeled it Gimel Aleph. Oz Ve-Hador did the same. Now what is interesting is Noam uses all these pieces in her work, as a quick look at her apparatus will show. Oz Ve-Hador only substantially quotes two manuscripts throughout their whole work, the Oxford MS and the Parma MS. They never use any Genizah fragments so why do they even mention them with abbreviations in their introduction? If that is the case, why did they bother to even copy this whole list from her, if they did not even bother to look at any other of the manuscripts or quote them? Why in the world are the abbreviations needed in the first place? The only reason why she has abbreviations is to make the usage of her scientific apparatus user friendly, something which Oz Ve-Hador does not even attempt to do. This would indicate that the person who copied the list did not even have a clue to what it was that he was copying. One other point is that almost all the changes seem to be a minor correction or spelling mistake. When one compares this to the apparatus in Noam’s addition this is absurd. What in the world was their basis for making corrections in the work, only correcting these few things when there are many, many things to correct or at least point out to the reader? Now a careful examination of the MT from Oz Ve-Hador will leave one wondering what exactly they did as far as using manuscripts are concerned. In the Chanukah piece of MT which there are many differences and pieces in each version they were able to come up with three differences! For example the important words כדאיתא בבמה מדלקין or that this whole long piece about Mehadrin etc. does not appear in one version of MT at all, and as explained earlier both of these issues are important. This would indicate to me even more, the person or persons involved in this part of their edition had no real clue to what he was doing, he chose some differences from the manuscripts and that was it. I would even go so far as to say that they did not bother to look at any of the actual manuscripts but rather just used Noam’s work and took a few differences from the two key manuscripts and put them in their work. However I do not have the patience to prove that so it will just remain a strong hunch for now. In short we have yet again another work of Oz Ve-Hador which shows how good and accurate they are in dealing with manuscripts.[72] Another small point of interest to me was that the Oz Ve-Hador edition was careful to never call the Hebrew part of MT the “scholion,” as that was a word coined by Maskilim. One last small point of interest to me in about the Oz Ve-Hador was that they seem to have no problem with the Maharatz Chayes as they quote his piece on the MT word for word with proper attribution. It would seem they argue (as do I) with Rebbetzin Bruriah David who concluded that the Maharatz Chayes was a Maskil.

[1] Chanukah is mentioned a few times in Mishnayos but the issue here is why there isn’t a whole mesechta devoted to it. See Machanayim 34:81-86 [See Tiferes Yeruchem pp. 60, 414]. As an aside, in the Zohar there is also no mention of Chanukah. See Tiferes Zvi (3:397,465) and Rabbi Yaakov Chaim Sofer in Beis Aharon ve-Yisroel (18:2, p. 110) and his Menuchos Shelomo (11: 43). [2] For chassidus sources: see Bnei Yissaschar , Ohev Yisroel and Moadim le-Simcha p. 38. For machshava sources see: R. Teichtal, Mishnat Sachir, Moadim, pp. 411-417; Sifsei Chaim (2:131); Pachad Yitzchak (pp. 29-32); Alei Tamar (Megilah p. 87); Rav Munk, Shut Pas Sadecha, (introduction, p. 7). As to kabbalah, the Yad Neman writes (p. 2b) that when he met Rabbi Dovid Pardo, author of the classic work on Tosefta, Chasdei Dovid, he told him a reason based on kabbalah. As to why the Sugyah of Chanukah in the Bavli is in Messechtas Shabbas, see Rabbi Shmuel Auerbach, Ohel Rochel, p.82, 113; N. Amenach, Sidra 14 (1998), pp. 59-76. For general sources on this topic see Rav Moshe Tzvi Neriyah, Shana Be-shanah 1988, pp. 159-68. It was then included in his Tznif Melucha pp. 177- 182 and then later translated into English in the journal Jewish Thought, Spring 5753, 2:2, pp.23-35. Rabbi Yona Metzger brings most of this piece in his Mayim Halacha (siman 111). (Thanks to my friend Yisroel Tzvi Ickovitz for bringing this and the Shana Be-shanah piece to my attention.) Rav Freund in Moadim Lisimcha relied heavily on this article of Rabbi Neriyah as he drops a few hints in middle of his piece on this topic such as on (p. 34 n.74), but of course without mentioning Rav Moshe Neriyah name as he was a Zionist. The Hebrew Kulmos of Mishpacha magazine, issue 19 (2005), p. 22-23 has a small article on this topic from R. Rosenthal which was then included and updated in his Kemotzo Shalal Rav. He definitely did not use Rav Neriyah article as he has a very small amount of sources on the topic. This year in the latest Hebrew Kulmos, issue 107 (2012), R. Kosman revisited this topic. His article is a rewritten version of Rav Neriyah article on the topic. He also buries the source of Rav Neriyah in one of the last footnotes of his article and does not really add anything to the story as Rav Neriyah presents it. I will mention one nice new point which he adds to this topic. There are also three very important, excellent articles related to this topic from M. Benovitz, See: Tarbitz, 74 (2005), pp. 5-20; Zion, 68 (2003), pp. 5-40; Torah Lishma, 2007, pp. 39-78. I have not included much of the important information found in these articles related to this topic. See also Y. Yerushalmi, Zakor, pp. 24-26. [3] This piece is not found in the regular editions of the Maggid Mesharim but only in one manuscript printed in Tzefunot, 6 (1990), p. 86. He writes: ומסכת מגילה גם כן נאמרה בסיני, כי הראה הקב”ה למשל דור ודור… וענין חנוכה אף על פי שהראהו הקב”ה בסיני, לא ניתן ליסדה בכלל המשנה, לפי שהיה אחר שנחתם חזון. I would like to thank Professor Shnayer Z. Leiman for bringing this important source to my attention. On this work in general see my Likutei Eliezer, pp. 90-118. [4] Although it has been pointed out that many rishonim and even the Megillas Taanis deals with this issue, it’s still called the Bais Yosef’s kasha. [5] Rambam, Perush Hamishna, Menochos 4. See also Melchemes Hashem, (Margolis ed.) p. 82. Regarding the Rambam’s comments in general, see Rabbi Reuven Margolis in Yesod Hamishna Vearichasa (pp. 22-23) who raises some issues with it. He shows that there are many sources that Jews were negligent in Tefilin so how can the Rambam say that there was no need to record the Halachos as they were well known. See my Bein Kesseh Lassur, p. 230. For additional sources on this Rambam see. Y. Brill. Movo Ha-Mishna, pp. 110-112, 156; Z. Frankel, Darchei Ha-mishna, p. 321. [6] The earliest source who gives this answer is Rav Chaim Abraham Miridna, Yad Neman, Solonika, 1804, p. 2b. Subsequently, many others give this answer on their own, such as the Maharatz Chayes (Toras Haneviyim p. 105), Rav Yaakov Reifmann (Knesses Hagedolah (3:90)), Pirish ha-Eshel on Megillas Taanis (p. 58b), Beis Naftoli son (#28), Yad Yitchach (#295) Rav Hershovitz in Minhagei Yeshurun (p. 48) Dorot Harishonim (4:46a) [see also Rav Eliyahu Schlesinger in Moriah (25:123) and in his Ner Ish Ubeso pp. 338-339]. [7] Michtivei Chofetz Chaim, p. 27. [8] Kol Kisvei Maharatz Chayes, vol. 1, pp.105-106. [9] Rav Y. Shor, Mishnas Ya’akov Jerusalem 1990, pp. 33-34. [10] Rav U’Pealyim, Intro, 8a. He also brings this down in his introduction to his edition of Midrash Agadah Bereishis. See also Yeshurun 4:228. On this work see here and Yeshurun, 24:447; Yeshurun, 25: 679-680. [11] See Heiger in his introduction to Masechtos Ketanos p. 6; M. Lerner in The Literature of the Sages, volume I, pp. 400-403; and Rav Brody, The Geonim of Babylonia and the Shaping of Medieval Jewish Culture, 1998, p. 109. [12] Sharei Teshuvah, siman 143; Radal notes to Midrash Rabbah Emor (22:1). See Rav Nachman Greenspan, Pilpulah Shel Torah p. 60 and his Maleches Machsheves p. 6. See also the Radal’s comments in Kadmus Hazohar at the end of section two; Rav Dovid Hoffman, Mishna ha-Rishona, pp.12-14;Yesod Hamishna ve-Arechsa p. 29 (and nt. 15) and 17. [13] See his introduction to his work on Avos, Bais Avos. [14] The earliest source who says this is Rav Yosef Hayyim ben Siman, Edos Beyosef, Livorno, 1800 (2:15). The Chida quotes this explanation in the collection of derashos entitled Devarim Achadim (derush 32). See also his Chedrei Beten, p. 97. Rabbi Lipshitz in Derech Emunah p. 24 also provides this explanation. See also Aishel Avraham in his introduction to his work on Megillas Taanis. [15] Pirush ha-Eshel p. 58, see also his introduction to MT. The piece on pg 58 is not found in the new Oz Vehadar edition as the Pirish Haeshel was printed only partially see this post. See what I wrote in Yeshurun, 25:456. [16] Behag, 3:335. On this statement see V. Noam, Migilat Tannis, pp. 383-385. [17] Rabbi M. Grossburg, Megilat Tannis, p. 26. [18] Mahritz Chayes, vol. 1, pp. 153-54; Radal, Kadmus Hazohar, p. 269. [19] Haples 1:182. On the authorship of the MT and Tosfoes, see: Chesehk Shlomo, RH. 19a; Shut Reishis Bikurim, p. 94; Sharei Toras Bavel, p. 60. [20] For more on all this see the Appendix. Rav Neriyha (above, note two), tries to answer how this answer can work out with the assumption that it was written at two different times but what he says is incorrect. [21] This is a brief explanation of the topic of Migilat Tannis. Here is a list of some of the sources on the time period of the Megillas Taanis and the two versions (and the nature of the work in general): see Y. Tabori, Moadei Yisroel Betekufos Hamishna Vehatalmud, pp. 307-22; Yesod Hamishna ve-Arechsa, p. 12 & n.26, p. 20 ; Rav N. D. Rabanowitz, Beno Shnos Dor Vedor, pp. 28-46; See also the nice introduction to the Oz Vehadar edition of Megillas Taanis; M. Bar Ilan, Sinai 98 (1986) pp. 114-37. See also the important points in Yechusei Tanaim ve-Amorim (Maimon edition) pp. 398-399. [22] Torah Shleimah 3:156a. See also his Shut Rashban, Siman 258 .On the statement of the Be-hag see V. Noam, Megilat Taanis, pp. 383-385. [23] On these works See Radal in his introduction to Pirkei De Reb Eliezer; Iyunim B’divrei Chazal Ubileshonam, p. 116; Binu Shnos Dor Vedor, pp. 121-150; N. Fried in Minhaghei Yisroel, vol. 5, pp. 102-20; Areshet vol.4 p. 166; Y. Tabori, Moadei Yisroel Betekufos Hamishna Vehatalmud, p. 390; Moadim le-Simcha p. 253-265, and Hasmonai U-Banav p. 2, On this Megilah in general see R. M. Strashun, Mivchar Kesavim p. 144; R. M. Leiter, Mamlechet Kohanim pp. 40-159. [24]The manuscript was printed in Areshet, 3:182-191. See also I. Davidson in Parody in Jewish Literature pg 39. One of the things we see from this parody is the widespread custom of playing cards on Chanukah. Another similar parody which also has in it a Masechta Chanukah was printed in New York in 1909 and was called Talmud Yankee. [25] Edos Beyosef (2:15) based on Yerushalmi, Succah 5:1. See Y. Tabori, Moadei Yisroel be-Tekufat ha-Mishna ve-HaTalmud, p. 373 [26] Rabbi Y. Buczvah in Shut Beis Halachmei (#4) does not like this answer as than other yom tovim also should not be included. Regarding this Yerushalmi, see: Yesod Hamishna ve-Arechsa p.22 nt.5; Ali Tamar, Sukkah p. 152; Tzit Eliezer, 19:26. [27] Eglei Tal pp.17-18. [28] Yesod Hamishna ve-Arechsa pp. 21-22. See also Rav Freidman in Machanayim 16:12 and Rav M. Cohen in Machanayim 37:43. [29] Nodeh Besharyim, 110b. [30] Toras Hagon Rebbi Alexander Moshe, p. 256. [31] Halechot Shlomo (p. 306 n.42). See also Shalmei Moed p. 254. [32]This answer is brought by R. Yakov Reiffmann in Knesses Hagedolah (3:90) where he brings that R. Alexander Moshe Lapidos wrote this answer to him. This is historically interesting as it shows that there was a connection between the two even though he was a known maskil (for more on R. Yakov Reiffmann ties with Litvish Gedoilm see here ). As an aside this piece of R. Alexander Moshe Lapidos is omitted from the otherwise excellent, recently printed, collection of all of R. Alexander Moshe Lapidos Torah in Torat Hagoan Reb Alexander Moshe. A similar idea to this is found in Tifres Zvi (3:465). [33] Chut Hameshulsesh, p. 50a. Others bring this answer without saying a source see Shut Beis Naftoli (# 28); Machanyim issue # 17:11. [34] See Mishmar Halevi (Chagigah #46-47); Or Torah (1991) p. 156); Zikhronos u-Mesoros Al ha-Chasam Sofer pp. 13-14; Otzros ha-Sofer (10:96); Hasmonai u-Banov pp. 111-112. [35] Shana Be-shanah 1988 (pp. 159-68, See above note 2. It seems that Rav Neriah was not aware that it was in the Chut ha-Meshulash as he cites only to the Ta’emi ha-Minhagaim (p. 365). [36] Shut MaHaryitz (#78). [37] Me-pehem, p. 171. [38] Rav B. Hamburger in his introduction to his Zikhronos u-Mesoros Al ha-Chasam Sofer, pp. 13-14. [39] Bereshis 49:10. For some sources see Yad Neman (p. 2b); Tzitz Eliezer (19:26), Rav Yaakov Kamenetsky, Emes le-Yaakov pp. 239-40, 271-73 and Chasmonai U-Banav pp.106-113. [40] Kulmos, above note two, p. 13. [41] Chasam Sofer, Chidushim on Gittin,78a. Some want (some of the sources at the end of note two above such as R. Neriyah and R. Kosman) to use this as proof that the Chasam Sofer could not have have said what the Chut ha-Meshulash brings in his name. I think this is a weak issue as the Chasam Sofer could have given different answers at different times. [42] Chasdei Avos (#17). In general on this passage from the Chasdei Avos see Benu Shneos Dor Vedor pg 52-71. [43] Kuntres Aleph Hamagen, pp. 69-72. [44] Yalkut Avrhom, p. 203. For more sources on this topic see Rabbi Reven Margolis, Hagadah Shel Pessach, Ber Miriam, 2002, p. 109; Rabbi Ovadia Yosef, Shut Yabbia Omer, 3:36. [45] Iyunim B’divrei Chazal Ubileshonam, p. 117. [46] This explanation and this whole issue in general gets involved with the famous discussion of what was Rebbe’s role in the writing of the Mishna. Just to list a few basic sources on the topic see: Rav Dovid Hoffman, Mishnah ha-Rishonah; Y.N. Epstein, Movo le-Nussach ha-Mishnah, 2: 692-706; C. Elback, Movo le-Mishna, pp. 99-116; Rav Margolis, Yesod Hamishna ve-Arechsa pp.59-64. Y. Sussman, Mechkarei Talmud, 3, pp. 209-384. See also the excellent doctorate of C. Gafni, The Emergence of Critical Scholarship on Rabbinic Literature in the Nineteenth-Century:Social and Ideological Contexts, pp. 41-111. See also this nice new book on this topic. A. Yoreb, Ha-Shelsheles Mish Lesefer. [47] Sefer Hakriesus, Part 5, Section 2:58. I just mention this issue here briefly for more on this see the important comments of Rabbi Yeruchem Fischel Perlow to the Kaftor Vaferach, pp. 141b- 114b. [48] On Using FrankeI’s work see my Likutei Eliezer, p. 35. I hope to return to the issue of using Frankel’s work shortly but for now see the interesting letter of the Sredei Eish who writes: כבר כתבתי לו כי אני מחוסר ספרים לגמרי… וכן ספרים במקצוע חכמת ישראל, כמו… דרכי המשנה… (יד יוסף, עמ’ תסב-תסג). [49] G. Alon, Mechkarim Betoldos Yisroel, 1:15-25; S. Safrai, Machanyim issue # 37 p. 51-58; M. Cohen, Machanyim issue #37 p. 43; Ben Zion Luria, in his introduction to his edition of Megillas Taanis p.20-32. See also Y. Tabori, Moedei Yisroel Betekufos Hamishna Vehatalmud, pp.372-373; Y. Gafni,Yemei Beis Chashmonyim, pp. 261-276. [50] Likut Me-toch Shiurei Reb Gedaliah, 2003, p. 40. On this work see Y. Shilat, Betoraso Shel Rav Gedaliah, p. 9. [51] Rabbi Nadel connects his answer to the Rambam mentioned in the beginning. The connection to the topic of chisura mechsara is mine. [52] Z. Frankel, Darchei Ha-mishna, p.295; Y.N. Epstein, Movo le-Nussach ha-Mishnah,1, pp. 595-598. [53] Chanukhas Habayis, p.21. [54] See Radal, Kadmus Hazohar, beginning of section three; Rav Dovid Zvi Rothstein, Sefer Torah Menukod, in Kovetz Ohel Sarah Leah, 1999, pp.773 and onwards; Higger, introduction to Masechtos Ketanos; M. Lerner in The Literature of the Sages, volume one pp. 396-403; Rav Brody, The Geonim of Babylonia and the Shaping of Medieval Jewish Culture, 1998, p. 112. [55] pp. 4a-4b. [56] Nes Pach Shel Shemen, p. 30.This controversy generated much discussion. See the article in Sinai, 100:202-09. Amongst those who responded about this was Rav Alexander Moshe Lapidos printed in Torat Hagoan Reb Alexander Moshe p. 456-58. A very sharp response against Slonimski was written by Rav Yaakov Reiffmann, printed from manuscript by M. Hershkowitz in Or Hamizrach (18:93-101). Hershkowitz wrote a bibliography on the topic which, unfortunately the editors Or Hamizrach did not include and, to the best of my knowledge, was never printed. I am currently working on an article collecting all the material on this controversy. A response (from manuscript) on the topic from the Aderes was printed where he wrote to his friend R. Reiffmann after seeing Reifmann’s response here הנני למלא רצונו להגיד לו דעתי על מאמרו הערות בעניני חנוכה, כי כל דבריו כנים ונאמנו בדבר הזה הייתי בר מזלי’, וחלילה לעלות על הדעת כי הרמב”ם לא האמין כלל בגוף נס השמן, וראיותיו צודקות ונאמנות, והחושב על הכהנים מחשבת פיגול במומו פוסל, כפי שידענו מן התורה נביאים וכתובים היו הכהנים העומדים בראש כל ישראל ומהם יצאה תורה לכל העם כולו והם הם שהיו המורים והשופטיםובכל זאת עליהם היו ממונים סנהדרין גדולה ששפטה אותם, ושטות ואולת גדולה לחשוב מה שכתב פלוני על אודות החשמונאים, והיא רק שיחה קלה להשיב לקלי דעת המאמינים לכל דבר ולא לתורתינו ועבדי’ חכמי התלמוד הנאמנים לד’ ולתורתו, אין ספק שמידי מעתיקי הרמב”ם בא אשמת החסרון בדבריו, ואין לדון מאומה מדברי ידידי מעכ”ת שי’ שהר”מ ז”ל האמין בלבבו הטהורה פשוטו כמשמעו, ככל המון בית ישראל, כפשטות ד’ הגמ’, וחלילה לנו להשליך דברי אלקים חיים מבעלי התלמוד אשר מימיהם אנו שותים אחרי גיוינו ולנוע אחרי ספרים חיצונים אשר לא בא זכרם בתלמוד הקדוש ומוקדש קודש הקדשים, ואין המאמר שוה להפסיד העת בבקורתו ילך לו בעל המאמר בשיטתו ואנחנו בשם אלקינו ועבדיו נזכיר אנחנו ובנינו אותו נעבוד כל ימינו לטוב לנו סלה” [57] See for example; Eliyhu Rabah, 670:9; Chida, Devarim Achadim (derush 32); Yemei Dovid, p. 142, 148; Zera Yakov, Shabbas, p.13a; Mahratz Chayis. Shabbas 21b; Shut Minchas Baruch, siman 109; Rav Tavyumi, Tal Oros, 1, p. 93-94. See also R. Illoy, Melchemet Elokyim, p. 203, 215. Rav Kook, Mitzvos Rayehu, (siman 670) [58] As far as a Bar Ilan search shows. See also the article in Ha-mayan 34 (1994), pp. 21-42, about the library of the Beis Yosef. [59] For more on the Yerushalmi’s omission see L. Ginsburg (Ginzei Schechter 2:476) who writes: וראוי להעיר שבתלמוד ארץ ישראל כמעט לא נזכרו דיני חנוכה כלל לא בדברי התנאים ולא בדברי האמוראים ורק בבבל שעובדי האש גזרו על מצוה זו וככל מצוה שמסרו ישראל נפשם עליה נתחזקה מאד בידיהם… See also G. Alon, Mechkarim Betoldos Yisroel, 1:15-2; M. Benovitz, Torah Lishma, 2007, pp. 39-78. [60] Shem Hagedolim, entry for MT. [61] Mahratz Chajes, vol. 1, pp. 153-54; Radal, Kadmus Hazohar, p. 269. The question is who said all this first Krochmal in his Moreh Nevuchei Hazeman (p. 254) brings this idea and adds the Maharatz Chayes proof from the way the Gemara quotes MT and on this last part he attributes it to the Maharatz Chayes. This indicates according to S. Friedman in Zion, 71 (2006), p. 33, in a Yakov Zussman like footnote, that Krochmal was the first to say this actual idea. On the close relationship between them see M. Hershkowitz, Rabbi Zvi Hirsch Chayes, pp. 233-275. However see, A. Rosenthal, Mechkarei Talmud, 2. p. 484. See also R. Elyaqim Milzahagi, Sefer Raviah, pp. 10b-11a, who said this idea himself around the same time. [62] H. Lichtenstein, ‘Die Fastenrolle – Eine Untersuchung zur jüdisch-hellenistischen Geschichte’, HUCA, VIII-IX (1931-2), pp. 317-351 [63] S.Z. Leiman, Scroll of Fasts: The Ninth of Tebeth, Jewish Quarterly Review 74:2 (October 1983), p. 174. [64] Tarbitz, 59 (1990), p. 43, Note 139. [65] For reviews on this work see here. M. Bar Ilan, Moed, 16 (2006), pp. 114-130. [66] See V. Noam in The Literature of the Sages volume two, pp. 339-62. It is worth noting that in 2008 another important page of a manuscript of MT was discovered from the 1300’s See Y. Rosenthal, Tarbiz, 77 (2008), pp. 357-410; V. Noam, Ibid, pp. 411-424. [67] On the name scholion, see S. Friedman, Zion 71 (2006), pp. 31-33. [68] The Scholion to the Megilat Ta‘anit: Towards an Understanding of Its Stemma, Tarbiz 62 (1992-93): 55-99 (in Hebrew); “Two Testimonies to the Route of Transmission of Megillat Ta‘anit and the Source of the Hybrid Version of the Scholion”, Tarbiz 65 (1995-96): 389-416 (in Hebrew). [69] The Miracle of the Cruse of Oil: A Source for Clarifying the Attitude of the Sages to the Hasmoneans? Zion 67 (2001-2): 381-400 (in Hebrew); The Miracle of the Cruse of Oil”, HUCA 73 (2003): 191-226. See also her MT, pp. 266-276. [70] Zion 71 (2006), pp. 5-40. [71] Leshonenu, 67 (2005), pp. 153-160. See also the articles of M. Benovitz cited above in note two. See the latest Hebrew Kulmos, issue 107 (2012), p. 36 for a small article on this topic which was obviously not aware of Friedman’s article on the topic. For more on this word see; Sefer Ha-Tishbi, Erech Hadar; ibid, Raglei Mevaser; Rav Teichtal, Shut Mishna Sachir, Siman 198 [= Mishna Sachir, Moadyim 1, p. 513]; M.B. Lerner, in Torah Lishma, 2007, p. 184. [72] For another recent example of such work by Oz Ve-Hador see the latest Yeshurun 25 (2011), pp. 724-735 in regard to the supposed work of the Malbim on Koheles which was printed from manuscript. [For an updated version of this piece one can e-mail me at Eliezerbrodt@gmail.com]

 




Another chapter of R. Shmuel Ashkenazi’s Latest Work

Another chapter of R. Shmuel Ashkenazi’s Latest Work


Unfortunately, the amount of responses regarding assisting the publication of R. Ashkenazi’s was underwhelming (a total of one contribution) so it is still uncertain when the seforim will actually be published. Until then – here is another chapter. For more information to contribute (any amount is extremly helpful) contact me at eliezerbrodt-at-gmail.com.

למקורות הפתגם ‘ישועת ה’ כהרף עין’

בספרו איש צדיק היה (ס”ע 223) מספר שמחה רז: פעם סיפר לי (ר’ אריה לוין),
כי כאשר היה מבקר את הנידונים למוות היה נוהג להיפרד מהם באמירה: ישועת ה’ כהרף עין. שאלוהו: היכן כתוב דבר זה? השיב להם: איני יודע, אך ודאי מובא הוא בכתובים. והוסיף הרב: “שבתי לביתי, חיפשתי אחר מקורה של אמירה זו ולא מצאתיה“.

ואולם אנא שמואל זעירא יגעתי (זה ששים שנה ויותר) ומצאתי בס”ד די מחסורי. ולא אמנע טוב ממבקשו.

‘פסוק’ זה מצוי הרבה בספרים ראשונים ואחרונים. ושני נסוחים לו: א) ישועת ב) תשועת.

אחד הקדמונים, ר’ יצחק קרישפין (חי בספרד במאה היב למה”נ) בספרו משלי ערב (המכונה בפי אלחריזי בשם ספר המוסר), שער ו (הלבנון, ג, עמ’ 96), הביא את הפתגם השגור כאלו הוא פסוק מן המקרא: ונאמר ישועת ה’ כהרף עין … קוה [ל]א’לוהיך והתאמץ והוחיל, כי ישועתו כהרף עין. וכבר קדם לו רב
נסים גאון
בחיבור יפה מהישועה (מהד’ הירשברג, ירושלים תשיד, עמ’ מז): ולא נתן (המפקד) על דעתו שישועת ה’ כהרף עין, כמה שנאמר: ישועתו כהרף עין.

בנוסח א הובא הפתגם גם אצל ר’ טוביה ברבי אליעזר (בדורו של רש”י) בספרו לקח טוב (לאסתר, סוף פרשה ד): לא עמד[ה] גזירתו (של המן) אלא ב’ ימים, וביום ג’ נצלב, כי נדדה שנת המלך בליל שמורים, ישועת ה’ כהרף עין, יחיינו מיומים וביום השלישי יקימנו ונחיה לפניו.

וכן מספר לנו הנוסע המפורסם ר’ בנימין מטודילה (בערך בשנת ד’תתקל), שבמדינות אלימנייא, כשבא אליהם אכסנאי הם עורכים סעודה לכבודו ואומרים: שמחו אחינו, כי ישועת ה’ כהרף עין (מסעות בנימין, מהד’ אשר, קי 2).
וכן בסליחתו של ר’ צדוק עמאני הפותחת:
עזרי יבוא, אֵל, מאין (שפתי רננות, ליוורנו תקעו, דף כה ע”ב) הסוגר של
הבית הראשון הוא: ישועת ה’ כהרף עין. גם במחזור ארם צובה (ויניציאה רפז) נדפס פיוט בחתימת אברהם: מאין יבא עזרי מאין / ישועת ה’ כהרף עין.

וכן בדרשות אבן שועיב, ליום אחרון של פסח, קראקא שלג, דף מג ע”ג: לא ידעתי נפשי שמתני אומרים ישראל ישועת ה’ כהרף עין. וראה פתיחה, מר’ שרגא אברמסון,
דף 36 ע”א.

וכבר כתב רבנו יונה בפרושו למשלי, ג כו: ויבטח בשי”ת בכל עת צרה וחשכה, וידע באמת כי הוא רב להושיע מכל צרה וישועתו כהרף עין, ועל כן יקוה לישועתו גם אם החרב מונח על צואר האדם – – –

נוסח חדש [ב במקום כ] אנו מוצאים בשו”ת חתם סופר, ח”ב, יו”ד, סי’ קלח: נראה מזה, שהיו בני גולה
מצפים לישועת ה’ בהרף עין, והיה בעיניהם כחטא ועון
לבנות בתים ולנטוע כרמים בח”ל [בחוץ לארץ].

כנוסח ב הביא החיד”א, בשו”ת יוסף אומץ (סי’ קד): “תשובת החכם השלם הדיין המצויין כמה”ר יצחק עטייה נר”ו”, בה הובאה
תשובת הנתבע לתובע: מה מצאת בי עול, כי רחקת מעלי. אי משום עכוב הזמן, לא איריא,
דלַכֹּל זמן, ואפשר דבתוך זמן מועט אמכרנה. ותשועת ה’ כהרף עין.

ור’ רחמים חיים יהודה למשפחת ישראל (תקעה-תרנב), בשו”ת בן ימין (שאלוניקי תרנו), סי’ לב, כותב: אולי מן
השמים ירחמו, כי יתן חִנו אליהם ולא ימיתוהו ותשועת ה’ כהרף עין.

וכבר מצאנוהו בנסוח זה במנורת המאור לר’ ישראל אלנקוה
(ח”ד, עמ’ 247)1, ובפיוט ה’ קדשו זמנו (עלים לביבליוגרפיה וקורות ישראל, ב (תרצה-תרצו), עמ’ 70)2, וכן אצל
ר’ אליהו בר’ משה לואנץ, בספרו
רנת דודים לשה”ש א א (בסיליאה שס, דף ג ע”א): הגם כי תשועת ה’ כהרף
עין – – – .
ולפני כולם שר ריה”ל: ויאמר ה’
נתתי רוזנים לאין / ותשועתי כהרף עין (אמר אויב, שו’ 58-57)3. גם רמב”ן, בתפלת הים, פונה לממציא יש מאין / ותשועתו כהרף עין.

וכן אומר השיר האנונימי: אל תדאג לשעבר כי אין / ולעתיד כי עדין / וקוה לממציא יש מאין
/ ותשועת ה’ כהרף עין. וכן כותב ר’ יצחק אברבנאל בפירושו לישעיה ז יט: תשועת ה’ תהיה כהרף עין. וכ”כ ר’ משה
חגיז
בספרו שפת אמת (אמ”ד תסז, דף כה ע”ב): תשועת ה’ שהיא כהרף עין.

ואסים קטע זה (נסוח ב) בשלוש הבאות מספרים שנכתבו לפני
ארבע מאות וחמש מאות שנה:

א) פירוש ר’ יוסף יעבץ לאבות, ו ח (בסופה): כי בעת
הגאולה נגאל מהרה, ולא נתאחר מתחלת בואה עד תשלומה ימים … ותשועת ה’ כהרף עין, כי מאת ה’ תהיה, ולכן תפלא בעינינו למהירותה.

ב) מדרש שמואל, לר’ שמואל די אוזידה (לאבות ה ד): הנס השמיני. עומדין צפופין ומשתחוין
רווחין. הודיע בנס הזה, כי כמו שהעומדים בעזרה היו עומדין צפופין, כלומר זה בצד
זה, דוחקין ולוחצין זה את זה, וכשהיו משתחוין היו רווחים, כן ישראל, כאשר יהיו
הצרות לוחצות אותם ישובו בתשובה בעת צרתם ויקדו וישתחוו לאלוהים, ותיכף יצאו מצרה
לרוחה, כי תשועת ה’ כהרף עין.

ג) סדר היום, לר’ משה בן מכיר (סדר ההגדה וכוונתה, הא לחמא): ואם כעת אנו עבדים, לשנה
הבאה בני חורין בעה”י, כי ישועות ה’ כהרף
עין, ונקלה זאת
הגאולה הרבה מגאולת מצרים, ואפשר לה להיות על פי הטבע, וא”צ כ”כ לשנות
סדרי בראשית ו[ל]שדד המערכות – – –

את הרעיון, בנסוח שונה במקצת, כבר מצאנו אצל רס”ג
(בבקשתו הפותחת: אתה הוא, סדור רס”ג, דף נה): וכהרף עין תושיע
את כולם. ומטבע
קבוע הוא בברכה שניה בתפלת העמידה בנוסח א”י: כהרף עין ישועה לנו תצמיח. נ”א: בהרף עין ישועה לנו מצמיח (ספר דינבורג, ירושלם תשט, עמ’ 117). וכבר אמרו במכילתא (בא, מסכתא דפסחא, פרשה יד): כשהגיע הקץ [הזמן], לא עכבן
הקב”ה [המקום] כהרף עין. וקדם לכולם ישעיהו בן אמוץ המתנבא
בשם ה’: ותשועתם לא תאחר (ישעיה מו יג).

עד כאן פשט. מכאן ואילך דרש.

פתגם זה יפה הוא נדרש: כאשר עין האדם כבר רפתה ואינה רואה כל תקוה להצלה, אז תבוא הישועה (שרי המאה, עמ’ 22, בשם הגאון ר’ צבי הירש לוין).

1 ממנו העתיק ר’ יהודה כלץ לספר המוסר, דפוס ראשון, קושטאנטינה רצז, פרק יז,
עמ’ [251]: ידעתי כי תשועת השם כהרף עין. השוה שרגא
אברמסון
, ‘אמרי חכמה ואמרי אינשי’, מנחה ליהודה (לכבוד ר’ יהודה זלוטניק [אבידע]), ירושלים תשי, עמ’ 28-27, ועמ’ 295. ונעלם ממנו מקורו של יש
נוחלין
, שהוא ספר המוסר, אשר העתיק ממנורת המאור – הנזכר ע”י אברמסון
בעמ’ 28!

2 שם, בעמ’ 72-70, פרסם ד”ר ש’ ברנשטיין פיוט אנונומי
ליוה”כ המתחיל ה’ קדשו זמנו טהרו לכפרה, ובבית
41 נאמר: ותשועת ה’ כהרף עין אל תרף. הפיוט לקוח
ממחזור מנהג קטלוניה, כ”י ישן, והוא
כתוב שם בין פיוטים עתיקים שנתחברו במאה התשיעית לאלף החמישי.

3 השמועה שפתגם זה מצוי באחד הפיוטים הביאה את אהרן הימן (אוצר
דברי חכמים ופתגמיהם, סוף עמ’ 286) לכתוב, שכן מתחיל פיוט
אחד הנדפס בשפתי רננות. והעתיק את הדברים מישראל
חיים טביוב
(אוצר המשלים והפתגמים, מהדורה
שניה: ברלין תרפב, סי’ 1640) אשר לקח מכהנא
(משלי עם, בתוך: האסיף, ב (תרמז), סי’ קלב). אולם כבר העיר נ’
בן-מנחם
, שבדק באוצר השירה והפיוט של דודזון
ולא מצא פיוט כזה. ראה ספרו אברהם אבן-עזרא, שיחות ואגדות-עם, ירושלים תשג, עמ’ 35,
הערה 7.




Is there a rotten apple in the Tu-BeShevat Fruit Basket?

Is there a rotten apple in the Tu-BeShevat Fruit Basket?

By Dan Rabinowitz and Eliezer Brodt

[This post is heavily updated from an earlier Seforim Blog post – here]

Some claim that the origins of the custom to celebrate Tu-beShevat as a holiday that includes eating fruits and other rituals, is Sabbatean. In the main, this assertion is based upon identifying  the work Hemdat Yamim as the source for Tu-beShevat as a holiday and eating fruit and other rituals.  Thus, an article in Ha’aretz trumpets, “The New Year for the Trees, Isn’t it for Sabbatai Zvi.” And the National Library of Israel’s blog includes a post “The Holiday of Tu-beShevat is an Auspicious Time to Pray for the Only (?!) Jewish False Messiah.”  They even include this photoshopped image.

However, a closer look at the history reveals, that although some of the customs on Tu-beShevat can be traced to Hemdat Yamim the actual celebration dates much earlier. Contrary to the popular song, Tu-beShevat hegihu hag ha-ilannot, the 15th of Shevat was not a “chag” of the trees.  Instead, the earliest discussions regarding Tu-beShevat do not mention any holiday associated with the day.  The first Mishna in Rosh Hashana, identifies the 15th of Shevat as the new year for trees.  This designation merely defines how to calculate annualized tithes and is otherwise silent as to the significance of the date.  One can’t tithe fruits from one year using a different year’s fruits. Thus the 15th of Shevat is the cut-off point. [For other contemporaneous examples see Safrai, Mishnat Erets Yisrael, Mesekhet Rosh HaShana (Jerusalem:  Mehlelet Lifshitz, 2011), 305-06]. It was not until R. Gershom’s time that there were any of the traditional holiday markers, but only that fasting is prohibited.

The first mention of the custom to eat fruit and other holiday rituals appears in 16th century Machzor, published between 1548 and 1550. 

That Machzor follows the Ashkenazi rite and includes a discussion of customs according to that rite and the commentary of R. Benyamin ha-Levi Ashkenazi, Ma’aglei Tzedek. He was the rabbi of the Ashkenazi community in Saloniki (of contemporary interest is that he records the death of four of his sons during a plague).   This source, however, was not well-known, and, historically, a different, later, source is identified.  For example, Avraham Ya’ari in his otherwise comprehensive article claims that R. Issachar ibn Susan (c. 1510-1580) is the first mention.  Susan, in his Ibur Shanim, published in 1578, provides that “the Ashkenazim have the custom [on Tu-beShevat] to eat many fruits in honor of the day,” confirming the custom recorded in the Machzor.  1578 was the first authorized printing of R. Susan’s work but not the first time this custom is associated with him.  In 1564, Shlomo Rie published Susan’s Tikkun Yissachar.  (Ibur Shanim 48b and Tikkun Yissachar 62a).  Susan, in Ibur Shanim, accuses Rie of publishing an unauthorized edition, one that contains errors and unacknowledged additions by Rie. Ibur Shanim includes a corrected and otherwise only slightly modified version of Tikkun Yissachar.  [See Susan’s introduction; see also Yaakov Shmuel Spiegal, Amudim be-Tolodot Sefer ha-Ivri: Hadar Mechaber (Jerusalem, 2018), 321-22.]

Mention of this custom also appeared in a Judeo-German Minhagim book first published in 1590. “The custom is to eat many fruits as it is the New Year of the trees.”

Venice, 1593 edition

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

In the community of Worms, there was a rather interesting variation of the custom. As R. Jousep Schammes (1604-1678) in his custom-book states:

On Purim and the 15 of Av and Shevat these were vacation days for the Rabbis, . . . [on the 15th of Shevat] one says tehina even during the morning prayer. It is a vacation day for the students and the teachers, especially the younger students, it is a day of feasting and joy for or the teachers and their students. The custom is for the teachers to distribute whiskey to the students and make merry with them.”  Minhagei [de-Kehilah Kedosha] Vermisai le-Rebi Joszpa Shamesh (Jerusalem:  Machon Yerushalim, 1988), 249-50, no. 211.

The first mention of Tu-beShevat in a Sefardic source appears in R. Hayyim Benveniste’s (1603-1673) Kenneset ha-Gedolah, first published in Livorno in 1658, where he quotes Susan from the Tikkun Yissachar.  Although Benveniste would later be associated with the Sabbatian movement, his inclusion of this custom in 1658, long pre-dates the movement. Benveniste’s source does not include a seder, nor does it testify to any adoption amongst Sefardim.

Kabbalah first enters the picture in 1728 with a somewhat obscure source. In 1728, Eliyahu Malhlenov published, Birkat Eliyahu, his commentary on the Talmud.  Amongst his papers,, he had a few pages of materials from R. Moshe Hagiz and appended those to Birkat Eliyahu. These materials include responsa and discussions regarding customs.  Hagiz records a custom from his grandfather, R. Moshe Galante.  R. Galante was also Hagiz’s teacher as his father died when Hagiz was a boy.  According to Hagiz, his grandfather had “the custom that on the 15th of Shevat he would eat many fruits that required many blessings and prayed to God that he should decree for us and them a good year. He ate the following 15 fruits, and on each one would recite … a chapter of Mishna…”  Hagiz then provides the order to eat the fruits.

Hagiz might technically be the first to describe a specific ceremony associated with eating fruits, but the source that popularized Tu-beShevat amongst Sefardim, and that incorporated a seder is Hemdat Yamim. Hemdat Yamim, first published in 1732 anonymously has the entire seder for Tu-beShevat. This includes passages from the Bible as well as specific foods. This in turn was popularized to a greater degree when it was included in the book Pri Etz Hadar first published in 1753 and republished an additional 29 times by 1959, and now digitized on Sefaria.

National Library of Israel

The author of Hemdat Yamim concedes that this is not a custom that originated with the Ari or his students.  Nonetheless, the author provides his own kabbalistic ideas and wrote his own kabbalistic prayers for the occasion, and a specific order to the ceremony.  According to many scholars, Hemdat Yamim is not reflective of the kabbalah of the Ari but that of Sabbatai Tzvi and his disciples.  Indeed, Boaz Huss has identified specific prayers in the Hemdat Yamim Tu-beShevat liturgy that allude to Sabbatai Tzvi. Whether or not this assertion is correct, because we can trace this custom, that of eating fruits, to over 100 years prior to the Sabbatian movement as already a pre-existing custom, it is likely unrelated to Sabbatian theology or custom.

Plagiarism

Avraham Ya’ari, the noted bibliographer, wrote a comprehensive article tracing the history of Tu-beShevat.  That article appeared in Machanim and is available at Daat.  This article, at times entire paragraphs, are reprinted verbatim, without any attribution, in a recent book ostensibly authored by Tuvia Freund, Moadim le-Simchah.  Published in six volumes between 1998-2010, this work is replete with such examples of plagiarism.  Here, however, Freund did something arguably even more egregious.  In the pages of materials he steals, Freund cites Yaari and his article by name.  Not for the fact that all the above material comes from there but a small tangential item, the number of times a book was printed.  Indeed, Freund is so unwilling to give Yaari any credit in a paragraph lifted word for word from Yaari, the work Hemdet Yamim is discussed.  Freund provides in a footnote, “see the long discussion regarding this work in Sefer Talmumot Sefer page 134 and on.”  Freund doesn’t reveal the author of Talmumot Sefer, who is none other than Yaari.  Freund doubly removed Yaari from the picture.

 

Magen Avraham

The Magen Avraham cites the Tikkun Yissachar as the earliest source for the custom to eat fruits on the 15th of Shevat.  This, despite the fact that he had accessed, and indeed quotes on many occasions, the Machzor with the Maageli Tzedek commentary. See, e.g.,

נה:יז, פח:ג, קלא:י, תכז:א, תלא:ה, תלז:יז, תכז:א, תנ:יב, תנג:יא, תקפא:ד, תקפא:ז, תקפא:ח, תקפב:ח, תקפג:ב תקפד:ג, תקפט:ד, תרכד:ז, תרכט:ה, תרנא:יט, תרנא:כא, תרנח:יב, תרסא:, תרע:ב [2X], תרעב:ה, תרעג:ז, תרפא:א, תרפח:יא, תרצ:יט, תרצא:ח

While he had access to the Machzor, he did not have access to the Tikkun Yissachar.  The Magen Avraham quotes the Tikkun Yissachar on a few occasions, but always via a secondary source. See Brodt Halachic Commentaries to the Shulchan Aruch on Orach Chayim from Ashkenaz and Poland in the Seventeenth Century (PHD Bar Ilan 2015), pp. 68-69. The Mekor Chaim in O.C. 686:1 is the first to point to the Machzor for this minhag.

The halachot in the Machzor were collected by  Yitzhak Hershkowitz ed., Maglei Tzedek (Jerusalem, 2000), pp. 156-157.  Regarding R. Benyamin see Y.S. Emmanuel, Matsavos Saloniki, vol. 1 (Jerusalem, 1973), 36, 68-69; Meir Benayahu, “Rebi Shmuel Yaffa Ashkenazi,” in Tarbiz, 42 (1973), 423-24 and note 37; M.S. Molcho, Matsevot Bet ha-Olamin she Yehudi Saloniki (Tel Aviv, 1975), 59-60; Yitzhak Rivkin, “Dikdukei Soferim,” in Kiryat Sefer 4 (1927), 278 no. 32; Daniel Goldschmidt, Mehkerei Tefillah u-Piyyut, 252-65, Meir Benayahu, Defus ha-Ivri be-Kremonah (Jerusalem, 1971), 141-78. About Knesset Hagedolah and being a Sabbatean see Brodt, Halachic Commentaries to the Shulchan Aruch on Orach Chayim from Ashkenaz and Poland in the Seventeenth Century, pp. 56; Brodt, Yeshurun 35 ( 2016 )p. 775; See also the recent work, R. Shmuel Ashkenazi, Igrot Shmuel (2021)-, 1, pp. 4-5. 

R. Shmuel Ashkenazi

As the Seforim Blog just published Iggrot Shmuel from R. Shmuel Ashkenazi (see here and here) we reprint two letters from his collection, one discussing the origins of the holiday of the 15th of Shevat and the other Hemdat Yamim.

 

Notes:

Additional sources discussing the 15th of Shevat, see  Meir Rafeld, Netivi Meir, (2013), 185-189; R Mandelbaum, Tehilah Ledovid (Jerusalem, 1993);  Guttman, Otzar TuBeshvat.

Tikkun Yissachar was republished in 1988 with an excellent introduction from R. Betzalel Landau.  Most recently, in 2019, it was reprinted and re-typeset, with additional notes. This edition also includes R Landau’s introduction and another introduction of material about the work. See also Elisheva Carlebach, Palaces of Time: Jewish Calendar and Culture in Early Modern Europe (London: Belknap, 2011),  51-58; יוסף הקר, ‘יששכר אבן סוסאן עליית כוהנים לתורה בשמחת חתנים’, בתוך: ‘מנחה למנחם’, קובץ מאמרים לכבוד ר’ מנחם כהן, בעריכת חנה עמית, אביעד כהן וחיים באר, ירושלים תשס”ח, עמ’ 79-97

Regarding Hagiz, see Elisheva Carlebach, The Pursuit of Heresy (New York: Columbia University Press, 1990).

After the Birkat Eliyahu was published it was attacked by some rabbis.  See Meir Benayahu, “Sefarim she-Hiburum R. Moshe Hagiz she-Hotsyim le-Or,” in Ali Sefer 4 (1977), 143, 150-52; see also Shlomo Yaakovovitch, “Sefer Shehitot u-Bedikot le-R’ Yaakov Weil,” in Tsefunot 4 (1989), 112; Carlebach, Pursuit of Heresy, 247-49. Regarding R. Eliyahu see Y. Halpern, Pinkas Vaad Arba Arotsot (Jerusalem, 1990) 362; Tzvi Horowitz, Le-Tolodot ha-Kehilot be-Polin (Jerusalem, 1989), 1.

The literature on Hemdat Yamim is substantial and we hope to return to the work in an upcoming post.  For the most recent discussion see Y. Goldhaber, “Le-Birur Zehuto shel Mehaber Hemdat Yamim,” in  Sefer Zikhoron le-Professor Meir Benayahu, vol. 2 (Jerusalem: Karmel, 2019), 873-908.

Huss’s article appears as Boaz Huss, “Ha-Ets ha-Nehmad ben Yishi Hayi al ha-Adama: al Mekoro ha-Sabbatai shel Seder 15 Shevat,” in Sefer Zikhoron le-Professor Meir Benayahu, vol. 2 (Jerusalem: Karmel, 2019), 909-20.