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Book Review: Simon Schama, The Story of the Jews: Finding the Words, 1000 BCE – 1492 CE

Review of Simon Schama, The Story of the Jews: Finding the Words, 1000 BCE – 1492 CE by Marc Saperstein

Simon Schama’s The Story of the Jews, covering the period 1000 BCE to 1492 (actually 1497) CE, was for one week (October 5) at the top of the Guardian Bookshop Bestsellers list: a rare achievement for a serious book of Jewish history covering the pre-modern period. It was published in the middle of five one-hour prime-time Sunday evening BBC television presentations, for which Schama was the narrator, recounting his stories from various locations. The first of the five episodes had over 3 million viewers; the series is also being presented in Sweden. 
Schama, University Professor of Art History and History at Columbia, is well-known as a serious academic scholar, and his earlier television presentations have made him into an esteemed public intellectual in his native UK. His elegant writing style arouses envy in many of his historian colleagues. This is his first academic encounter with the broad sweep of Jewish history, and the sincerity of his dedication to the project and personal identification with the Jewish past and present is apparent (a strong Zionist commitment was expressed in the television series; the book as well as the series is punctuated with occasional memories of his family and childhood). 
Yet, despite the considerable attractions of the man and the book, as a serious work of Jewish history I consider it to be significantly flawed. It is simply too ambitious for someone who, with all his talents, has never published an academic article on any aspect of Jewish history during the period covered by this volume, who shows no evidence of working directly on any of the relevant primary sources in the original languages, and who documents his reliance on the work of other scholars in an inconsistent and incomplete manner, to produce the kind of work that one can recommend as a source of reliable information about “the story of the Jews”. 
The presentation is apparently intended for a general readership, yet the material is set forth with the claim of academic authority as a historian. The author frequently appears to speak for the community of academic scholars on a specialized topic, announcing what “we know”, and what “we will never know”. While there are indeed endnotes (a total of 338 for 421 pages), the book is filled with long paragraphs and even full pages replete with detailed information for which there is no hint of the source. Some of the notes include a brief survey of relevant secondary literature, as is conventional in most academic historical writing, but others merely cite a single book title without a page reference. And there are far too many passages clearly taken from the published work of other historians without proper acknowledgment. 
The writing style ranges from high seriousness to faux Woody Allen. Some readers will undoubtedly find amusing the frequent reduction of serious matters to a semi-humorous quip; I find this writing technique jarring and inappropriate. A few examples. The “Scroll of the Sons of Light and the Sons of Darkness” produced by the Qumran community is a work of utmost earnestness about ultimate issues. It contains detailed instructions on the manner of deploying battle squadrons when their full force is mustered, and specific qualifications and tactics for the men and horses of the cavalry, according to leading scholars conforming to Roman patterns of military organization, procedure and strategy. But because it also specifies  religious inscriptions on the javelins (e.g. “Shining Javelin of the Power of God”), Schama’s sardonic exegesis is: “We are going to write the enemy into capitulation! Surrender to our verbosity or else!”  And because of a brief phrase in the Scroll ordaining that the spears be engraved with a golden depiction of ears of corn, he concludes, “If the Ultimate Battle could only be decided by literary excess and sumptuous schmeckerei [sic] it would be a cakewalk for the Sons of Light”. Is this an illustration of the book’s sub-title: “Finding the Words”? Do such comments enhance our understanding of the apocalyptic eschatological world-view of Qumran?   
Schama presents several paragraphs of a well-known letter by Moses Maimonides to Samuel ibn Tibbon, discouraging the recipient from travelling from southern France to Egypt on the expectation that Maimonides would have ample time to discuss with him problems relating to Samuel’s translation of the Guide for the Perplexed from Arabic into Hebrew. Maimonides describes extremely taxing his daily schedule fulfilling medical responsibilities in Saladin’s court and then to the Muslim and Jewish population of Fustat, explaining that he barely has time to eat, and no time to study except for a few hours on Shabbat. Most readers will recognize this as a poignant expression of a distinguished physician, currently in poor health himself, devoted to treating others. Schama’s introduction to the text:  by writing this letter, Maimonides proved himself to be “a consummate moaner, a king of the kvetch”.
The Jewish Mother trope is introduced fairly early: “The moment you know that Josephus is the first . . . truly Jewish historian is when, with a twinge of guilt, he introduces his mother into the action.” Were none of the authors of Judges, First and Second Samuel, First and Second Kings, the no-longer extant “Chronicles of the Kings of Israel”,. and “Chronicles of the Kings of Judah”, First and Second Maccabees, who did not mention their mothers, deserving to be called “truly Jewish historians”?. The dated stereotype then runs amok in Schama’s presentation of a letter from the Cairo Geniza. 

And, it need hardly be said that the Geniza has its share of grieving Jewish mothers complaining their sons don’t write. One peerless virtuoso of the maternal guilt trip, neglected by her bad boy right through the summer when she expected at least one letter, (was that too much to ask, already?) complained ‘you seem to be unaware that when I get a letter from you it is a substitute for seeing your face.’ Don’t worry, be cheerful, do your thing, whatever, I’m alright, this is just KILLING me. ‘You don’t realize my very life depends on getting news about you . . . Do not kill me before my time’. So alright if you won’t send a letter at least, if it’s not too much bother, Mr Always Busy Big Shot, at least send your dirty laundry, a stained shirt or two, so a poor abandoned mother could summon up her boy’s body and have her ‘spirits restored’. What an artist.’. 

The note identifies the source in an article by Joel L. Kraemer, where the letter is presented without interspersing mocking comments. It is undeniably a guilt-inducing letter. But Kraemer provides the context in Muslim society, where the position of the mother without a husband is especially precarious. Schama reduces this to a Borscht Circuit Jewish joke.
The chapters appear to reveal a lack of internal consistency. To start with a technical issue: the general convention of publishing for biblical names is to use the standard forms of classical and most modern biblical translations. Thus we have through much of the book Samuel, Moses, Joseph, Abraham, Judah, Isaac.. Then, without explanation, in the discussion of Spanish Hebrew poets, the names appear in their Hebrew forms: Shmuel, Moshe, Yosef,  Ibrahim, Yehudah, Yitzhak. In subsequent chapters, we find the equivalent names Yehudah and Judah on the same page (, and then return to the norm of Solomon, Isaac, Samuel, Abraham, Judah. The Index includes: Maimonides, Moses but Nahmanides, Moshe.
More important is the thematic inconsistency. The first part of the book emphasizes the lives of “ordinary Jews” as reconstructed by scholars from sources based on papyri from Elephantine and Alexandria, funeral inscriptions, archaeological excavations at Dura-Europos and synagogues of the Galilee, Arabic inscriptions about Jewish tribes in the Arabian peninsula, and of course the vast collection of the Cairo Geniza. Yet elsewhere in the book, the emphasis on the “ordinary Jew” seems largely to have disappeared in favour of far more extensive discussions of Herod and Josephus, Hasdai ibn Shaprut, Samuel ibn Nagrela, Moses Maimonides, Moses Nahmanides, while other figures no less significant are all but ignored. “Reb Solomon ben Isaac, known as Rashi”, for example, is given one full sentence  and two additional passing mentions.
A second confusing inconsistency lies in his attitude toward historical accuracy. The title chosen is not “The History…” but The Story of the Jews. Yet the major repository of this story during the first third of his chronological range—the Hebrew Scriptures—is barely consulted.  A reader who searches in this book for an account of the stories of Samson, Samuel, Saul, Elijah, Jonah may well feel surprised that there is no engagement at all with this material, influential as the stories have been on later Jewish consciousness. The focus of the early chapters is not on narrative but on critical biblical scholarship and on archaeology as tests for the historicity of the accounts in biblical texts written much later than the events they report. Indeed, the third chapter seems to be a major diversion from “the story of the Jews”: of its 32 pages, 17 are devoted to an account of 19th-century English archaeologists of the ancient Near East, leading to what Schama calls “the birthing moment of biblical archaeology in the late 19th century”, with the rest devoted to disputes among Israeli archeologists about the historicity of biblical narratives. 
Summarizing one section, Schama writes: 

“So this is where we are in the true story of the Jews. No evidence outside the Hebrew Bible exists to make the exodus and the law giving dependably historical, in any modern sense. But that does not necessarily mean that at least some elements of the story—servile labour, migration, perhaps even incoming conquest, might not, under any circumstances, have happened. For some chapters of the Bible story, as we have already seen, if only in the depths of H”

A third inconsistency: whether to present co-existence or conflict with the surrounding culture, the host government and population, as the norm. In places—Schama’s discussion of the Elephantine community and Hellenistic Alexandria, the world of the Dura-Europas synagogue and the mosaic synagogue floors in the Galilee, the Islamic-Arabic culture—he presents what  appears to be a workable model of Jewish co-existence with Gentile neighbors based on a sustainable integration of Jewish loyalties and traditions with what they considered to be the best values of the surrounding civilization. Schama appears to reject what Salo W. Baron called the “lachrymose conception” of Jewish history, warning that “we must not make episodes of brutality the norm, for they were not”, that “life for the Jews was not all convulsion and expulsion”. 
But elsewhere, and increasingly more so in the treatment of Christian Europe, the presentation suggests that the model of conflict, persecution, Jewish suffering is indeed the norm throughout the ages, pointing toward the denouement of the Nazi “Final Solution”. Unusually oppressive anti-Jewish legislation, which he calls “the great segregation”, was passed at Valladolid, Castile in 1412 (though, as Schama admits: “most of its most draconian restrictions proved impossible to enforce”, and it actually applied to Moors as well as to Jews). After listing all the provisions, he writes, “History frowns on anachronism, but what, the crematoria and the shooting squads aside, in the Nazi repertoire is missing from this list?” It should be needless to say that the systematic mass murder of Jews by Einsatzgruppen shooting squads and death camp gas chambers was the essence of the Holocaust. What relevant point can be made by putting these elements “aside” and suggesting a continuity that is extremely misleading.?
This and many other such passages suggest that the model of continuous persecution, with medieval precedents for the Nazi horrors, trumps the models of co-existence emphasized earlier in the book. [The choice of the first section of chapter 7 entitled “Sacrificial Lambs”— entirely devoted to the theme of persecution by Christians from 1096 throughout  the 12th century—to be published as an “Excerpt” on the British newspaper Telegraph website on 2 September, before the book was officially released, signals which part of the book’s message the author considered most important.] [The Timeline provided at the end of the book, lists twenty dates from the period 1000–1500 CE. Two of these dates may be considered neutral: the fall of Cordoba and Saladin’s conquest of Jerusalem; two others led directly to heightened intolerance and oppression: the Almoravid and Almohade invasions of Spain, and proclamation of the First Crusade, The other sixteen are all incidents of persecution: massacres, anti-Jewish riots, expulsions. Not a single positive Jewish achievement is listed in this five hundred year period.
This emphasis on persecution as normative removes the policies of medieval popes and kings from their historical context. It presents anti-Jewish statements and decisions without comparison to policies regarding other deviant groups: Muslim minorities in Christian Spain, Christians deemed by the Church to be heretics, prostitutes, gays. And it ignores to a large extent the examples of Jews and Christians co-existing and interacting through a common vernacular in communities that were not at all violently hostile or shut off from each other. [To take just one example, the work of Joseph Shatzmiller based on archival records of court cases in fourteenth-century southern France revealed that in many cases, Christians requiring loans of capital preferred to take them from Jewish money-lenders rather than from Christians in the same business.]  

I will pass over the minor factual errors in the narrative to focus on the presentation of three critical events in the middle of the thirteenth century: the internal Jewish conflict over the philosophical writings of Maimonides, the campaign of the Church against the Babylonian Talmud, and the disputation of Barcelona.
According to Schama (in an extraordinarily imaginative paragraph without a single source provided), the central complaint in the anti-Maimonidean campaign of 1232 to place a ban on Maimonides’ Guide and the first book of Maimonides’ Code (Mishneh Torah), containing philosophical material, was that Maimonides presumed “to uncouple the Mishnah from its cladding in the great richly woven garment of the Talmudic commentaries and supplements, and by setting it forth in naked simplicity, as if  it were the entirety of the oral law”, he thereby “made the Talmud appear redundant in the eyes of the Gentile nations.”  Thus he had “exposed the Talmud to the malicious questioning of outsiders. He had imagined himself to be giving tonic to the oral law but who, if you don’t mind, had asked him to the bedside of the Talmud anyway?”. Furthermore, by applying Greek reasoning to the holy texts, Maimonides had, as it were “dragged the Talmud into a pagan Temple”. In Schama’s imaginative rendering of a complaint by Maimonides’ opponents, “It had got so bad that any yeshiva boy with a saucy tongue in his head could quote half-digested gobbets of Rabbi Aristotle as if he were the equal of Rabbi Gamliel and Rashi, may they rest in peace!”.    
The relevant Hebrew texts, written in a rather difficult rhymed prose by those in the anti-philosophical camp and their opponents, were printed already in the 19th century, and there is a significant academic literature discussing these texts. Spinoza summarized the position of one of the opponents (Judah Alfahar) in the fifteenth chapter of his Theological-Political Treatise. But Schama’s treatmentshows no evidence of having consulted any of this material. The reader is given no clue of the actual issues involved, such as:

• whether studying non-Jewish texts or even philosophical texts written by Jews has a proper place in the Jewish educational curriculum; 
• whether allegorical interpretation of Bible and Talmudic aggadah is legitimate, 
• whether the commandments were given for reasons that can be discerned rationally; 
• whether the ultimate reward of eternal existence in the presence of the divine was to be earned through the strict performance of the commandments or through cultivation of the intellect. 

Instead we are told that the attack on Maimonides was for isolating the Mishnah from the rest of the Talmud, an accusation that played no role in the literature of the conflict.  The actual controversy was raged over serious matters at the core of Jewish religious identity; to reduce them to “half-digested gobbets of Rabbi Aristotle” does not begin to do justice to gravity of the Kulturkampf.
The other two spectacular events, both of which have abundant source material available in English translations, relate to direct interaction with Christians. First was the trial of the Talmud in Paris in 1240. The official doctrine of the Church was that Jews were to be allowed to live under protection in a Christian realm and observe all the practices of their faith, but with ground-rules that would demonstrate their inferior status. One of these was that Jews must not malign the sancta of the Christianity. But the Talmudic literature contains a handful of statements that clearly fall into this potentially perilous category. When converts to Christianity familiar with the rabbinic literature reported this to Christian authorities, Pope Gregory IX reacted strongly. His mandate was to gather and investigate the rabbinic texts to see precisely what they said.
Schama presents the statements reported by Rabbi Yehiel of Paris in defence of the Talmud in a trivializing, dismissive manner, “rhetorical shadow-boxing”, as if Yehiel faced no serious problem: “

The “Jesus” who was said [in the Talmud] to be standing in boiling excrement in the underworld was not Jesus of Nazareth, or he would have been so identified, for there were many other Jesuses at large in those preachy days (as indeed there were). When Donin [the apostate who served as prosecuting attorney against the Talmud] snorted at the disingenousness of the reply, Yehiel cheekily asked whether or not there were, after all, many Louis in France other than the king. [Pushing the mistaken identity line further he asked in wide eyed innocence whether it was remotely conceivable that ‘Miriam the hairdresser’, who was the object of further insults including the suggestion that she was a harlot, could be the mother of Jesus for no Jew had ever described Mary as established in the beauty business.]”    ..

The burning of the Talmudic texts in Paris was the dramatically tragic focus of this section, and Shama dramatizes its pathos. But no mention is made of the subsequent accommodation in the papacy of Gregory’s successors, by which Jews were permitted to continue copying and studying the Talmud, provided that their scribes would eliminate the blatantly offensive statements. 
As for the Disputation of Barcelona in which the Jews were represented by Moses Nahmanides (RaMBaN), Schama links it directly with Paris: “Thus it was that in 1240 in Paris and 1263 in Barcelona, the Talmud was put in the dock in a show trial of Judaism, with the objects of extracting admissions of its guilt”. While he continues to note that the Barcelona event did not challenge the very existence of the Talmud, he fails to convey the fundamental difference between the two events: in Barcelona, the Christian disputer, Pablo Christiani, did not ridicule and condemn the rabbinic literature; rather he used it in an attempt to undermine Jewish belief. 
Thus the first question accepted by both sides for the formal disputation was: “Whether according to the Talmud, the Messiah had already come”. Arguing the affirmative, Pablo cited a rabbinic statement that on the day the Temple was destroyed, the Messiah was born. Schama’s presentation of the Jewish response—“Look,” said Nahmanides, “I don’t believe much of this stuff myself, and I don’t need to; it’s just catnip for debate”—trivializes what was undoubtedly an anguishing decision. To proclaim publicly that the rabbis of the Talmudic period were absolutely authoritative when they decided about a legal matter, but that these same rabbis could be mistaken on crucial theological matters, and that Jews were required to accept rabbinic law but were free to ignore assertions of rabbinic theology, was  to tread on perilous ground. 
Nahmanides therefore resorted to a technical distinction: that the rabbinic statement indeed asserted that the Messiah was born, but not that he had come, which meant that he had not begun his active career. But that implied that the Messiah was waiting somewhere on earth, almost 1200 years old. Caught in this intellectual thicket, the following day Nahmanides made two crucial concessions: that the aggadah was not absolutely binding but rather analogous to the sermon delivered by a bishop, and that Judaism did not depend on the doctrine of the Messiah and a messianic age (as Schama puts it, flippantly paraphrasing Nahmanides, “The Jewish Messiah—who by the way was not fundamental to our religion”. . . . Many scholars believe that these concessions did not truly reflect Nahmanides’ own beliefs, but that he was driven to them by the exigencies of the public debate. Little  of this poignant drama is communicated in the narrative. 
The Story of the Jews: 1000 BCE—1492CE will undoubtedly serve as a popular coffee table book. As a source of authoritative historical information about Jews during this long period, readers will need to turn to such collaborative one-volume works as A History of the Jewish People (1976)  or The Jews: A History (2008), in which a small group of scholars—six in the first, four in the second—write surveys of their own period of specialization (note the more modest indefinite article in the title of both). Or to the specialized works so helpfully listed and described in Schama’s Bibliography. 
Marc Saperstein, Professor Emeritus of Jewish History at George Washington University, is currently Professor of Jewish Studies at King’s College London, and Professor of Jewish History and Homiletics at Leo Baeck College.



The Vilna Gaon, Part 1: How Modern Was He?

The Vilna Gaon, Part 1 How Modern Was He?
by Marc B. Shapiro
Eliyahu Stern, The Genius: Elijah of Vilna and the Making of Modern Judaism (New Haven, 2013)
Eliyahu Stern has set for himself a daunting task and argues his case with conviction. He intends to correct a widespread assumption shared not only by the general public, but by the scholarly community as well. According to this narrative, the Vilna Gaon (hereafter the Gaon) should not be seen as a traditionalist defender of the past, but actually a modern Jew and one who helped usher in the modern era in Jewish history. In Stern’s words, “I [have] come to believe that [Jacob] Katz’s and [Michael K.] Silber’s notion of tradition and traditionalism fails to explain the experience of the overwhelming majority of eighteenth- and nineteenth-century eastern European Jews who did not spend their days either combating the Western European secular pursuit of science, philosophy and mathematics or holding onto the same political and social structures of their sixteenth- and seventeenth-century ancestors. Katz and Silber might have been right about [R. Moses] Sofer. . . . But figures such as the Gaon of Vilna or Hayyim of Volozhin (the Gaon’s student and Sofer’s contemporary), who did not express hostility toward modernity, elude their grasp” (p. 7).
This is quite a claim, and it would be a major revision of the historical picture if Stern could prove the point. Stern also argues that the Gaon’s notes to the sixteenth-century legal code Shulhan Arukh were influential in Jews moving away from a “code-based learning culture supported by the kehilah” (p. 11).[1]

By focusing on Talmud study for its own sake rather than for the sake of determining the halakhah, a paradigm shift occurred in which commentary replaced code. This occurred at the very time that the yeshiva took the place of the kehilah, as seen in the establishment of the Volozhin yeshiva by the Gaon’s disciple, R. Hayyim. Thus, the hierarchy of religious authority was restructured, which leads to what Stern refers to as “religious privatization” (p. 11). As he sees it, “The Volozhin yeshiva was founded not in opposition to the cultural and intellectual upheavals of the nineteenth century. It was itself built on the most modern of assumptions, the separation of public and private spheres” (p. 141). Stern even makes the bold claim that in certain respects the Gaon was more modern than Mendelssohn, arguing that “it was the Gaon’s hermeneutic idealism that called into question the canons of rabbinic authority, while Mendelssohn tirelessly defended the historical legitimacy of the rabbinic tradition to German-speaking audiences” (p. 64). In seeking to turn the Gaon into a more modern Jew, one who is not, as standard scholarship assumes, an opponent of philosophy, Stern even argues that the Gaon did not believe in “demons, magic, [and] charms” (p. 129).[2]
After mentioning that the Gaon is embodied in the Jewish residents of Tel Aviv and New York, who live as though they are majorities, Stern concludes his book with this striking assertion: “From the birth of the State of Israel, to the Jews’ involvement in radical anti-statist modern political movements, to the creation of a robust vibrant Jewish life in the United States, Jewish modernity derives much of its intellectual dynamism, social confidence, and political assertiveness from an astonishing source: the brilliant writings and untamed personality of Elijah ben Solomon” (p. 171).
As with all revisionist theses there is bound to be reluctance to accept a new paradigm. The successful revisionist thesis is the one able to withstand the initial skepticism. Does Stern’s thesis fall into this category? Despite his enthusiastic and tempting arguments, I am not convinced. Reading the book, I could not help wonder if, for example, drawing contrasts with the thought of Leibniz offers any real insight into the thought of the Gaon. We know that the Gaon was fearless in emending rabbinic texts, but for Stern, “Elijah’s emendation project addresses the charge that Leibnizian idealism leaves no room for the possibility of progress, redemption, and critique. . . .  Elijah embroidered the theological concept of evil around the idea of textual error” (p. 61). Isn’t this reading too much into what the Gaon had in mind? Why does the approach of the Gaon have to be given such theological weight that Stern can conclude that “emendation is the path toward redemption and a restored original harmony” (p. 62)?[3]

In another example of his revisionist approach, Stern argues that the Gaon did not oppose philosophy. Rather, “Elijah’s problem with Maimonides revolves around issues of linguistics, interpretation, and hermeneutics and not whether it is permissible to read secular philosophy” (p. 130). As noted already, Stern also assumes that the Gaon did not really believe in “demons, magic, charms and other irrational objects” (p. 129). There is no question in my mind that Stern is in error here. Because the Gaon was a traditional Jew, whose approach to the classical rabbinic texts was not influenced by rationalist philosophy, this is precisely why he believed in demons, magic, and charms. The only reason to reject these things, as did Maimonides, is because one is influenced by rationalist thought.
I see no evidence that the Gaon was influenced in any substantial way by such knowledge, and his occasional use of Aristotelian terminology does not by itself indicate real influence. Furthermore, everything in his writings leads one to believe that when it came to the occult his mental universe was no different than the great rabbis of his time and subsequent to him, for whom demons did indeed exist. In his famous attack on Maimonides, found in his comment to Shulhan Arukh, Yoreh Deah 179:13, he specifically mentioned the efficacy of magic, and contrary to Stern this is to be taken literally.[4]

In fact, a few notes later, 179:26-28, which are not mentioned by Stern, the Gaon again wrote about demons, mentioned that one is permitted to consult with them if it is not the Sabbath, and cited talmudic and midrashic texts that show humans interacting with demons.[5] The Gaon’s position in this matter does not need to be explained. Pretty much every traditional Jew in his day believed in demons, and he did as well. It is Maimonides’ opinion that is not traditional.
Stern leaves it as an open question whether the Vilna Gaon called philosophy “accursed” (p. 245). This is obviously an important issue, since if Stern is correct that the Gaon was not really opposed to philosophy, one would not expect him to use the word “accursed.” Yet there is no doubt that the Gaon did indeed use this word. It appears in the first printing of the Gaon’s commentary to the Shulhan Arukh, and its authenticity was attested to by R. Samuel Luria who examined that actual manuscript. Only later was the word removed by the publisher. Contrary to what Stern states, Samuel Joseph Fuenn, Matisyahu Strashun, and Hillel-Noah Maggid Steinschneider do not claim that later editors put in this phrase. The one to make this assertion was R. Zvi Hirsch Katzenellenbogen, and he was hardly a neutral observer.[6]

Several other issues emerge in the book. Stern quotes Aliyot Eliyahu as stating that before the age of thirteen the Gaon was “studying books on engineering for half an hour a day” (p. 38). I am not sure why Stern mentions anything about “thirteen,” as the text is explicit that he was around eight years old. Furthermore, the text says nothing about “engineering.” Rather, it states that the Gaon studied astronomy (tekhunah).

Stern writes that the Gaon “rejected outright” the Shulhan Arukh (p. 60). This is a strange statement being that the Gaon wrote a commentary on the Shulhan Arukh. Furthermore, this commentary was designed to show the earlier rabbinic sources upon which the Shulhan Arukh‘s laws were based. It is true that there are many times when the Gaon disagreed with the Shulhan Arukh. However, what is significant with the Gaon is precisely that he accepted the Shulhan Arukh. He had the stature to reject it had he chosen, and to write his own code, yet he did the exact opposite. By attaching his notes to the Shulhan Arukh he was affirming the work. He personally did not need the Shulhan Arukh and would decide halakhah from the Talmud and rishonim. But when the Shulhan Arukh decided the halakhah correctly, he was content to show the sources for the law, meaning that the work had value and that is why he affirmed it.[7]

Contrary to Stern (pp. 77-78), there is no evidence that the Gaon was influenced by Elijah Levita and the Gaon never mentioned him. When the Gaon wrote that the Masorah disagreed with the Talmud, he was referring to how to spell certain words, and this formulation comes from the Tosafists. He was not in any way identifying with Levita’s notion that the Hebrew vowels originated in post-talmudic times, and was certainly not addressing “the veracity of the cantillations of the Bible” (p. 78). When the Gaon’s son cited Levita, he was also not referring to his view of the vowels, only of the spelling of words.
I do not know what Stern means by “following Nachmanides, the Gaon argues that the book of Deuteronomy was written later than the other four books of the Bible” (p. 80). Quite apart from Nahmanides, this position is found in Gittin 60a, where one view is that the Torah was given “scroll by scroll.” Also on p. 80, Stern states that “the Gaon, in contrast, builds on the historical position laid down by Ibn Ezra that the last verses, though inspired by Moses, were actually ‘arranged’ by Joshua.” This has nothing to do with Ibn Ezra as the Talmud already contains the view that the last verses were written by Joshua (saying nothing about being “inspired” by Moses. [Ibn Ezra also says nothing about the last verses being “inspired” by Moses])
On page 133, Stern quotes a passage from the introduction to R. Judah Epstein’s Minhat Yehudah (Warsaw, 1877) where he writes of “thousands who came to study and the miracle it would take for one to emerge with any teaching ability.” In the Hebrew the final words are “yatza le-hora’ah.” This has nothing to do with teaching but refers to the ability to decide halakhic questions. The expression originates in Kohelet Rabbah 7:49.
Finally, he writes that “when the Volozhin yeshiva opened its doors in 1802, it was the first time that young men from all economic and social backgrounds were afforded the opportunity to study” (p. 150, see also p. 162). I know of no evidence to support this assertion. Both before the Volozhin yeshiva’s opening and after, opportunities for study were limited to those who could afford to support a child away from home, and give up the income he would bring in for the family.
Even though I am not convinced by Stern’s thesis, there is no doubt that this book is filled with learning and insight and has understandably created a good deal of excitement. To appreciate Stern’s efforts and ingenuity, one must read very carefully, and this reading will be rewarded in many ways.
******
The review you have just read (with the exception of notes 1-5, 7, and one sentence in brackets) appeared on the H-Judaic listserv on July 19, 2013. In the review I was limited in terms of space and I also could not use Hebrew. So let me now add some additional points and corrections that could not be included in the original. Before doing so I want to stress that I enjoyed Stern’s book a great deal, and I also learnt much from it. The Gaon’s scholarship is so wide-ranging that anyone who attempts such a daunting task as to write on him must be commended.[8]

Stern should also feel gratified that so many people have chosen to use their precious time to write about his book, even if they disagree with him.
Stern’s first chapter, which puts the Gaon and Vilna in historical perspective, was particularly interesting to me. How many people, for instance, are aware of the following (p. 70): “The roughly 5,500 Jews in and around Vilna (Wojewoda) made up nearly 30 percent of the population, and the 3,500 to 4,000 Jews living within Vilna proper formed an overwhelming majority of the local population.”
I strongly recommend that people read the book, if only to see how the talented author attempts to create a completely new perspective on the Gaon. Almost every page of Stern’s book raises issues that I can comment on, and I could easily have written a hundred page post. I agree with much in the book, and can cite sources in support of a number of points Stern makes. Yet this does not change the fact that I was not convinced by his major arguments. Rather than cite all the things I agree with, let me offer some more comments correcting errors, or offering different interpretations, as well as some tangential observations.
P. 14. Stern tells us that the Gaon’s mother was from Slutzk, and on p. 181 he cites a source that supposedly claims that the Gaon was also born in Slutzk. Yet this is incorrect. The town referred to is not Slutzk but סעלץ. This is the shtetl Selets (or Selcz) around 150 kilometers south-east of Brisk.[9]

This information is also found in the Encyclopaedia Judaica entry on the Gaon. There is another Selets in Belorussia, some eight hundred kilometers away,[10] but this is not the town associated with the Gaon. There is no actual proof that the Gaon was born in Selets, but that was the tradition of the town.[11]
P. 15. Stern records how the Gaon wanted to study medicine but was discouraged by his father who wanted his son to devote himself to Torah study. I don’t know if this has any relationship to the Gaon’s unusual (but not unique) view in opposition to using doctors as opposed to turning to God. According to one report, the Gaon only had this view when it came to internal medical problems, but not external ones (e.g., a burn).[12]
P. 17. Stern mentions the report by R. Samuel Luria that the Gaon travelled throughout Europe to find rabbinic manuscripts. Among the legends of these travels is one recorded in the name of R. Joseph Hayyim Sonnenfeld, quoting R. Joshua Leib Diskin, that when the Gaon visited the Munich library and saw the famous manuscript of the Talmud, he said that he would give all the money in the world in order to put it in genizah, because this Talmud was only R. Ashi’s first version (and thus of no authority). This story appears in Menahem Mendel Gerlitz’s Mara de-Ar’a Yisrael (Jerusalem, 1969), vol. 1, p. 57 n. 49. I can’t say whether or not R. Sonnenfeld ever made this comment (and Gerlitz’s book in general is quite unreliable). What I can say is that the story never happened as described for the simple reason that the manuscript only arrived in Munich in 1806, as noted by R. Raphael Rabbinovicz in the introduction to Dikdukei Soferim, vol. 1, p. 35.[13]
P. 44. “He [the Gaon] and his students reinterpreted a strand of kabbalah developed by Abraham Abulafia. . . . Elijah’s circle borrowed heavily from his ideas regarding the mathematical underpinnings of the world.” Unfortunately, this influence is never sufficiently explained and there is confusion about an important text. Thus, Stern writes:
As Menachem Mendel of Shklov wrote, “The word cheshbon [calculus] comes from the word machshava [thought] and this [calculus] is the first form that emerges from the essence of thought.”[14]
To begin with, I don’t know why cheshbon should be translated as “calculus.” I assume it means mathematics.[15]  But that is a minor point, as the general meaning of the passage is clear and R. Menahem Mendel of Shklov tells us that this approach was shared by the Gaon. The more important point, however, is that the sentence quoted as having been stated by R. Menahem Mendel was not stated by him at all. R. Menahem Mendel tells us explicitly that the sentence comes from an early book, one that predates R. Isaac Luria. What we learn from Moshe Idel is that this is actually a quotation from Abulafia.[16] Yet this information does not appear in Stern’s book, even though it would have strengthened his case.
Stern also states: “Elijah’s son Avraham approvingly cites the much-maligned Abulafia, and bestows the honorific “z”l” (the Hebrew acronym for “may his memory be blessed”) on the controversial medieval thinker.”
Here is the page in R. Avraham’s Rav Pealim.

Unfortunately, Stern must have read too quickly and instead of וז”ל [= וזה לשונו] he read the abbreviation as ז”ל, or perhaps he mistakenly connected the ז”ל on the previous line to ר’ אברהם הרואה
Pp. 44ff. Stern argues that according to the Gaon, matter existed eternally and the world was created from this eternal matter. If this was the case, it would be quite significant. Yet I believe that Stern misunderstands what the Gaon is saying. Stern himself quotes the Gaon as explaining that creation means “created from that which exists above.” As I see it, what this means is that matter “found” in the Divine was brought into the world, e.g., through emanation. But this is not the same as speaking of eternal matter, even eternal matter that is lacking form, as these exist apart from God.
With regard to the Gaon and creation, see also R. David Luria’s commentary to Pirkei de-Rabbi Eliezer, ch. 51 n. 17, where he cites a manuscript comment of the Gaon that the world is eternally created. This same viewpoint is shared by R. Hayyim of Volozhin, Nefesh ha-Hayyim ch. 13. I don’t see how this can be reconciled with the Gaon’s comment at the beginning of Aderet Eliyahu that time itself is a creation, and he further speaks of an actual moment of the world’s creation:
בראשית: ב’ הוא ב’ הזמניי. כמו ביום. מפני שהזמן עצמו נברא והב’ מורה על עת הבריאה שהיה בחלק הראשון מהזמן הנברא
If matter is eternal, as Stern claims, or even eternally created, then time is also eternal. But this is clearly not what the Gaon says in the text just quoted.
P. 80. Stern notes that the Gaon’s interpretation of the Mishnah was not bound to how the Talmud explained matters. This is correct, and many people have written on the matter. I mention this only to call attention to the comments of the great genius, R. Meshulam Roth, in his Kol Mevasser, vol. 2, pp. 120-121, 128-129, who felt constrained to argue against this notion. I think it will be obvious to readers that R. Roth’s interpretations of the Gaon are based on his own dogmatic assumption, which he states explicitly, that it is unacceptable to interpret the Mishnah in a way that diverges from the talmudic interpretation.

P. 97. Stern writes:

Contrast Elijah’s vision with the picture of intimacy expressed by Rabbi Pinchas of Korzec (1726-1791): “Prayer is like intercourse with the Divine Presence. At the beginning of intercourse there are motions. Similarly, there is a need for motion in prayer. One should move when beginning to pray. Later on, one can stand without moving, attached to the Divine Presence with a powerful bond. As a result of the motions alone one can attain dvekut.”
In the note the source for this quotation is given as Likutim Yekarim, 18, and the bibliography tells us that the edition used is Lemberg, 1792 (the first edition). Yet there is some confusion here. R. Pinchas of Koretz indeed wrote a book entitled Likutim Yekarim, but the book where the passage cited comes from is another Likutim Yekarim, one that records the teachings of other early Hasidic teachers. Here is the title page.

Furthermore, the reader looking at page 18 in the first edition of (the correct) Likutim Yekarim will not find anything, as the text is on page 1a. In the 1974 edition the text is found in section 18, but as far as I can tell, these sections were only added in this edition.[17]
Here is the relevant page from the first edition, and the comment referred to is in the last paragraph. The last sentence of the translation quoted above (“As a result . . .”) is not an accurate rendering of the Hebrew sentence that begins מכח מה שמנענע

P. 102: “While it is doubtful that Elijah endorsed or defended Eibeschuetz’s or Luzzatto’s Sabbatian tendencies, he never publicly condemned their works.” Instead of the word “doubtful,” which leaves some room for question, the sentence should say that “it is certain that Elijah never endorsed or defended . . .” I leave aside for now the question of why Stern is so certain that Luzzatto had Sabbatian tendencies, and simply note that the Gaon would have rejected such an assumption in the strongest terms. The Eibeschuetz case is more complicated,[18] but I don’t understand how “Eibeschuetz’s Sabbatian proclivities were revealed when his son Wolff was unmasked as a closet Sabbatian” (p. 99). Since when do the actions of a son determine the stance of a father?
Let us now return to the issue of the Gaon’s view of philosophy, which was mentioned earlier in this post, and when I refer to philosophy I have in mind rationalism. Stern, p. 129, argues that the Gaon was not opposed to philosophy and as evidence for this proposition notes that the Gaon uses Aristotelian terms, cites the Guide once in his Aderet Eliyahu, and procured a copy of Aristotle’s Ethics. He then writes, “This evidence has led some to suggest that Elijah objected to a materialistic or epicurean lifestyle often associated with philosophy, but not to philosophy’s heuristic value.”
While I think that Stern is indeed correct that the Gaon saw heuristic value in philosophy, I was still quite surprised when I read this sentence, since I had never heard of anyone who argued that the Gaon’s only concern with philosophy was the materialistic lifestyle associated with it. When I looked in Stern’s note (p. 246 n. 55) it didn’t help. This is what appears in the note:
See Moshe Philip, ed., Sefer Mishlei im Biur ha-Gra (Petach Tikvah: 2001), 441 and Eliyahu Stern, “Philosophy and Dissimulation in Elijah of Vilna’s Writings and Legacy,” Revue Internationale de Philosophie (forthcoming). On Elijah reading Aristotle, see his letter to Rabbi Shaul of Amsterdam recorded in Tzvi ha-Levi Horowitz, Kitvei ha-Geonim (Warsaw: 1938 [should be 1928]), 3-10.
I don’t know what is intended by the first reference, as there is a typo since the volume does not contain 441 pages. Stern’s forthcoming article can only be discussed when it appears in print, but the book under review does not give any reference to others who argued that the Gaon had no substantive opposition to philosophy. Also, contrary to what Stern states here, the Gaon did not write to R. Saul of Amsterdam asking him to send him the Ethics. The letter Stern refers to was actually written by the Gaon’s brother, R. Yissakhar Ber.[19]

See Kitvei ha-Geonim, p. 4a. On p. 44, Stern states that the letter was written by both the Gaon and his brother. This, I think, is closer to the truth. I say this because the Gaon’s brother requested לקנות בשבילנו ולשלוח לנו, although this could also just be the writing style he used. However, there are lots of reasons why people read books, and this alone does not mean that one is positively inclined to a subject. The greatest of all Jewish philosophers, Maimonides, tells us that he read all the works of Sabian idolatry that he could get his hands on (Guide 3:29). It would also be more significant if instead of the Ethics, the book requested of R. Saul of Amsterdam was Aristotle’s Metaphysics. But I don’t want to make too much of this, since I am convinced by Stern that the Gaon saw some value with philosophy. But contrary to Stern, I would add that the Gaon also saw great dangers in philosophy.
In the note directly following the one just referred to, Stern concludes based upon the introduction of R. Menahem Mendel of Shklov to the Gaon’s commentary to Avot and R. Israel of Shklov’s introduction to his Peat ha-Shulhan that “Elijah was secretly positively inclined to the study of philosophy.” He again refers to his forthcoming article where he develops this point. As mentioned already, discussion of this article must wait until it appears in print. In the meantime, however, it is difficult to accept this point without a clear articulation of what exactly Stern means by “study of philosophy”, since in R. Israel of Shklov’s introduction to Peat ha-Shulhan he writes as follows:
ועל חכמת הפילוסופי’ אמר [הגר”א] שלמד אותה לתכליתה ולא הוציא ממנה רק ב’ דברים טובים . . . והשאר צריך להשליכה החוצה.
R. Israel of Shklov also notes that the Gaon knew חכמת הכישוף which contradicts Stern’s statement that according to the Gaon “references to demons, magic, charms, and other irrational objects and ideas cannot be ignored—though not per se because he thinks they actually exist.” (p. 129).
See also Ma’aseh Rav (Jerusalem, 1906), Siah Eliyahu, p. 21b (no. 61(, which states that the Gaon would not study R. Bahya Ibn Paquda’s philosophically based Sha’ar ha-Yihud (in the Hovot ha-Levavot):
והי’ מחבב הגר”א ז”ל ס’ מנורת המאור וס’ חובת הלבבות זולת שער היחוד ובמקום שער היחוד הי’ אומר שילמדו בס’ הכוזרי הראשון שהוא קדוש וטהור ועיקרי אמונת ישראל ותורה תלוין בו.
There is another passage that is relevant, but as far as I know has not been cited in any of the scholarly discussions about the Gaon and philosophy. R. Hillel Rivlin, Kol ha-Tor (Bnei Brak, 1969), ch. 5:2, quotes the Gaon as saying the following about philosophy, and you can’t get any clearer than this:
את חכמת הפילוסיפיה למדה לתכליתה ולא מצא בה כי אם דברים אחדים שמקורם לוקח מחז”ל ועל השאר אמר, שאין בה לא הגיון ולא צדק ומיוסדת על אפיקורסות אווילית.

As mentioned, you can’t get any clearer than this, but I realize that this is not the Gaon speaking but rather a student, so it is possible to argue that he, and also R. Israel of Shklov, didn’t properly portray their teacher.
The passage that creates so many problems for Stern’s thesis is found in the Gaon’s commentary to Yoreh Deah 179:13. In this text, the Gaon famously attacks Maimonides for being led astray by “accursed philosophy.”

Stern argues that the Gaon does not oppose the study of (even rationalist) philosophy per se. Rather, his opposition is directed at how “a philosophical approach may ignore linguistic nuance” (p. 129). I think this is very unlikely, and it appears to me that Stern is trying to force his interpretation into the words of the Gaon when the more likely, and natural, interpretation is that the Gaon indeed opposes the study of (rationalist) philosophy.[20] (On p. 130 Stern claims that the Gaon was not opposed to the study of “secular philosophy” which is an even more far-reaching claim.) Beyond what the Gaon writes in his comment on the Shulhan Arukh, there is the way he writes it, which unfortunately is not reflected in Stern’s translation. Here is how Stern renders the first part of the text:

All those who came after Maimonides differed [because they did not use his rational allegorical interpretive technique]. For many times we find magical incantations mentioned in the Talmud. Maimonides and philosophers claimed that such magical writings and incantations, and devils, are all false. However, he [Maimonides] was already reprimanded for such an interpretation. For we have found many accounts in the Talmud about magical incantations and writings. . . . Philosophy is mistaken in a majority of cases when it interprets the Talmud in a superficial manner and destroys the sensus literalis of the text. But one should not think that I in any way, Heaven forbid, actually believe in them or in what they stand for.
In this comment the Gaon writes:

והוא נמשך אחר הפלוסופיא הארורה         .
This means that Maimonides “followed after the accursed philosophy.” However, Stern mistakenly translates these words: “Maimonides and philosophers claimed.”
Later in his comment the Gaon writes:

והפלסופיא הטתו ברוב לקחה לפרש הגמרא הכל בדרך הלציי
Stern translates this as “Philosophy is mistaken in a majority of cases when it interprets the Talmud in a superficial manner.” This too is a incorrect translation. What the Gaon is saying is that philosophy misled Maimonides to falsely explain the Talmud. So again, we see the great dangers of philosophy, and how it was able to lead astray even Maimonides. (There is nothing in the Gaon’s comment about “a majority of cases”). The final words quoted from the Gaon, בדרך הלציי, do not mean “superficial manner.” They mean “in a figurative sense.”
What can we say about the Gaon and Maimonides’ Guide? Although I hadn’t investigated the matter properly, for awhile I thought that the Gaon didn’t study the Guide in a serious manner. Anyone who reads Stern will see that this is incorrect. In fact, the Guide was even studied in Vilna during the Gaon’s time. The following passage from Aliyot Eliyahu (Vilna, 1892), p. 13a, should have been cited in the text by Stern as exhibit no. 1, as it is a strong piece of evidence in support of his position. For some reason, it is only summarized in a note (p. 246 n. 58):
וסיפר לי הרב כו’ הישיש מ’ ישראל גארדאן רב בווילנא (אשר היה מכיר היטב את הגאון נ”ע ודירתו היה בחומת אביו וקודם פטירתו היה דר הגאון בחצר בהכנ”ס) אשר היה נכנס ויוצא כפעם בפעם בבית הגאון נ”ע ושמע פ”א אשר בא הרב ר’ טרייטיל ז”ל לפני הגאון והרעיש על אשר ראו עיניו שאנשים קבעו למודם בבהמ”ד בספר מורה נבוכים וביקש שהגאון ימחה בידם והגאון השיבו בחרי אף ואמר ומי יעיז לדבר נגד כבוד הרמב”ם וספרו אשר מי יתנני ואהיה עמו במחיצתו בגן עדן.
There is no question that this report complicates the picture and shows that the Gaon’s view of the Guide was more complex than often portrayed. We see from it that unlike others, the Gaon, despite his strong criticism of Maimonides and general opposition to rationalist philosophy, nevertheless believed that the Guide had value and qualified scholars should not be prevented from studying it. 
After quoting this passage in Aliyot Eliyahu, R. Shlomo Korah adds, “There is a story about someone who asked his rebbe if it is permitted to study the Guide. He replied, ‘The Rambam permits it —הרמב”ם מתיר ”.[21]
Alan Brill has also made the case that the Gaon saw value in philosophy and calls attention to the fact that in a text attributed to the Gaon, there is a summary of a section of the Guide. See his “Auxiliary to Hokhmah: The Writings of the Vilna Gaon and Philosophical Terminology, in Moshe Hallamish, et al., eds., Ha-Gra u-Veit Midrasho (Ramat Gan, 2003), p. 10. This shows that philosophy has value, as I too acknowledge, but this has nothing to do with rationalism, which the Gaon strongly opposed.

It is also worth noting that R. Shneur Zalman of Lyady, in responding to the reported theological objections that the Gaon expressed about early hasidut, wrote as follows[22]:

ומי יתן ידעתיו ואנחהו ואערכה לפניו משפטינו להסיר מעלינו כל תלונותיו וטענותיו הפילוסיפיות אשר הלך בעקבותיהם, לפי דברי תלמידיו הנ”ל, לחקור אלקות בשכל אנושי
In other words, and this is really ironic, R. Shneur Zalman assumes that Gaon was led astray by philosophy and that explains his objections![23]

The reason I had my mistaken assumption that the Gaon didn’t study the Guide in any significant way was because the Gaon didn’t refer to it in his commentary to the Shulhan Arukh, even when he had the opportunity, such as in his note to Yoreh Deah 179:13. Another place where he could have referred to the Guide is in the very first halakhah in Orah Hayyim. R. Moses Isserles is quoting from Maimonides’ Guide, and rather than refer the reader to this, the Gaon offers sources for the Rama’s formulation from rabbinic literature. Yet even before reading Stern’s book I should have seen that the Rama in Darkhei Moshe tells us that he is quoting the Guide, and one should assume that the Gaon saw this text.
This is how R. Isserles begins the Darkhei Moshe (and he begins the Shulhan Arukh similarly):
כתב הרמב”ם בספר מורה הנבוכים חלק ג’ פרק נב שמיד שאדם ניעור משנתו בבוקר מיד יחשוב בלבו לפני מי הוא שוכב וידע שהמלך מלכי המלכים הקב”ה יתעלה חופף עליו שנאמר (ישעיה ו, ג) ) מלא כל הארץ כבודו.
R. Isserles quotes Maimonides as saying that as soon as you wake up in the morning you should think about God. Yet if you look at Guide 3:52 that he is quoting you find something interesting. Here is the passage in Ibn Tibbon’s translation (which is what the Rama used).
מי שיבחר בשלמות האנושי ושיהיה איש הא-להים באמת יעור משינתו וידע שהמלך הגדול המחופף עליו והדבק עמו תמיד הוא גדול מכל מלך בשר ודם ואילו היה דוד ושלמה, והמלך ההוא הדבק המחופף הוא השכל השופע עלינו שהוא הדבוק אשר בינינו ובין הש”י . . . וכבר ידעת הזהירם מלכת בקומה זקופה, משום מלא כל הארץ כבודו.
Where does the Rama get his formulation that as soon as one awakes – מיד שאדם ניעור משנתו – he should think of God? It comes from Maimonides’ words we just read: יעור משינתו. As pointed out by Raphael Speyer,[24] it seems that the Rama simply misunderstood what Maimonides (in Ibn Tibbon’s translation) was saying. The words יעיר משינתו have nothing to do with awakening from sleep in any literal sense. Rather, the expression simply refers to people who are figuratively awakening from their slumber and can now recognize God’s presence. Therefore, there was no need for the Rama in seeking to make his point to include anything about getting up in the morning.
In the Datche’s editor’s response to Speyer, he pointed out another problem with the Rama’s formulation. While the Rama writes of  מלך מלכי המלכים הקב”ה יתעלה חופף עליו, this is not what Maimonides says. According to Maimonides, “this king who cleaves to him and accompanies him is the intellect that overflows toward us and is the bond between us and Him, may He be exalted.” In other words, Maimonides is speaking about the Active Intellect yet the Rama turns this into God Himself. It is because of things like this that Yeshayahu Leibowitz was led to declare that the Rama “didn’t understand philosophy and didn’t understand the Guide of the Perplexed.” He also referred to the Rama’s Torat ha-Olah as a work of “pseudo-philosophy.”[25]

This might seem like an unfair statement, and I am sure that Yonah Ben Sasson would reject it,[26] but consider the following. No one could be regarded as a rabbinic scholar if all he studied was the Mishneh Torah, without examining the talmudic passages upon which the Mishneh Torah is based. In fact, I think all would agree that one can’t really understand the Mishneh Torah without knowing the talmudic sources. By the same token, one can’t really understand the Guide without knowing the Aristotelian sources upon which so much of Maimonides’ words are based. Yet the Rama tells us, in his famous letter to R. Solomon Luria,[27] that he never actually studied Aristotle and his only knowledge of him comes from Maimonides’ Guide and other Jewish sources.
כי אף שהבאתי מקצת דברי אריסטו מעידני עלי שמים וארץ שכל ימי לא עסקתי בשום ספר מספריו רק מה שעסקתי בספר המורה שיגעתי בו ומצאתי ת”ל [תהלה לא-ל] ושאר ספרי הטבע כשער השמים וכדומיהין, שחברו חז”ל ומהם כתבתי מה שכתבתי מדברי אריסטו.
Interestingly, I found one place, Torat ha-Olah 3:47, where the Rama speaks very disrespectfully of Maimonides’ philosophical knowledge, referring to it as foolishness.

ואין לך סכלות חכמתו גדולה מזה
Nevertheless, the Gaon placed the Rama together with Maimonides in his other sharp criticism of the latter[28]:

אבל לא ראו את הפרדס, לא הוא [הרמ”א] ולא הרמב”ם


To be continued
* * * *

Information about my summer trips to Spain, Central Europe, and Italy will be available soon. Anyone interested should check out the Torah in Motion website. Marc Glickman, one of the participants on last year’s tour to Central Europe, described it as follows: “It was great to meet Marc and he was a fantastic guide. The trip was like a living Seforim Blog post (I follow his posts religiously).” Thank you Marc!

Also for those interested, I will be speaking on R. Ovadiah Yosef at Ohab Zedek in NYC on December 17 at 8:15pm. 

[1] Regarding how influential the Gaon was on Lithuanian rabbinic scholarship, see Gil Perl, The Pillar of Volozhin: Rabbi Naftali Zvi Yehuda Berlin and the World of Nineteenth-Century Lithuanian Torah Scholarship (Boston, 2012), pp. 127ff. Perl disputes with Immanuel Etkes and Shaul Stampfer who have argued that the Gaon’s influence has been exaggerated. In terms of the Gaon’s influence on Jewish practice, R. Yaakov Kamenetsky claimed that there were only two places in Lithuania that followed the Gaon’s minhagim, and one of these places was the Gaon’s beit midrash/synagogue (kloiz) in Vilna. See R. Yehoshua Geldzahler, Kodshei Yehoshua (Jerusalem, 1999), vol. 5, p. 1758 (Geldzahler forgot the second place mentioned by R. Kamenetsky.) See also Nathan Kamenetsky, Making of a Godol (Jerusalem, 2002), vol. 1, p. 655.
[2] “In Elijah’s view, references to demons, magic, charms, and other irrational objects and ideas cannot be ignored—though not per se because he thinks they actually exist. (Elijah’s admirer Menashe Illya [1767-1831] recalled ‘that according to his memory,’ Elijah actually ‘criticized those who interpreted Midrash according its [!] literal sense when the Midrash went against reason.’) Elijah’s criticism against Maimonides was based on the belief that one cannot simply deny or gloss over the anti-rational elements that consistently appear in rabbinic literature. Either they belong in the text or they do not; if they do belong, they must be explained. By not including or explaining them, Elijah contends, Maimonides and ‘philosophers’ fail to take seriously the very words and signs that make up the rabbinic tradition.”
[3] In R. Isaac Herzog’s letter about the authority of the Zohar, published by me in Milin Havivin 5 (2010-2011), he quotes R. Abba Werner as saying the following about the Gaon (p. 16):
שהגר”א בבאורו על הזוהר הוא המבקר היותר קשה על הטקסט של הזוהר
R. Mordechai Friedman called my attention to R. Hanokh Ehrentreu, Iyunim be-Divrei Hazal u-ve-Leshonam (Jerusalem, 1978), pp. 184ff., where Ehrentreu prefers a textual emendation of R. Wolf Heidenheim over the emendation suggested by the Gaon. Since I will be dealing with R. Chaim Kanievsky in the next installment, let me mention that he has a tradition that R. Hayyim of Volozhin stated that one of the Gaon’s emendations was mistaken: הגר”א טעה. See R. Hayyim Shalom Segal, Berurei Hayyim (Bnei Brak, 2004), vol. 3, p. 924.
[4] In Aderet Eliyahu to Nahum 3:4, the Gaon writes:
בשלשה דברים ישחית איש את רעהו  . . .  בכשפים: במיני קטורת ממשיכים כחות העליונות אשר מקושרים בלבות בני אדם
[5] See also Aderet Eliyahu to Numbers 23:22 and Hosea 2:20 for other discussions of demons. In Yahel Or (Vilna, 1882), p. 38b (second numbering), the Gaon writes:
 ואמרו כי אמן של שדים נעמי [צ”ל נעמה] הולידה אותן מהנפילים לכן חציין מצד אביהן דומה למלה”ש ומצד אמן לב”א

[6] See Samuel Joseph Fuenn, Kiryah Ne’emanah  (Vilna, 1860), p. 160. In Stern’s book the page number is mistakenly given as p. 169.
[7] Regarding the Gaon and the Shulhan Arukh, see R. Yaakov Hayyim Sofer, Menuhat Shalom (Jerusalem, 2003), vol. 11, pp. 51-52, who shows that because the Gaon did not have access to the early editions of the work, he mistakenly assumed that a word stated by R. Joseph Karo really belonged to R. Moses Isserles. Although there is no question that Sofer is correct, since we are dealing with the Gaon, here is how Sofer prefaces his correction (which also includes the claim that a reference offered by the Gaon is incorrect).
אמנם עם שאיני כדאי כלל וכלל, עפר יעקב, אומר אני אחר נטילת הרשות, שדברי קדשו של רבינו הגדול הגר”א ז”ל, שגבו ממני, ובאפיסותי לא זכיתי להבין דברות קדשו של הגר”א ז”ל.

[8] Regarding the Gaon, many interesting articles appear in Yeshurun 5 (1999) and 6 (1999). R. Dovid Yitzchaki’s contribution, “Havanat Divrei ha-Gra al Da’at Omram,” Yeshurun 5, pp. 502-537, is of particular value. Jacob Israel Dienstag’s bibliography of writings by and about the Gaon is still worth consulting. See Talpiot 4 (1949), pp. 269-356.
[9] See here.
[10] See here.
[11] See Ha-Levanon, Sep. 18, 1872, p. 26.
[12] See R. Moshe Zuriel, Otzrot ha-Gra (Bnei Brak, 2000),  pp. 242f.
[13] See R. Yaakov Wreschner, Seder Yaakov (Jerusalem, 2010), vol. 1, p. 35 (first pagination).
[14] Derekh ha-Kodesh (Jerusalem, 1999), p. 4.
[15] Stern himself translates it as “math” on p. 198 n. 19. Regarding mathematics, in the next post (or maybe the one after) I will defend Stern’s reading of a passage in opposition to the critique of Bezalel Naor here.
[16] See Idel, “Bein ha-Kabbalah ha-Nevuit le-Kabalat R. Menahem Mendel mi-Shklov,” in Moshe Halamish, et  al., eds., Ha-Gra u-Veit Midrasho (Ramat Gan, 2003), p. 174-175.
[17] The text were are discussing is also found in Tzava’at ha-Rivash (Brooklyn, 1998), p. 28 no. 68.
[18] See Sid Z. Leiman, “When a Rabbi is Accused of Heresy: The Stance of the Vilna Gaon in the Emden-Eibschuetz Controversy,” in Ezra Fleischer, et al., eds. Meah Shearim: Studies in Medieval Jewish Spiritual Life in Memory of Isadore Twersky (Jerusalem, 2001), pp. 251-263.
[19] The Gaon had five brothers. See Chaim Freedman, Eliyahu’s Branches (Teaneck, 1997), p. 12.
[20] Let us not forget that the Gaon claimed to have had visions of Jacob and Elijah. This comes from a text written by the Gaon and recorded by R. Hayyim of Volozhin in his introduction to the Gaon’s commentary to Sifre de-Tzeniuta. R. Hayyim also reports that the Gaon said that before he was thirteen years old he started to make a golem, before he concluded that Heaven did not want him to continue. The Gaon further told R. Hayyim that he was visited by R. Shimon Ben Yohai and R. Isaac Luria. All of these things are not characteristic of one with a positive attitude towards philosophy.
[21] Sefat Melekh, vol. 1 (commentary to Mishneh Torah, Sefer ha-Mada [Bnei Brak, 1998], p. 53. R. Korah, Sephardic Chief Rabbi of Bnei Brak, is one of the few Yemenites (are there any others?) who studied under R. Aaron Kotler. See his recollections at the beginning of his Haggadah shel Pesah (2003).
[22] David Zvi Hillman, ed., Iggerot Ba’al ha-Tanya u-Venei Doro (Jerusalem, 1953), p. 97.
[23] See R. Matisyahu Strashun, Mivhar Ketavim (Jerusalem, 1969), p. 125 n. 1.
[24] Datche 55 (17 Av 5769), p. 6.
[25] See his Sihot al Pirkei Ta’amei ha-Mitzvot (Jerusalem, 2003), pp. 723-724.
[26] See his Mishnato ha-Iyunit shel Ha-Rama (Jerusalem, 1984).
[27] She’elot u-Teshuvot ha-Rama, ed. Siev (Jerusalem, 1971), no. 7.
[28] Shulhan Arukh, Yoreh Deah 246:18.



The Identity and Meaning of Chashmonai

The Identity and Meaning of Chashmonai [1]
By Mitchell  First
(MFirstatty@aol.com)
        The name Chashmonai appears many times in the Babylonian Talmud, but usually the references are vague. The references are either to beit Chashmonai, malkhut Chashmonai, malkhut beit Chashmonai, malkhei beit Chashmonai, or beit dino shel Chashmonai.[2]  One time (at Megillah 11a) the reference is to an individual named Chashmonai, but neither his father nor his sons are named.
           The term Chashmonai (with the spelling חשמוניי) appears two times in the Jerusalem Talmud, once in the second chapter of Taanit and the other in a parallel passage in the first chapter of Megillah.[3] Both times the reference is to the story of Judah defeating the Syrian military commander Nicanor,[4] although Judah is not mentioned by name. In the passage in Taanit, the reference is to echad mi-shel beit Chashmonai.[5] In the passage in Megillah, the reference is to echad mi-shel Chashmonai. Almost certainly, the passage in Taanit preserves the original reading.[6] If so, the reference is again vague.
 
           Critically, the name Chashmonai is not found in any form in I or II Maccabees, our main sources for the historical background of the events of Chanukkah.[7] But fortunately the name does appear in two sources in Tannaitic literature.[8] It is only through one of these two sources that we can get a handle on the identity of Chashmonai.
————
       Already in the late first century, the identity of Chashmonai seems to have been a mystery to Josephus. (Josephus must have heard of the name from his extensive Pharisaic education, and from being from the family.) In his Jewish War, he identifies Chashmonai as the father of Mattathias.[9] Later, at XII, 265 of his Antiquities, he identifies Chashmonai as the great-grandfather of Mattathias.[10] Probably, his approach here is the result of his knowing from I Maccabees 2:1 that Mattathias was the son of a John who was the son of a Simon, and deciding to integrate the name Chashmonai with this data by making him the father of Simon.[11] It is very likely that Josephus had no actual knowledge of the identity of Chashmonai and was just speculating here. It is too coincidental that he places Chashmonai as the father of Simon, where there is room for him. If Josephus truly had a tradition from his family about the specific identity of Chashmonai, it would already have been included in his Jewish War.
   The standard printed text at Megillah 11a implies that Chashmonai is not Mattathias: she-he-emadeti lahem Shimon ha-Tzaddik ve-Chashmonai u-vanav u-Matityah kohen gadol…This is also the implication of the standard printed text at Soferim 20:8, when it sets forth the Palestinian version of the Amidah insertion for Chanukkah; the text includes the phrase: Matityahu ben Yochanan kohen gadol ve-Chashmonai u-vanav…[12] There are also midrashim on Chanukkah that refer to a Chashmonai who was a separate person from Mattathias and who was instrumental in the revolt.[13]
        But the fact that I Maccabees does not mention any separate individual named Chashmonai involved in the revolt strongly suggests that there was no such individual. Moreover, there are alternative readings at both Megillah 11a and Soferim 20:8.[14] Also, the midrashim on Chanukkah that refer to a Chashmonai who was a separate person from Mattathias are late midrashim.[15] In the prevalent version of Al ha-Nissim today, Chashmonai has no vav preceding it.[16]
        If there was no separate person named Chashmonai at the time of the revolt, and if the statement of Josephus that Chashmonai was the great-grandfather of Mattathias is only a conjecture, who was Chashmonai?
           Let us look at our two earliest sources for Chashmonai.  One of these is M. Middot 1:6.[17]
                        …המוקד בבית היו לשכות ארבע  [18]…ייון מלכי ששיקצום המזבח אבני את חשמוניי בני גנזו בה צפונית מזרחית
From here, it seems that Chashmonai is just another name for Mattathias. This is also the implication of Chashmonai in many of the later passages.[19]
             The other Tannaitic source for Chashmonai is Seder Olam, chap. 30. Here the language is: malkhut beit Chashmonai meah ve-shalosh =the dynasty of  the House of Chashmonai, 103 [years].[20] Although one does not have to interpret Chashmonai here as a reference to Mattathias,  this interpretation does fit this passage.
          Thus a reasonable approach based on these two early sources is to interpret Chashmonai as another way of referring to Mattathias.[21] But we still do not know why these sources would refer to him in this way. Of course, one possibility is that it was his additional name.[22] Just like each of his five sons had an additional name,[23] perhaps Chashmonai was the additional name of Mattathias.[24] But I Maccabees, which stated that each of Mattathias’ sons had an additional name, did not make any such statement in the case of Mattathias himself.
         Perhaps we should not deduce much from this omission. Nothing required the author of I Maccabees to mention that Mattathias had an additional name. But one scholar has suggested an interesting reason for the omission.  It is very likely that a main purpose of I Maccabees was the glorification of Mattathias in order to legitimize the rule of his descendants.[25] Their rule needed legitimization because the family was not from the priestly watch of Yedayah. Traditionally, the high priest came from this watch.[26] I Maccabees achieves its purpose by portraying a zealous Mattathias and creating parallels between Mattathias and the Biblical Pinchas, who was rewarded with the priesthood for his zealousness.[27] Perhaps, it has been suggested, the author of I Maccabees left out the additional name for Mattathias because it would remind readers of the obscure origin of the dynasty.[28] (We will discuss why this might have been the case when we discuss the meaning of the name in the next section.)
—–
             We have seen that a reasonable approach, based on the two earliest rabbinic sources, is to interpret Chashmonai as another way of referring to Mattathias.
        The next question is the meaning of the name. The name could be based on the name of some earlier ancestor of Mattathias. But we have no clear knowledge of any ancestor of Mattathias with this name.[29] Moreover, this only begs the question of where the earlier ancestor would have obtained this name.[30] The most widely held view is that the name Chashmonai   derives from a place that some ancestor of Mattathias hailed from a few generations earlier. (Mattathias and his immediate ancestors hailed from Modin.[31]) For example, Joshua 15:27 refers to a place called Cheshmon in the area of the tribe of Judah.[32] Alternatively, a location Chashmonah is mentioned at Numbers 33:29-30 as one of the places that the Israelites encamped in the desert.[33] In either of these interpretations, the name may have reminded others of the obscure origin of Mattathias’ ancestors and hence the author of I Maccabees might have refrained from using it.
        It has also been observed that the word חשמנים  (Chashmanim) occurs at Psalms 68:32:
                     .לאלקים מני מצרים; כוש תריץ ידיו חַשְׁמַנִּים יאתיו
      Chashmanim will come out of Egypt;  Kush shall hasten her hands to God.
(The context is that the nations of the world are bringing gifts and singing to God.[34])
             It has been suggested that the name Chashmonai is related to חשמנים here.[35] Unfortunately, this is the only time the word חשמנים appears in Tanakh, so its meaning is unclear.[36] The Septuagint translates it as πρέσβεις (=ambassadors).[37] The Talmud seems to imply that it means “gifts.”[38] Based on a similar word in Egyptian, the meanings “bronze,” “natron” (a mixture used for many purposes including as a dye), and “amethyst” (a quartz of blue or purplish color) can be suggested.[39] Ugaritic and Akkadian have a similar word with the meaning of a color, or colored stone, or a coloring of dyed wool or leather; the color being perhaps red-purple, blue, or green.[40] Based on this, meanings such as red cloth or blue cloth have been suggested.[41] Based on similar words in Arabic, “oil” and “horses and chariots” have been proposed.[42] A connection to another hapax legomenon, אשמנים,[43] has also been suggested. אשמנים perhaps means darkness,[44] in which case חשמנים, if related, may mean dark-skinned people.[45] Finally, it has been suggested that חשמנים derives from the word שמן  (oil), and that it refers to important people, i.e., nobles, because the original meaning is “one who gives off light.” (This is akin to “illustrious” in English).[46]
      But the simplest interpretation is that it refers to a people by the name חשמנים.[47] An argument in favor of this is that חשמנים seems to be parallel to Kush, another people, in this verse. Also, יאתיו is an active form; it means “will come,” and not “will be brought.”[48]
        Whatever the meaning of the word חשמנים, I would like to raise the possibility that an ancestor of Mattathias lived in Egypt for a period and that people began to call him something like Chashmonai upon his return, based on this verse.
                                             Conclusions
       Even though Josephus identifies Chashmonai as the great-grandfather of Mattathias, this was probably just speculation. It is too coincidental that he places Chashmonai as the father of Simon, precisely where there is room for him.
        The most reasonable approach, based on the earliest rabbinic sources, is to interpret Chashmonai as another way of referring to Mattathias, either because it was his additional name or for some other reason. A main purpose of I Maccabees was the glorification of Mattathias in order to legitimize the rule of his descendants. This may have led the author of I Maccabees to leave the name out; the author would not have wanted to remind readers of the obscure origin of the dynasty.
       Most probably, the name Chashmonai derives from a place that some ancestor of the family hailed from.
—–
       A few other points:
            º Most probably, the name חשמונאי did not originally include an aleph. The two earliest Mishnah manuscripts, Kaufmann and Parma (De Rossi 138), spell the name חשמוניי.[49] This is also how the name is spelled in the two passages in the Jerusalem Talmud.[50] As is the case with many other names that end with אי (such as שמאי), the aleph is probably a later addition that reflects the spelling practice in Babylonia.[51]
            º The plural חשמונאים is not found in the rabbinic literature of the Tannaitic or Amoraic periods,[52] and seems to be a later development.[53] (An alternative plural that also arose is חשמונים; this plural probably arose earlier than the former.[54]) This raises the issue of whether the name was ever used in the plural in the Second Temple period.
       The first recorded use of the name in the plural is by Josephus, writing in Greek in the decades after the destruction of the Temple.[55] It is possible that the name was never used as a group name or family name in Temple times and that we have been misled by the use of the plural by Josephus.[56] On the other hand, it is possible that by the time of Josephus the plural had already come into use and Josephus was merely following prevailing usage. In this approach, how early the plural came into use remains a question.
      Since there is no evidence that the name was used as a family or group name at the time of Mattathias himself, the common translation in Al ha-Nissim: “the Hasmonean” (see, e.g., the Complete ArtScroll Siddur, p. 115) is misleading. It implies that he was one of a group or family using this name at this time. A better translation would be “Chashmonai,” implying that it was a description/additional name of Mattathias alone.
  °  The last issue that needs to be addressed is the date of Al ha-Nissim.
    According to most scholars, the daily Amidah was not instituted until the time of R. Gamliel, and even then the precise text was not fixed.[57] Probably, there was no Amidah at all for most of the Second Temple period.[58] The only Amidot that perhaps came into existence in some form in the late Second Temple period were those for the Sabbath and Biblical festivals.[59] Based on all of the above, it is extremely unlikely that any part of our text of Al ha-Nissim dates to the Hasmonean period.
    The concept of  an insertion in the Amidah for Chanukkah is found already at Tosefta Berakhot 3:14. See also, in the Jerusalem Talmud, Berakhot 4:1 and 7:4, and in the Babylonian Talmud, Shabbat 24a, and perhaps Shabbat 21b.[60] But exactly what was being recited in the Tannaitic and Amoraic periods remains unknown. The version recited today largely parallels what is found in the sources from Geonic Babylonia. The version recited in Palestine in the parallel period was much shorter. See Soferim 20:8 (20:6, ed. Higger).[61] The fact that the Babylonian and Palestinian versions differ so greatly suggests that the main text that we recite today for Al ha-Nissim is not Tannaitic in origin. On the other hand, both versions do include a line that begins biymei Matityah(u), so perhaps this line is a core line and could date as early as the late first century or the second century C.E.[62]
    In any event, the prevalent version of Al ha-Nissim today, Matityahu … kohen gadol Chashmonai u-vanav, can easily be understood as utilizing Chashmonai as an additional name for Mattathias. But this may just be coincidence. It is possible that the author knew of both names, did not understand the difference between them, and merely placed them next to one another.[63]
        On the other hand, we have seen the reading ve-Chashmonai in both Al ha-Nissim and Tractate Soferim. Perhaps this was the original reading, similar to the reading in many manuscripts of Megillah 11a. Perhaps all of these texts were originally composed with the assumption that Mattathias and Chashmonai were separate individuals. But there is also a strong possibility that these vavs arose later based on a failure to understand that the reference to Chashmonai was also a reference to Mattathias.
——
      Postscript: Anyone who is not satisfied with my explanations for Chashmonai can adopt the explanation intuited by my friend David Gertler when he was a child. His teacher was talking to the class about Mattityahu-Chashmonai and his five sons, without providing any explanation of the name Chashmonai. David reasoned: it must be that he is called חשמני because he had five sons (i.e., חמשי metathesized into חשמי/חשמני)![64]

 

 

[1] I would like to thank Rabbi Avrohom Lieberman, Rabbi Ezra Frazer, and Sam Borodach for reviewing the draft.  I will spell the name Chashmonai throughout, as is the modern convention, even though the vav has a shuruk in the Kaufmann manuscript of the Mishnah and Chashmunai may be the original pronunciation
[2]  The references to beit dino shel Chashmonai are at Sanhedrin 82a and Avodah Zarah 36b.    The balance of the references are at: Shabbat 21b,  Menachot 28b  and 64b, Kiddushin 70b, Sotah 49b, Yoma 16a, Rosh ha-Shanah 18b and 24b, Taanit 18b, Megillah 6a, Avodah Zarah 9a, 43a, and 52b, Bava Kamma 82b, and  Bava Batra 3b. For passages in classical midrashic literature that include the name Chashmonai, see, e.g., Bereshit Rabbah 99:2, Bereshit Rabbah 97 (ed. Theodor-Albeck, p. 1225), Tanchuma Vayechi 14, Tanchuma Vayechi, ed. Buber, p. 219, Tanchuma Shofetim 7,  Pesikta de-Rav Kahana, p. 107 (ed. Mandelbaum), and Pesikta Rabbati 5a and 23a (ed. Ish Shalom). See also Midrash ha-Gadol to Genesis 49:28 (p. 866). The name is also found in the Targum to I Sam. 2:4 and Song of Songs 6:7.
     The name is also found in sources such as Al ha-Nissim, the scholion to Megillat Taanit, Tractate Soferim, Seder Olam Zuta, and Midrash Tehillim. These will be discussed further below.
     The name is also found in Megillat Antiochus. This work, originally composed in Aramaic, seems to refer to bnei Chashmunai and/or beit Chashmunai. See Menachem Tzvi Kadari, “Megillat Antiochus ha-Aramit,” Bar Ilan 1 (1963), p. 100 (verse 61 and notes) and p. 101 (verse 64 and notes). There is also perhaps a reference to the individual. See the added paragraph at p. 101 (bottom). This work is generally viewed as very unreliable. See, e.g., EJ 14:1046-47.
Most likely, it was composed in Babylonia in the Geonic period.  See Aryeh Kasher, “Ha-Reka ha-Historiy le-Chiburah shel Megillat Antiochus,” in Bezalel Bar-Kochva, ed., Ha-Tekufah ha-Selukit be-Eretz Yisrael (1980), pp. 85-102,  and Zeev Safrai, “The Scroll of Antiochus and the Scroll of Fasts,” in The Literature of the Sages, vol. 2, eds. Shmuel Safrai, Zeev Safrai, Joshua Schwartz, and Peter J. Tomson (2006). A Hebrew translation of Megillat Antiochus was included in sources such as the Siddur Otzar ha-Tefillot and in the Birnbaum Siddur.
[3] Taanit 2:8 (66a) and Megillah 1:3 (70c). In the Piotrkow edition, the passages are at Taanit 2:12 and Megillah 1:4.
[4] This took place in 161 B.C.E. On this event, see I Macc. 7:26-49, II Macc. 15:1-36, and Josephus, Antiquities XII, 402-412.  The story is also found at Taanit 18b, where  the name of the victor
is given more generally as  malkhut beit Chashmonai.
[5] Mi-shel and beit are combined and written as one word in the Leiden manuscript. Also, there is a chirik under the nun. See Yaakov Zusman’s 2001 edition of the Leiden manuscript, p. 717.
[6] The phrase echad mi-shel Chashmonai  is awkward and unusual; it seems fairly obvious that a word such as beit is missing. Vered Noam, in her discussion of the passages in the Jerusalem Talmud about Judah defeating Nicanor, adopts the reading in Taanit and never even mentions the reading in Megillah. See her Megillat Taanit (2003), p. 300.
   There are no manuscripts of the passage in Megillah other than the Leiden manuscript. There is another manuscript of the passage in Taanit. It is from the Genizah and probably dates earlier than the Leiden manuscript (copied in 1289). It reads echad mi-shel-beit Chashmonai. See Levi (Louis) Ginzberg, Seridei ha-Yerushalmi (1909), p. 180.
   Mi-shel and Chashmonai are combined and written as one word in the Leiden manuscript of the passage in Megillah and there is no vocalization under the nun of Chashmonai here.
[7]  I Maccabees was probably composed after the death of John Hyrcanus in 104 B.C.E., or at least when his reign was well-advanced. See I Macc. 16:23-24.  II Maccabees is largely an abridgment of the work of someone named Jason of Cyrene. This Jason is otherwise unknown. Many scholars believe that he was a contemporary of Judah. Mattathias is not mentioned  in II Macc. The main plot of  the Chanukkah story (=the persecution of the Jews by Antiochus IV and the Jewish rededication of the Temple) took place over the years 167-164 B.C.E.
[8] M. Middot 1:6 (benei Chashmonai) and Seder Olam, chap. 30 (malkhut beit Chashmonai).
[9] I, 36. This view is also found in Seder Olam Zuta, chap. 8.
   Earlier, at I, 19, he wrote that Antiochus Epiphanes was expelled by ’Ασαμωναίου παίδων (“the sons of”  Chashmonai; see the Loeb edition, p. 13, note a. ). This perhaps implies an equation of Chashmonai and Mattathias, But παίδων probably means “descendants of” here.
[10] XII, 265. Jonathan Goldstein in his I Maccabees
(Anchor Bible, 1976),  p. 19,  prefers a different translation of the Greek here. He claims that, in this passage, Josephus identifies Chashmonai with Simon. But Goldstein’s translation of this passage is not the one adopted by most scholars.
   There are also passages in Antiquities that could imply that Chashmonai is to be identified with Mattathias. See XX, 190, 238, and 249. But παίδων probably has the meaning of  “descendants of ” (and not “sons of”) in these passages, and there is no such identification implied.
   The ancient table of contents that prefaces book XII of Antiquities identifies Chashmonai as the father of Mattathias. See Antiquities, XII,  pp. 706-07, Loeb edition. (This edition publishes these tables of contents at the end of each book.) But these tables of contents may not have been composed by Josephus but by his assistants. Alternatively, they may have been composed centuries later.
In his autobiographical work Life (paras. 2 and 4), Josephus mentions Chashmonai as his ancestor. But the statements are too vague to determine his identity. This work was composed a few years after Antiquities.
[11] Goldstein suggests (pp. 60-61) that Josephus did not
have I Macc. in front of him when writing his Jewish War, even though Goldstein believes that Josephus had read it and was utilizing his recollection of it as a source. Another view is that Josephus drew his sketch of Hasmonean history in his Jewish War mainly from the gentile historian Nicolaus of Damascus.
    Most likely, even when writing Antiquities, Josephus did not have II Macc. or the work of Jason of Cyrene. See, e.g., Daniel Schwartz, Sefer Makabim ב (2008), pp. 30 and 58-59, Isaiah M. Gafni, “Josephus and I Maccabees,” in Josephus, the Bible, and history, eds. Louis H. Feldman and Gohei Hata (1989), p. 130, n. 39, and Menachem Stern, “Moto shel Chonyo ha-Shelishi,” Tziyyon 25
(1960), p. 11.
[12] I am not referring to the Palestinian version as Al ha-Nissim, since it lacks this phrase. The text of Al ha-Nissim in the Seder R. Amram (ed. Goldschmidt, p. 97) is the same (except that it reads Matityah). See also R. Abraham Ha-Yarchi (12th cent.), Ha-Manhig (ed. Raphael), vol. 2, p. 528, which refers to Matityah kohen gadol ve-Chashmonai u-vanav, and seems to be quoting here from an earlier midrashic source. Finally, see Midrash Tehillim, chap. 30:6 which refers to Chashmonai u-vanav and then to beney Matityahu. The passages clearly imply that these are different groups.
[13] See the midrashim on Chanukkah first published by
Adolf Jellinek in the mid-19th century, later republished by Judah
David Eisenstein in his Otzar Midrashim (1915). Mattathias and Chashmonai are clearly two separate individuals in the texts which Einsenstein calls Midrash Maaseh Chanukkah and Maaseh Chanukkah, Nusach ‘ב. See also
Rashi to Deut. 33:11 (referring to twelve sons of  Chashmonai).
[14] As  I write this, Lieberman-institute.com records four manuscripts that have Chashmonai with the initial vav like the Vilna edition, two manuscripts that have Chashmonai without the initial vav (Goettingen 3, and Oxford Opp. Add. fol. 23), and one manuscript (Munich 95) that does not have the name at all. (Another manuscript does not have the name but it is too fragmentary.) There are three more manuscripts of Megillah 11a, aside from what is presently recorded on Lieberman-institute.com. See Yaakov Zusman, Otzar Kivei ha-Yad ha-Talmudiyyim (2012), vol. 3,  p. 211. I have not checked these.
    With regard to the passage in Soferim 20:8, there is at least one manuscript that reads חשמונאי (without the initial vav). See Michael Higger, ed., Massekhet Soferim (1937), p. 346, line 35 (text). (It seems that Higger printed the reading of  ms.ב  in the text here.)
[15] These midrashim are estimated to have been compiled in the 10th century. EJ 11:1511.
[16] The prevalent version is based on the Siddur Rav Saadiah Gaon (p. 255): Matityah ben Yochanan kohen gadol Chashmonai u-vanav. This version too can be read as reflecting the idea that Chashmonai was a separate person.
[17] Middot is a tractate that perhaps reached close to
complete form earlier than most of the other tractates. See Abraham Goldberg, “The Mishna- A Study Book of Halakha,” in The Literature of the Sages, vol. 1, ed. Shmuel Safrai (1987).
[18] The above is the text in the Kaufmann Mishnah manuscript. Regarding the word beney, this is the reading in both the Kaufmann and Parma (De Rossi 138) manuscripts. Admittedly, other manuscripts of Mishnah Middot 1:6, such as the one included in the Munich manuscript of the Talmud, read ganzu beit Chashmonai.
But the Kaufmann and Parma (De Rossi 138) manuscripts are generally viewed as the most reliable ones. Moreover, the beit reading does not fit the context. Since the references to Chashmonai in the Babylonian Talmud are often prefixed by the word beit and are never prefixed by the word beney, we can understand how an erroneous reading of beit could have crept into the Mishnah here.
      The Mishnah in Middot is quoted at Yoma 16a and Avodah Zarah 52b. At Yoma 16a, Lieberman-institute.com presently records five manuscripts or early printed editions with beit, and none with bnei. At Avodah Zarah 52b, it records three with beit and one with beney. (The Vilna edition has beit in both places.) Regarding the spelling חשמוניי in the Mishnah, most likely, this was the original spelling of the name. See the discussion below.
[19] See, e.g., Bereshit Rabbah 99:2: חשמונאי  בני ביד  נופלת  יון מלכות  מי ביד,  Bereshit Rabbah 97 (ed. Theodor-Albeck, p. 1225): לוי של משבטו היו חשמוניי שבני,  Pesikta Rabbati 5a, Tanchuma Vayechi 14, Tanchuma Vayechi, ed. Buber, p. 219, Pesikta de-Rav Kahana, p. 107, and Midrash ha-Gadol to Genesis 49:28. See also the midrash published by Jacob Mann and Isaiah Sonne in The Bible as Read and Preached in the Old Synagogue, vol. 2 (1966), p. עב.
      I also must mention the scholion to Megillat
Taanit
. (I am not talking about Megillat Taanit itself. There are no references to Chashmonai there.) As Vered Noam has shown in her critical edition of Megillat Taanit, the two most important manuscripts to the scholion are the Parma manuscript and the Oxford manuscript.
      If we look at the Parma manuscript to the scholion to 25 Kislev, it uses the phrase nikhnesu beney Chashmonai le-har ha-bayit, implying that the author of this passage viewed Chashmonai as Mattathias.
        On 14 Sivan, the Oxford manuscript of the scholion tells us that חשמונאי יד וכשגברה, the city of קסרי was conquered. Probably, the author of this passage is referring to the acquisition of Caesarea by Alexander Yannai, and the author is using Chashmonai loosely. Probably the author meant beit Chashmonai or malkhut beit Chashmonai. (One of these may even have been the original text.)
       On 15-16 Sivan, the Parma manuscript of the scholion tells us about the military victory of  חשמונאי בני over Beit Shean. We know from Josephus (Antiquities XIII, 275-83 and Jewish War I,  64-66) that this was a victory that occurred in the time of John Hyrcanus and that his the sons were the leaders in the battle. But it would be a leap to deduce that the author of this passage believed that John was חשמונאי. Probably, the author was using חשמונאי בני loosely and meant beit Chashmonai or malkhut beit Chashmonai. Not surprisingly, the Oxford manuscript has beit Chashmonai here.
       In the balance of the passages in the scholion, if we look only at the Parma and Oxford manuscripts, references to beit Chashmonai or malkhut beit Chashmonai  are found at 23 Iyyar, 27 Iyyar, 24 Av, 3 Tishrei, 23 Marchesvan, 3 Kislev, 25 Kislev, and 13 Adar.
[20] This passage is quoted at Avodah Zarah 9a. In the
Vilna edition, the passage reads malkhut Chashmonai. The three
manuscripts presently recorded at Lieberman-Institute.com all include the beit preceding חשמונאי. The other source recorded there is the Pesaro printed edition of 1515. This source reads  חשמוניי מלכות.
[21] One can also make this argument based on the passage
in the first chapter of Megillah in the Jerusalem Talmud: משלחשמוניי אחד ויצא. This passage tells a story about Judah (without mentioning him by name). But the parallel passage in the
second chapter of Taanit reads:  חשמוניי בית משל אחד אליו ויצא. As pointed out earlier, almost certainly this is the original reading. Moreover, if a passage intended to refer to a son of Chashmonai, the reading we would expect would be: חשמוניי מבני אחד ויצא.
[22] Goldstein, p. 19, n. 34, writes that the Byzantine
chronicler Georgius Syncellus (c. 800) wrote that Asamόnaios was
Mattathias’ additional name. Surely, this was just a conjecture by the chronicler or whatever source was before him.
[23] The additional names for the sons were: Makkabaios
(Μακκαβαîος),  Gaddi (Γαδδι), Thassi (Θασσι), Auaran (Αυαραν) and Apphous (Απφους). These were the names for Judah, John, Simon, Eleazar and Jonathan, respectively. See I Macc. 2:2-4.
[24] See, e.g., Goldstein, pp. 18-19.  Goldstein also writes (p. 19): Our pattern of given name(s) plus surname did not exist among ancient Jews, who bore only a given name. The names of Mattathias and his sons were extremely common in Jewish priestly families. Where many persons in a society bear the same name, there must be some way to distinguish one from another. Often the way is to add to the over-common given name other names or epithets. These additional appellations may describe the person or his feats or his ancestry or his place of origin; they may even be taunt-epithets. The names Mattityah and Mattiyahu do occur in Tanakh, at I Ch. 9:31, 15:18, 15:21, 16:5, 25:3, 25:21, Ezra 10:43, and Nehemiah 8:4. But to say that these names were common prior to the valorous deeds of Mattathias and his sons is still conjectural. (Admittedly, the names did become common thereafter.)
[25]  See, e.g.,
Daniel R. Schwartz, “The other in 1 and 2 Maccabees,” in Tolerance and Intolerance in Early Judaism and Christianity, eds. Graham N. Stanton and Guy G. Stroumsa (1998), p. 30, Gafni, pp. 119 and 131 n. 49,  and Goldstein,  pp. 7 and 12. See particularly I Macc. 5:62. As mentioned earlier, I Maccabees was probably composed after the death of John Hyrcanus in 104 BCE, or at least when his reign was well-advanced. See I Macc. 16:23-24.
[26] According to I Macc. 2:1, Mattathias was from the priestly watch of Yehoyariv. Of course, even if he would have been from the watch of Yedayah, the rule of his descendants would have needed legitimization because they were priests and not from the tribe of Judah or the Davidic line.
[27] See, e.g., Goldstein, pp. 5-7 and I Macc. 2:26 and 2:54. Of course, the parallel to Pinchas is not perfect. As a result of his zealousness, Pinchas became a priest; he did not become the high priest.
[28]
Goldstein, pp. 17-19. Josephus, writing after the destruction of the Temple and not attempting to legitimize the dynasty, would not have had this concern. (I am hesitant to agree with Goldstein on anything, as his editions of I and II Maccabees are filled with far-reaching speculations. Nevertheless, I am willing to take his suggestion seriously here.)
[29] As mentioned earlier, the identification by Josephus of
Chashmonai as the great-grandfather of Mattathias is probably just speculation.
[30] It has been suggested that it was the name of an
ancestor. See, e.g., H. St. J. Thackeray, ed., Josephus: Life
(Loeb Classical Library, 1926), p. 3, who theorizes that the Hasmoneans were named after “an eponymous hero Hashmon.” Julius Wellhausen theorized that, at I Macc. 2:1, the original reading was “son of Hashmon,” and not “son of Simon.”
See Emil Schürer, The History of the Jewish People in the Age of Jesus Christ, revised and edited by Geza Vermes, Fergus Millar, and Matthew Black, vol. 1 (1973),  p. 194, n. 14.
[31] See I Macc. 2:70, 9:19, and  13:25.
[32]  See, e.g., Isaac Baer, Avodat Yisrael (1868), p. 101, EJ  7:1455, and Chanukah (ArtScroll Mesorah Series, 1981), p. 68.
[33] See, e.g., EJ 7:1455.  Another less likely alternative is to link the name with Chushim of the tribe of Benjamin, mentioned at I Ch. 8:11.
[34] The probable implication of the second part of verse
32 is that the people of Kush will hasten to spread their hands in prayer, or hasten to bring gifts with their hands. See Daat Mikra to 68:32.
[35] This is raised as a possibility by many scholars. Some of the rabbinic commentaries that suggest this include R. Abraham Ibn Ezra and Radak. See their commentaries on Ps. 68:32. See also Radak, Sefer ha-Shoreshim,חשמן , and R. Yosef Caro, Beit Yosef, OH 682. The unknown author of Maoz Tzur also seems to adopt this approach (perhaps only because he was trying to rhyme with השמנים).
[36] Some scholars are willing to emend the text. See, for example, the suggested emendations at Encyclopedia Mikrait 3:317,  entry חשמנים (such as משמנים = from the oil.) The Brown-Driver-Briggs Hebrew and English Lexicon (1906) writes that there is “doubtless” a textual error here.
[37] So too, Origen (third century). Some Rishonim interpret the termחשמנים  here as rulers or people of importance. See, e.g., the commentaries on Psalms 68:32 of Ibn Ezra (סגנים) and Radak. See also Radak, Sefer ha-Shoreshim, חשמן
,
and  R. Yosef Caro, Beit Yosef, OH 682. What motivates this interpretation is the use of the term in connection with Mattathias. But we do not know the meaning of the term in connection with Mattathias.
   [38] See Pes. 118b (דורון). Perhaps supporting this is verse 68:30 (lekha yovilu melakhim shai).  See Rashbam to Pes. 118b. Also, the interpretation מנות דורונות is found at Midrash Tehillim (ed. Buber, p. 320). It also seems to be the view of Rashi.
[39] On the Egyptian word ḥsmn as bronze or natron,
and reading one of these into this verse, see William F. Albright, “A Catalogue of Early Hebrew Lyric Poems,” Hebrew Union College Annual 23 (1950-51), pp. 33-34. Jeremy Black, “Amethysts,” Iraq 63 (2001), pp. 183-186, explains that ḥsmn also has the meaning amethyst in Egyptian. But he does not read this into Ps. 68:32. (He reads it into the Biblical  חשמל.)
[40] See, e.g., Black, ibid., and Itamar Singer, “Purple-Dyers
in Lazpa,” kubaba.univ-paris1.fr/recherche/antiquite/atlanta.pdf.
[41] Ludwig Koehler and Walter Baumgartner, The Hebrew
and Aramaic Lexicon of the Old Testament
(1994),  vol. 1, p. 362, interpret “bronze articles or red cloths.” Mitchell Dahood, Psalms II:51-100 (Anchor Bible, 1968) interprets “blue cloth.”
    Based on the Akkadian, George Wolf suggests that חשמנים refers to nobles and high officials because they wore purple clothing. See his Studies in the Hebrew Bible and Early Rabbinic Judaism (1994), p. 94
[42] For “oil,” see Encyclopedia Mikrait 3:317,
entry חשמנים (one of the many possible interpretations mentioned there).  For “horses and chariots,” see Daat Mikra to 68:32 (citing the scholar Arnold Ehrlich and the reference to the coming of
horses and chariots at Is. 66:20).
[43] See Is. 59:10  באשמנים (in the ashmanim).
[44] Ernest Klein,  A
Comprehensive Etymological Dictionary of the Hebrew Language for Readers of English
(1987), p. 58, writes that it usually translated as “darkness.” Some Rishonim who adopt this interpretation are Menachem ben Saruk (quoted in Rashi) and Ibn Janach. Note also the parallel to Psalms 143:3. On the other hand, the parallel to בצהרים at Is. 59:10 suggests that the meaning of  באשמנים is “in the light,” as argued by
Solomon Mandelkern in his concordance Heikhal ha-Kodesh (1896), p. 158.
[45] See Midrash Tehillim (ed. Buber, p. 320):  שחורים
אנשים.  This is the fourth interpretation suggested there. Buber puts the second, third, and fourth interpretations in parenthesis, as he believes they were not in the original text. The first interpretation is  מנות דורונות. The second and third interpretations are farfetched plays on words.
     Also, the original reading in the Targum Pseudo-Jonathan translation of חשמנים seems to be אוכמנא or אוכמנאי,    meaning “dark people.” See David M. Stec, The Targum of Psalms (2004) p. 133. The standard printed editions have a different reading (based on an early printed edition) and imply that חשמנים was the name of a particular Egyptian tribe.
[46] See Mandelkern, p. 433, who cites this view even though he disagrees with it.
[47] A modern scholar who takes this approach is Menachem
Tzvi Kadari. See his Millon ha-Ivrit ha-Mikrait (2006). This also seems to be the approach taken in the standard printed edition of the Targum Pseudo-Jonathan, even though this does not seem to be the original reading. See also Rashi to Ps. 68:32, citing Menachem ben Saruk who claims that they are the residents of  Chashmonah. See also Radak, Sefer ha-Shoreshim, חשמן (second suggestion) and Mandelkern, p. 433.
     Gen. 10:14 mentions כסלחים as one of
the sons of Mitzrayim. Interestingly, one of the three early texts of
the Septuagint (codex Alexandrinus, fifth cent.) reads Χασμωνιειμ
(=Chasmonieim) here. If this were the original reading, this would suggest that there were a people called Hashmanim (or something similar) in second century B.C.E. Egypt. But the Sinaiticus and Vaticanus codices (which are earlier than the Alexandrinus codex) do not have this reading; they have something closer to the Hebrew. Most likely, the reading in the Alexandrinus codex is just a later textual corruption. See John William Wevers, Notes on the Greek Text of Genesis (1993), p. 136.
[48] See similarly Deut. 33:21, Proverbs 1:27, Isaiah 41:5
and 41:25, and Job 3:25, 16:22, 30:14, and 37:22.
[49] The Kaufmann manuscript dates to the tenth or eleventh century. The Parma (De Rossi 138) manuscript dates to the eleventh century. The vocalization in both was inserted later. In the Kaufmann manuscript, there is a patach under the nun and a chirik under the first yod. Also, the vav is dotted with a shuruk. (The Parma manuscript does not have vocalization in tractate Middot; the manuscript is not vocalized throughout.).
     The Leiden manuscript of the Jerusalem Talmud includes a chirik under the nun in the passage in Taanit (66a). See Zusman’s 2001 edition of the Leiden manuscript, p. 717. There is no vocalization under the nun in the passage in Megillah (70c).
[50] חשמונאי is the spelling in all but one of the manuscripts and early printed editions of Seder Olam. One manuscript spells the name חשמוני. See  Chaim Joseph Milikowsky, Seder Olam: A Rabbinic Chronography (1981), p. 440.
     Also, חשמוניי  is the spelling in the text of Pesikta de-Rav Kahana that was published by Bernard Mandelbaum in his critical edition of this work (p. 107). (But see the notes for the variant readings.) Also, חשמוניי  is the spelling in the text of the Theodor-Albeck edition of Bereshit Rabbah, at section 97 (p. 1225). (But see the notes for the variant readings.). See also ibid., p. 1274, note to line 6 (חשמניי).
     Also, Lieberman-institute.com cites one manuscript of Menachot 64b with the spelling  חשמוניי. This is also the spelling used by R. Eleazar Kallir (early seventh century). See his piyyut for Chanukkah לצלעי נכון איד (to be published by Ophir Münz-Manor).
[51] I would like to thank Prof. Richard Steiner for pointing this out to me.
[52] Jastrow, entry חשמונאי, cites the plural as appearing in some editions of Bava Kama 82b (but not in the Vilna edition.) Lieberman-institute.com presently records five manuscripts of Bava Kama 82b. All have the word in the singular here. The EJ (7:1454) has an entry “Hasmonean Bet Din.” The entry has a Hebrew title as well: חשמונאים של דין בית. The entry cites to Sanhedrin 82a and Avodah Zarah 36b, and refers to “the court of the Hasmoneans.” (In the new edition of the EJ, the same entry is republished.) Yet none of the manuscripts presently recorded at Lieberman-institute.com on these two passages have the plural.
(Lieberman-institute.com presently records two manuscripts of Sanhedrin 82a and three manuscripts of Avodah Zarah 36b. According to Zusman, Otzar Kivei Ha-Yad Ha-Talmudiyyim, vol. 3, p. 233 and 235, there are three more manuscripts of Sanhedrin 82a extant. I have not checked these.)
     Probably, the reason for the use of the plural in the EJ entry is that scholars began to use the plural for this mysterious bet din, despite the two references in Talmud being in the singular. See, e.g., Zacharias Frankel, Darkhei ha-Mishnah (1859), p. 43.  Other erroneous citations to a supposed word חשמונאים are found at Chanukah (ArtScroll Mesorah Series), p. 68, n. 6.
[53] The earliest references to this plural that I am are
aware of are at Midrash Tehillim  5:11
(ובניו  חשמונאים),  and 93:1 (חשמונאים בני). But it is possible that
חשמונאים may not be the original reading in either of these
passages. The reference at 5:11 is obviously problematic. Also, the line may be a later addition to the work. See Midrash Tehillim, ed. Buber, p. 56, n. 66. (This work also refers to חשמונאי בית  and ובניו חשמונאי. See 22:9, 30:6, and 36:6.) The next earliest use of this plural that I am aware of is at Bereshit Rabbati, section Vayechi, p. 253 (ed. Albeck): חשמונאים בני. This work is generally viewed as an adaptation of an earlier (lost) work by R. Moshe ha-Darshan (11th cent.)
[54] חשמונים is found in the piyyut שמנה כל אעדיף   by R. Eleazar
Kallir (early seventh century) and in the works of several eighth century paytannim as well. Perhaps even earlier are the references in Seder Olam Zuta. See, e.g., the text of this work published by Adolf Neubauer in his Seder ha-Chakhamim ve-Korot ha-Yamim, vol. 2 (1895), pp. 71, 74 and 75. See also the Theodor-Albeck edition of Bereshit Rabbah, section 97, p. 1225, notes to line 2, recording a variant with the reading חשמונים. Also, Yosippon always refers to the חשמונים when referring to the group in the plural. (In the singular, his references are to חשמונאי and חשמוניי.) Also, Lieberman-institute.com
cites one manuscript of Megillah 6a (Columbia X 893 T 141) with the reading חשמונים.
[55] See his Jewish War, II, 344, and V, 139, and Antiquities
XV,403 (Loeb edition, p. 194, but see n. 1).
[56] It is interesting that a similar development occurred
in connection with the name “Maccabee.” The name was originally an additional name of Judah only. Centuries later, all of the brothers came to be referred to by the early church fathers as “Maccabees.” See Goldstein, pp. 3-4.
[57] See, e.g., Allen Friedman, “The Amida’s Biblical and Historical Roots: Some New Perspectives,” Tradition 45:3 (2012), pp.  21-34, and the many references there. Friedman writes (pp. 26-27): The first two points to be noted concerning the Amida’s history are that: (1) R. Gamliel and his colleagues in late first-century CE Yavneh created the institution of the Amida, its nineteen particular subjects, and the order of those subjects, though not their fully-fixed text, and (2) this creation was a critical part of the Rabbinic response to the great theological challenge posed by the Second Temple’s destruction and the ensuing exile…See also Berakhot 28b.
[58] Admittedly, this view disagrees with Megillah 17b which attributes the Shemoneh Esreh of eighteen blessings to an ancient group of 120 elders that included some prophets (probably an equivalent term for the Men of the Great Assembly.) But note that according to Megillah 18a, the eighteen blessings were initially instituted by the 120 elders, but were forgotten and later restored in the time of R. Gamliel and Yavneh. See also Berakhot 33a, which attributes the enactment of  תפילות to the Men
of the Great Assembly.
[59] See, e.g., the discussion by Joseph Tabory in
“Prayers and Berakhot,” in The Literature of the Sages, vol. 2, pp.
295-96 and 315-316. Tabory points to disagreements recorded between the House of Hillel and the House of Shammai regarding the number of blessings in the Amidot for Yom Tov and Rosh ha-Shanah when these fall on the Sabbath. See Tosefta Rosh ha-Shanah 2:16 and Tosefta Berakhot 3:13. Disagreements between the House of Hillel and the House of Shammai typically (but not exclusively) date to the last decades of the Temple period. See EJ 4:738. The reference to Choni ha-Katan in the story at Tosefta Rosh ha-Shanah also perhaps supports the antiquity of the disagreement. (This individual is not mentioned elsewhere in
Tannaitic or Amoraic literature.)
[60] With regard to Birkat ha-Mazon, the practice
of reciting Al ha-Nissim here seems to only have commenced in the Amoraic period. See Shabbat 24a.
[61] The first two words of the Palestinian version, פלאיך וכניסי, are also referred to in שמנה כל אעדיף, a Chanukkah piyyut by R. Eleazar Kallir (early seventh century).
[62] Early authorship of Al ha-Nissim is suggested
by the fact that some of its language resembles language in I and II Macc. See particularly I Macc. 1:49, 3:17-20, 4:24, 4:43, 4:55, and II Macc. 1:17 and 10:7. See also perhaps I Macc. 4:59. The original Hebrew version of I Macc. was still in existence at the time of Jerome (4th century). See  Goldstein,
p. 16.
[63] It has already been pointed out that Josephus, having I Maccabees 2:1 in front of him (=Mattathias was the son of  John who was the son of  Simon), was faced with a similar problem. The
solution of Josephus was to conjecture that Chashmonai was the father of
Simon.
[64] I Macc. 2:2-4 states explicitly that Mattathias had
five sons: John, Simon, Judah, Eleazar and Jonathan. Another brother, Ιωσηπον (=Joseph), is mentioned at II Macc. 8:22.But it has been suggested that the original reading here was Ιωαννης (=John), or that Joseph was only a
half-brother, sharing only a mother.



Lawrence Kaplan’s review of Eliyahu Stern, The Genius

Eliyahu Stern’s recent book on the Vilna Gaon has generated a lot of discussion. The Seforim Blog is happy to present Lawrence Kaplan’s review of the work which will be followed up by a three-part post by Marc Shapiro

Eliyahu Stern, The Genius: Elijah of Vilna and the Making of Modern Judaism. New Haven: Yale University Press 2013, pp. xiv+322.*
My father, of blessed memory, was an Orthodox Jew of Lithuanian descent, a “Litvak.” Though he was a businessman all his life, he, like many traditional Litvaks, always kept up his study of classical Jewish texts, both biblical and rabbinic. I remember how often on a Sabbath, whether during a lull in the services or at one of the Sabbath meals, he would introduce an observation on the Scriptural portion of week with “The Gaon says,” literally, “the Genius says.” What followed was always a very acute and original textual insight. Of course, we all knew, without his having to tell us, to whom he was referring. Given my father’s Lithuanian background, he could have had in mind only one Gaon, one Genius: Rabbi Elijah of Vilna (1720-1797), better known as the Vilna Gaon.
            In this regard my father was not unique. As Eliyahu Stern states at the beginning of his important and ambitious study, The Genius: Elijah of Vilna and the Making of Modern Judaism:
For two centuries Elijah has been known simply by the name “Genius,” or “Gaon.” His biographers claim that “one like him appears
every thousand years.”… By the time of his death… he had written commentaries on a wider range of Jewish literature than any writer in history…. His originality, command of sources, and clarity of thought… establish him as the equal of… religious and intellectual giants such as Aquinas and Averroes. (1)
Not surprisingly, not very long after the Gaon’s death traditionalist scholars began writing biographies extolling his piety and, even more so, his brilliance, an enterprise that continues until today.  Despite their hagiographic nature and often strongly ideological bent, these biographies are often serious attempts, granted from within a traditional perspective, to document the Gaon’s life and works and paint his personality, and, if used selectively and critically, they can be of great value to academic historians. Thus, to take a very recent example, R. Dov Eliakh’s 1300 (!) page, three volume biography from 2002, Ha-Gaon[1]  clearly has a Haredi ideological agenda, doing its best to distance the Gaon from, heaven forbid, any “enlightenment” tendencies, and further waging a fierce campaign against all the ”distortions”
that the dastardly “enlighteners” perpetrated on the Gaon and his disciples.[2] Yet this biography, ironically enough, has been condemned in certain extremist Haredi  circles for displaying its own enlightenment tendencies, perhaps alluding to its very full (and useful) documentation and its ”sin” of every now and then referencing academic articles and even worse identifying their authors![3]
            Primarily, however, traditionalist scholars undertook to preserve and disseminate the Gaon’s vast intellectual legacy by transcribing, editing, publishing, and commenting on his works.  Here one must state that while no one will deny the Gaon’s “originality [and] command of sources,” for Stern to speak of his “clarity of thought” is misleading.  While a few of his works, like his Commentary on Proverbs, are full and clear, most of his  writings, as scholars have noted and Stern himself concedes, are exceptionally concise and concentrated, often consisting entirely of learned but obscure allusions and references, the relevance of which can be  deciphered  only by exceptionally knowledgeable readers.[4] Indeed, many of his “commentaries” are, in truth, nothing of the sort, but simply glosses and annotations entered by the Gaon into the margins of the texts in his rabbinic library. Most of his works were not prepared for publication; many were dictated in oral form to his students and exist in varying recensions. At times the Gaon’s original manuscripts are missing, and the accuracy of the printed texts prepared from them is not certain.  The magnitude of this on-going effort cannot be overstated, and even today the job is far from completed.[5]
            In contrast to traditionalist scholars, academic scholars until fairly recently focused, by and large, only on selected aspects of the Gaon’s personality and legacy. They examined the famous and exceptionally fierce  campaign which he, together with the Vilna community leaders, waged against the new spiritual pietistic Hasidic movement; took note of his interest in a broad range of secular disciplines, to be sure, only as ancillaries to the study of the Torah, and asked to what extent he could be seen as a forerunner of the East European Haskalah (Jewish enlightenment); and finally posed the question as to what extent his views regarding the interplay between piety (yirah) and study of the Torah anticipated those of the mid-nineteenth century ethical-pietistic “mussar” movement. In all these instances the scholarly interest was not so much in the Gaon per se, but in his relationship to either contemporaneous or subsequent religious movements.[6]
            Over the past two decades, however, scholars have sought to extend these rather limited horizons and take stock of the broader contours of the Gaon’s intellectual legacy. Important attempts have been made to probe the Gaon’s original Kabbalistic thought; show how, despite his presumed anti-philosophical stance,  he drew upon the medieval Jewish philosophy in forming his world view; examine his hermeneutics and the connected issue of how he conceived of the relationship between the plain-sense meaning of the biblical text and its rabbinic interpretation; and finally assess his immense more strictly Talmudic legacy, looking at his many innovative and unconventional legal rulings and interpretations of rabbinic texts.[7]
            Stern’s The Genius both synthesizes and builds upon this recent scholarship, and is the first attempt to undertake an intellectual biography and cultural profile of the Gaon, placing him firmly within the concrete social and political reality of the Vilna of his day and taking into full account his dizzyingly wide ranging and varied intellectual and literary activity. Of particular interest is the colourful, warts and all, personal portrait that Stern paints of the Gaon, examining the connections between the Gaon’s eccentric, highly reclusive and ascetic lifestyle—for example, he limited his sleep to two hours a day and almost ruthlessly cut all emotional ties with his immediate family—and his genius, or to be more precise the connections drawn between these two facets of his personality by his disciples. As Edmund Morris notes[8] when speaking of the slightly later Beethoven, a genius’ admirers expect him to be unlike ordinary men and wholly devoted his calling—music for Beethoven, rabbinic learning for the Gaon. If Beethoven’s admiring patrons viewed him, to cite Morris, as an ”undisciplined freak”—and all the greater for that—the Gaon’s admiring students appeared to have viewed him as a highly disciplined, indeed, over-disciplined, one—and,
again, all the greater for that.
            Yet, as the book’s subtitle, Elijah of Vilna and the Making of Modern Judaism, indicates, Stern has an even bolder agenda. For in addition to limning the Gaon’s life, thought, and personality, Stern in his book’s Introduction and Conclusion advances a novel thesis regarding the nature of modern Judaism and the role of the Gaon in its making, seeking to unsettle the binary opposition generally drawn between tradition and modernity.
            For Stern, modernity is not “just a movement based on… liberal philosophical principles,” but “a condition characterized [among other
things] by democratization of knowledge and privatization of religion… that restructured all aspects of European thought and life in diverse and often contradictory ways,” (8) and that in the case of Judaism “gave rise to [both] the Haskalah and institutions such as the Yeshiva” (8).  It is in this light Stern maintains that we should understand the historical significance of Gaon’s great work on Jewish law, his Bi’ur
or commentary on Joseph Karo’s sixteenth century code of law, the Shulhan Arukh. Here, to sharpen Stern’s analysis, we may point to an instructive paradox. From the sixteenth to the eighteenth century, thanks to the primacy of the Shulhan Arukh, the study of the Talmud was neglected and scholars focused their attention on codes of law. The Bi’ur might seem to fit into that pattern, but in actuality it served to subvert the Shulhan Arukh’s authority. For by tracing in great and unprecedented detail the source of the Shulhan Arukh’s rulings back the Talmud and its classic commentaries and then by often challenging those rulings in light of those sources the Bi’ur spurred a return to Talmudic study.
            Stern suggestively, if perhaps a bit mechanically, links the move, sparked by the Gaon, from study of Codes to study of the Talmud to the decline of the kehilah, the Jewish community, and the rise of more privatized forms of traditional Judaism. As long as a kehilah possessed the power, granted to it by the local non-Jewish authorities, to govern itself by Jewish law, study of the codes, which served as guides to practical communal legal decision making, occupied center stage. With the kehilah’s decline, study of the Talmud for its own sake emerged as the highest form of religious worship and pushed the study of the codes to the margins.  Thus, Stern notes, the Yeshiva of Volozhin, founded in 1803 by the Gaon’s leading disciple, R. Hayyim of Volozhin, which served as the primary center of Talmud study in Eastern Europe through the nineteenth century, was a new type of Yeshiva that “functioned independently of any communal governing structure, and …recruited students and funds from across European Jewry” (138). Moreover, this detaching of Talmudic study “from practical code-oriented learning” encouraged “an ethos of innovation, originality, and brilliance” (139) where intellectual battles were won by “pedagogic persuasion and not coercion” (140).
            This perception of the Volozhin Yeshiva as exemplifying the rise of a more privatized and democratic form of religion thus connects directly with Stern’s broader thesis that the modern condition manifested itself in both “enlightened” and “traditional” forms of nineteenth century Judaism, despite their apparent opposition. This analysis is very suggestive, but open to two objections.
            First, while the Gaon certainly played an important role in the move from the study of Codes to study of the Talmud, Stern exaggerates the extent of that role.  It would appear that Stern rather uncritically relies on the understandably hyperbolic claims made by the Gaon’s students, who credited him with almost singlehandedly reviving the study of Talmud in traditional circles. In truth, however, the Gaon’s approach appears to be a part of a broader return to Talmudic study in the eighteenth century, which occurred for reasons we cannot enter into here, as exemplified by, among others, his slightly older central European rabbinic contemporary Rabbi Jacob Joshua Falk (1680-1755) and, in particular, by his Lithuanian contemporary R. Aryeh Leib Ginzburg (1695-1785), both of whom, unlike the Gaon, actually wrote full scale commentaries on the Babylonian Talmud. Indeed, as Yisrael Ta-Shma has noted, Falk’s commentary, the famed Pnei Yehoshua, with its penetrating questions but often not entirely satisfactory answers, spurred a whole spate of commentaries on the Talmud, seeking to provide their own answers to Falk’s questions.[9] And, as Ta-Shma has further noted, Ginzburg’s equally famed writings, the Turei Even, Gevurot ha-Ari, and, in particular, the Sha‘agat Aryeh, with their rejection of pilpul, independent approach, amazing control of the far-flung reaches of classic halakhic literature, and very close attention to the peshat of the Talmudic text, resemble in many ways the Gaon’s approach to the Talmud.[10]
            Indeed, Stern admits that “it is puzzling that Elijah composed a commentary on the Shulhan ‘Arukh but not on the Talmud itself” (131). His suggestion “that in the eighteenth century it was much easier to purchase a set of Karo’s code than to acquire a full set of Talmud” (131) is painfully weak, as Stern himself appears to realize. After all, if such a consideration did not deter Rabbis Falk and Ginzberg from writing their commentaries, it is hard to imagine it deterring the even more independent minded Gaon. Moreover, the Gaon wrote full scale commentaries on recondite sections of the relatively neglected Palestinian Talmud and on other obscure works of rabbinic literature despite
their relative inaccessibility.
              Perhaps the key here is the Gaon’s daring and its limits. Rabbi Falk in his commentary deferred to and simply expounded the interpretations of the Rishonim, the classical medieval Talmudic commentators. Even the more independent minded Rabbi Ginzberg, who often rejected views of the Aharonim, even those of the classical commentators on the Shulhan Arukh, never directly rejected those of the Rishonim. The Gaon, by contrast, felt free to reject the Rishonim’s views, despite their great standing.  Still, it was one thing for him to offer original and unconventional explanations of the Palestinian Talmud, where there was not an authoritative tradition of commentary, or even to reject the Rishonim’s explanations of the Babylonian Talmud and offer explanations of his own in the course of his Commentary on the Shulhan ‘Arukh, where his dissent might not be that visible. But a full scale commentary on the Babylonian Talmud would have required that the Gaon, who was unwilling to compromise “his own understanding,”[11] take issue much more openly with the explanations of the Rishonim and present his own exceptionally bold and innovative interpretations.  That might have been too bold a move even for the Gaon, given the conservatism of the Jewish community of his day. This would also explain why the Gaon, despite his son’s, R. Abraham’s urgings, never wrote his own Code of Law.  Again, it was one thing to undermine the Shulhan ‘Arukh’s rulings in course of a commentary, another to simply set the Shulhan ‘Arukh’s rulings aside and directly offer competing rulings in a new code of law.[12]
            Second, even if we grant Stern’s point that the Volozhin Yeshiva exemplifies the rise of a more privatized and democratic form of religion that manifested itself in both “enlightened” and “traditional” forms of nineteenth century Judaism, he underplays the difference
it makes whether that privatization and democratization are harnessed in the service of greater acculturation and individual autonomy, as in the case of the Haskalah, or greater insularity and ideological intolerance, as in the case of many Lithuanian Yeshivas. It is striking that while in the book’s text Stern lauds “the freedom and individuation” of Talmudic study in the Yeshivas, in a lengthy endnote he concedes that
“for all the lively debate … bouncing off the [Yeshiva] walls, these walls were soundproof, blocking out those with radically different and conflicting opinions” (264, n. 80).[13]
            More problematic, Stern’s thesis that the Gaon’s activity and image contributed  to the privatization of Judaism and the democratization of rabbinic knowledge leads him to skew his portrait  of the Gaon, exaggerating both his radicalism and modernity. Thus, for
example, the reader never gets a full sense from Stern of the depth of the Gaon’s involvement in Kabbalah nor learns, except in passing, of the sheer number of major commentaries he authored on Kabbalistic literature. Perhaps Stern deemed such a discussion too technical for the general reader,[14] but one inevitably gets the feeling that this minimizing of the Gaon’s Kabbalistic side fits into the modern picture Stern is drawing.
            A fairly mild example of Stern’s modernizing portrait of the Gaon may be found in Chapter 2, ”Elijah’s Worldview,” the book’s most technical chapter. Here Stern, building on the scholarship of Alan Brill,[15]  seeks to show how the Gaon drew upon Greek and medieval Jewish philosophic sources, Kabbalistic texts, and even, indirectly, the eighteenth century German idealistic tradition in constructing his view of God, creation, and nature. The chapter’s centrepiece is an extended comparison of the worldviews of the Gaon and Leibniz. To be sure, Stern concedes, the Gaon never read any of Leibniz’s works; indeed he most probably did not know any language other than Hebrew. Still, he notes, the Gaon was influenced by the work Tekhunot Ha-Shamayyim, written by Raphael Halevi of Hannover, a leading student of Leibniz, as well as by the writings of Rabbi Moses Hayyim Luzzatto “who read and appropriated Leibniz’s ideas on theodicy” (38).  More significant, “Elijah, Luzzatto, and Leibniz were working with an overlapping set of Kabbalistic and philosophical texts, ideas, and questions that pervaded eighteenth century European intellectual life” (38). Stern’s comparison, while suggestive and forcefully argued, is not entirely
convincing. He argues that both “Leibniz’s and Elijah’s views converge around the … idea that knowledge can be represented in mathematical terms.”[16]  This contention that the Gaon, like Leibniz, believed “that knowledge can be represented in mathematical terms” rests primarily, however, on Stern’s vocalization of a key word from the Gaon’s commentary on the Sifra de-Tzeniuta (196-198, note 19), a vocalization Stern puts forward in opposition to that of Elliot Wolfson, the leading scholar of Kabbalah in North America. However, R. Bezalel Naor, the noted rabbinic scholar of Kabbalah and editor of the Gaon’s commentary on the Sifra de-Tzeniuta, in a review of The Genius supports Wolfson’s vocalization of the text.[17] This is a highly technical matter, and I do not deem myself qualified to adjudicate this dispute, but at the very least it must be said that Stern is building a very imposing edifice on a very slender base.
            Even if we grant Stern his vocalization, nevertheless, as he himself admits, at the heart of Leibniz’s metaphysics are not so much abstract mathematical points, but monads, which are living, self-contained substances. Here Leibniz, as has often been noted, seems to be in large measure inspired, if only negatively, by Spinoza, and his theory of monads appears to be an attempt to adopt Spinozistic premises while avoiding Spinozistic conclusions. Of course, there is no evidence that the Gaon was aware of Spinoza, whose name, indeed, does not appear in Stern’s book. Thus, while it is true that “Elijah … and Leibniz were working with an overlapping set of Kabbalistic and philosophical texts, ideas, and questions that pervaded eighteenth century European intellectual life,” they were also working with non-overlapping sets of “texts, ideas, and questions.” By focusing on the overlapping issues and scanting the broader and differing contexts within which the Gaon and Leibniz worked, Stern, even granting his mathematical comparison, ends up giving a somewhat unbalanced picture of the metaphysical systems of both these thinkers.  Stern concludes his chapter with a bold, if rather speculative, suggestion that one may draw a link between the Gaon’s highly abstract theological ideas and his daring emendations of rabbinic texts, which, in Stern’s view, should be seen as part of “his broader philosophic project of restoring the rational pre-established harmony of a world confused by unnecessary human error and evil” (56-57). Perhaps.
            Chapter 3, “Elijah and the Enlightenment,” advances the book’s most startling and revisionist claim. Generally, Stern notes, the Gaon’s contemporary, Moses Mendelssohn is portrayed as the founder of modern Judaism, while the Gaon is depicted as the defender of rabbinic or traditional Judaism. Stern, however, as part of his effort to unsettle the binary opposition between tradition and modernity, argues that in certain respects the Gaon was a more radical figure than Mendelssohn. Thus, while Mendelssohn maintained that rabbinic interpretations of the legal passages in Scripture were to be identified with the plain-sense meaning of the text, the Gaon interpreted the plain-sense meaning of the text independently of rabbinic interpretations, which were seen as belonging to another level of Scripture. Stern argues that this difference reflects a greater level of self-confidence on the Gaon’s part, as “the intellectual leader of a majority Jewish culture” (71) than on Mendelssohn’s, living as he did in “Berlin, a cosmopolitan city with a tiny Jewish minority” (64), where rabbinic Judaism and particularly rabbinic law were under attack in Christian academic quarters. Stern, I believe, accords too much weight here to matters to matters of demography. Rather, contra Stern, I support the regnant view that this hermeneutical difference reflects, in large measure, the Gaon’s insularity from as opposed to Mendelssohn’s greater openness and sensitivity to their respective surrounding cultures, deriving, in turn, from the presence of a “beckoning bourgeoisie,” to use Gershon Hundert’s phrase,[18] in Berlin and the absence of one in Vilna.
            Even more problematic, Stern’s contrasting portraits of the Gaon and Mendelssohn serve to exaggerate the Gaon’s modernity, while minimizing Mendelssohn’s. Stern begins his chapter, “Elijah and the Enlightenment” with the arresting claim that while ”Elijah believed that Judaism and Jewish texts expressed universal values, Mendelsohn, Leibnitz’s best known Jewish follower … highlighted the social and political limitations of idealism” (63). Really? What of the Gaon’s view (to cite Stern himself) that ”Jew and Gentile do not share the same deity” (109)? And what of his view (something Stern omits to point out) that Jewish souls, as the Kabbalah maintains, differ essentially from non-Jewish souls?[19] Regarding Mendelsohn, Stern himself acknowledges that he believed that philosophy (and we would add Jewish belief) “[are] something universal and cannot contradict natural reason” (79). Furthermore (again something Stern neglects to tell us), Mendelssohn’s criticisms of German idealism flowed from its being in his view not universal enough, still retaining the traces, as in Leibnitz’ affirmation of eternal damnation, of its Christian theological origins. All this is apart from the Gaon’s ready use of the ban to suppress the nascent Hasidic movement, as contrasted with Mendelssohn’s call upon both Church (including Synagogue) and State to renounce any coercion in matters of religious belief.
            A final example of Stern’s skewed perspective is his depiction of the Gaon’s view about the nature and authority of the rabbinic tradition. Stern on the same page (64) first asserts that the “the Gaon called into question the canons of rabbinic authority” and then that
he “challenged the rabbinic tradition.” Both assertions lack any foundation. True, for the Gaon the rabbinic interpretations of the legal passages of biblical text are to be distinguished from their plain-sense meaning, but, as he clearly states on many occasions—and here, incidentally, he is following in Maimonides’ footsteps—their authority is based on their being divinely revealed “laws given to Moses on Mount Sinai,” and after the fact they can all be derived, via the principle of Scriptural omnisignificance, from seemingly minor and trivial superfluities or gaps in the biblical text.  Given this clearly stated view, Stern’s contention that for the Gaon “rabbinic authority is not derived from the rabbis’ connection to the biblical text itself, but rather is based on the fact that the Torah was given to human beings to interpret” (76) cannot be sustained.[20]
            Stern seeks support for his view by referring to a justifiably famous comment of the Gaon to Lev. 6:2. He writes:
The Gaon explains how the [literal sense] of the biblical text allows a [high] priest to enter the [Holy of Holies] whenever he pleases. (According to the rabbis of the Talmud the high priest could only enter once a year.) The Gaon makes a simple but critical historical distinction: during the time of Scripture, biblical law permitted Aaron to go in when he pleased; his access to the [holy of holies] was restricted only later in history when the law changed.  (81)
This is seriously confused. The distinction the Gaon draws in his comment is not between the literal sense of the biblical text and a differing rabbinic view, but between two units of the biblical text itself. Leviticus 16:1-28, the Gaon maintains basing himself on a rabbinic observation in Leviticus Rabbah 21:7,[21] refers just to Aaron, who is allowed to enter the Holy of Holies any time he wishes as long as he performs the ritual outlined in that section. Lev. 16:29-34, on the other hand, refers to all high priests subsequent to Aaron, who are allowed to enter the Holy of Holies only if they perform the requisite ritual and only once a year on Yom Kippur. This accounts for the fact that Yom Kippur is not mentioned in verses 1-28 as well as for the emphasis in verses 16:29 and 34 that this law is “for all time” and the otherwise inexplicable emphasis in 16:34 that this ritual is to be performed only “once a year.” Aside from brilliantly illuminating the biblical text, the Gaon’s analysis also allows him to deftly and convincingly resolve some long standing rabbinic conundrums, such as the rabbinic debate over the
function of the “ram for a burn offering” and the puzzling rabbinic assertion that Lev.16:23 is out of place.[22]
            That Stern misconstrues the Gaon’s observation is particularly unfortunate, since its proper explication would have offered readers a wonderful example of the Gaon’s exegetical genius. This leads to another weakness of Stern’s book. Stern repeatedly and rightly stresses the Gaon’s exegetical originality and incisiveness, but the all too few examples he brings do not, at least in my view, substantiate his claim. There is never any “aha” moment where readers of the book will exclaim ”Wow! This is brilliant; this true genius.” Stern points to the Gaon’s deletion of a passage from a classic rabbinic text on the grounds of its superfluity (55). But while it may take daring to deem a passage inauthentic because it is redundant, it does not require any particular genius to do so. There are many not overly technical examples that Stern could and should have brought where the Gaon’s textual emendations bring light and clarity to what had previously appeared to be a textual and conceptual muddle—say his brilliant transposition in Tosefta Terumot, 7:20 of ”outside” (“mi-be-hutz”) and “inside” (mi-bifnim”)[23] Similarly, there are not overly technical examples of the Gaon’s brilliantly original  interpretations of halakhic texts that Stern could and should have brought—say the Gaon’s famous and oft-cited interpretation of Mishnah Berakhot 4:1 regarding the meaning of the word “keva” in the Mishnaic statement that the evening service has no “keva”.[24]
            In a related, if somewhat different vein, Stern’s scanting the Gaon’s Kabbalistic side deprives him of the opportunity to show the reader how the Gaon often uses Kabbalah to brilliantly explain and illuminate a rabbinic Aggadah. From a critical-historical perspective, of course, such explanations cannot be accepted, since the Kabbalistic concepts the Gaon uses are, as established by historical scholarship, much later than the rabbinic material he is explaining; nevertheless, at times his comments (say his famous explanation of the debate in Bava Batra 15a and Menachot 30a regarding who wrote the last eight verses of the Torah[25]) are so ingenious and so elegantly and powerfully resolve multiple problems in the rabbinic text being explicated that even the critical reader, almost against his or her own better judgment, begins to wonder “Perhaps this is the meaning of the rabbinic text after all!”
            Finally the book is missing a bibliographical chapter, briefly describing the Gaon’s major works, their publishing history, and the problems involved in their editing. Some of this can be found scattered throughout the book, but that is no substitute for a systematic presentation. Such a chapter by detailing the multiple editions of many of the Gaon’s writing and the differences between them would have sensitized the readers to the difficulties in reconstructing his worldview.[26] It would also have driven home the amazing range of the Gaon‘s literary activity. Above all, it might have provided the reader with a deeper understanding of the nature and sheer reach of the Gaon’s literary project. Aside from his commentary on the Shulhan Arukh that, in many ways, is the odd-man out, the Gaon in his writings sought to explicate the totality of biblical and rabbinic literature. But, for him, rabbinic literature includes the liturgy, all of classical rabbinic literature, including the Mishnah, Tosefta, Halakhic and Aggadic midrashim (including Pirkei de-Rabbi Eliezer), the Babylonian and Palestinian Talmuds, and even such historical rabbinic works as Seder Olam Rabbah, all of which for him constitute the exoteric branch of rabbinic literature, as well as such classic Kabbalistic works as the Zohar, Tikkunei Zohar, Raya MehemnaMidrash ha-Ne‘elam, Sefer Yetzira, Sifra
de-Tznuiuta
, and Sefer ha-Bahir, all of which for him constitute the esoteric branch of rabbinic literature. In this respect Stern’s speaking of the Gaon’s “mastery of the entire canon of rabbinic and Kabbalistic literature” (20) is, without further explanation, somewhat misleading, for in the Gaon’s view these were two branches of rabbinic literature, and his goal was to show that, if properly explicated, both branches not only were they not contradictory, but, more, formed a unified whole, rooted in and deriving from biblical literature. This explains why the Gaon, as seen above, never hesitated to use Kabbalistic concepts to explicate aggadic texts and, perhaps even more important, why, he maintained that, if understood properly, there was no contradiction between the halakhic rulings found in the Zohar and those found in the Babylonian and Palestinian Talmuds. Again, the ambition and boldness of this project are breath taking, and, if anywhere, it is here that we find “his broader philosophic project of restoring the rational pre-established harmony of a world confused by unnecessary human error and evil.”
            In sum: Stern’s The Gaon is a pioneering work about an intellectual titan that opens up many important avenues for further research, but I remain unconvinced by its modernizing portrait of the Gaon. Above all, while I am certain that anyone who finishes reading The Gaon with, say, the Appassionata Sonata or Eroica Symphony playing in the background will understand and appreciate Beethoven’s genius, I am not at all certain that, for all Stern’s learning and insight, she will understand and appreciate in what way the Gaon was a genius.
*A considerably briefer and more popular version of this review, “Was the Gaon a Genius?” appeared in Tablet Magazine,
April 3, 2013.
[1] Dov Eliakh, Ha-Gaon, 3 Volumes. Jerusalem: Moreshet ha-Yeshivot, 2002.
[2] Eliakh, Ha-Gaon, pp. 594-639, 1293-1308.
[3]  See ”The Ban on the Book ‘Ha-Gaon,’” Tradition-Seforim Blog, March 27, 2006, and the references there.
[4] Perhaps, however, one mght distinguish between clarity of thought and clarity of presentation.
[5] See Otzar Sifrei ha-Gra (Thesaurus of the Books of the Vilna Gaon), Yeshayahu Vinograd, Jerusalem: Kerem Eliyahu, 2003. This massive work of over 400 pages, a “detailed and annotated bibliography of books by and about the Gaon and Hasid R. Elijah…of Vilna,” should give the reader some idea of the immensity of the task. For a small but important and illustrative example of what remains  to be done, see Yedidya Ha-Levy Frankel, “The Original Manuscript of the Gaon’s Commentary  to the Palestinian Talmud Zera‘im” (in Hebrew), Ha-Gra u-Veit Midrasho, eds. M. Hallamish, Y. Rivlin, and R. Schuchat (Ramat-Gan: Bar-Ilan, 2003), pp. 29-61.
[7] The most recent and finest example of this approach is Immanuel Etkes, The Gaon of Vilna: The Man and his Image, translated from the Hebrew by Jeffery Green, Berkeley: University of California, 2002. (The Hebrew original was published in 1998.)
[7] Representative studies illustrating this new approach may be found in the volume, Ha-Gra u-Veit Midrasho, above, n. 5.
[8]  Edmund Morris, Beethoven: The Universal Composer (New York: Harper Collins, 2005), pp. 130-133.
[9] See Yisrael Ta-Shma, “Some Observations on the Work ‘Pnei Yehoshua’ and its Author” (in Hebrew), Studies on the History of the Jews of Ashkenaz Presented to Eric Zimmer, eds. G. Bacon, D. Sperber, and A. Grossman (Ramat-Gan: Bar-Ilan University, 2008), pp. 277-285.
[10] See Ta-Shma, “The Vilna Gaon and the author of ‘Sha’agat Aryeh,’ the ‘Pnei Yehoshua,’ and the book ‘Tziyon le-Nefesh Chayah’: On the History of New Currents in Rabbinic Literature on the Eve of the Enlightenment” (in Hebrew), Sidra 15 (1999), pp. 181-191. Stern includes this article in his bibliography, but, surprisingly, never refers to Rabbis Falk and Ginzburg.
[11] See R. Abraham b. Elijah’s “Preface” to the Biur ha-Gra on the Shulhan ‘Arukh: Orah Hayyim, cited in Stern, p. 131,
[12] Eliakh, Ha-Gaon, pp. 702-704, cites R. Zvi Hirsch Farber’s suggestion that, to the contrary, the Gaon was convinced that if he wrote a new Shulhan Arukh it would succeed in displacing the old one.  He therefore desisted from writing one “out of his great respect” for Rabbis Karo and Isserles. This suggestion, in my view, is more of a tribute to R. Farber’s piety than to his historical judgment.
[13] In the same note Stern further states “In the early modern period Eastern European rabbinic Jews had been forced to work within the confines of a Jewish  corporate structure, their internal differences notwithstanding…. While pre-modern Eastern European Jewish life was far from ’tolerant,’ it forced extreme elements of the Jewish community to work with one another…. Though a plethora of different ideological voices could be heard within the yeshiva, the new learning institution severely curtailed the range of acceptable positions and practices tolerated by the lay-led early modern corporate structure.” This is very well said, though undercutting the rather rosy picture of the Yeshiva Stern paints in the body of his book. It must be noted, however, that Stern’s basic point here  was often made by the eminent historian of modern Judaism, Jacob Katz, contrasting the early modern corporate Jewish community not so much to the Yeshiva but to the more homogeneously Orthodox Jewish communities of the modern period.  It is unfortunate that Stern all too often uses Katz as a foil for his own revisionist views and does not sufficiently acknowledge the debt he owes to Katz’s pioneering and incisive—if, of course, debatable—theories.
[14] See “Interview with Eliyahu Stern,” Alan Brill: The Book of Doctrines and Opinions, Dec. 20, 2012.
[15] Alan Brill, “Auxiliary to Hokhmah: The Writings of the Vilna Gaon and Philosophical Terminology, Ha-Gra u-Veit Midrasho (above, note 5), pp. 9-37.
[16] In a famous passage from Halakhic Man, Rabbi Soloveitchik writes: “Not for naught did the Gaon of Vilna tell the translator of Euclid’s geometry into Hebrew [R. Barukh of Shklov] that ‘to the degree that a man is lacking in the wisdom of mathematics [hokhmat ha-matematikah], he will lack a hundred fold in the wisdom of the Torah.’ This statement is not just a pretty rhetorical conceit testifying to the Gaon’s broadmindedness, but a firmly established truth of halakhic epistemology.” See R. Joseph B. Soloveitchik, Halakhic Man, trans. Lawrence Kaplan (Philadelphia: Jewish Publication Society, 1983), p. 57.   In truth, however, R. Soloveitchik’s quote is not exact.  What the Gaon actually said was “to the degree that a man is lacking in the other branches of wisdom [shearei he-hokhmot], he will lack a hundred fold in the wisdom of the Torah,” and consequently his statement, contra R. Soloveitchik, should be seen precisely as “a pretty rhetorical conceit testifying to the Gaon’s broadmindedness.” At the same time, in light of Stern’s demonstration regarding the centrality of mathematics in
the Gaon’s conception of the universe, R. Soloveitchik’s claim regarding the Gaon’s overall world–view, if not regarding this particular statement, may not be that far off from the truth!
[17 Bezalel Naor, “Book Review: The Genius,” Orot Blog, March 4, 2013. The review actually just consists of Naor’s posting a letter he wrote to Wolfson the day before, agreeing with and defending the latter’s view on this issue.
[18] Gershon Hundert, “(Re)defining Modernity in Jewish History,” eds. Jeremy Cohen and Moshe Rosman, Rethinking European Jewish History (Oxford: Littman Library, 2009), pp. 139-140; cited in Stern, p. 69.
[19] See the Gaon’s commentary on Isaiah 8:4. “The root of the souls of the nations of the world differs from root of the souls of the Jewish people, for their [nations of the world’s] souls derive from the [demonic] other side.” See Eliakh,   The Gaon, p.1178, which reproduces two copies of the Horodna-Vilna 1820 edition of the Gaon’s Commentary on Nakh: one with the passage intact; the other where the passage is—understandably!—inked out by the censor.
[20] Stern appears to attribute to the Gaon a view approaching that of Nahmanides, though, as noted in my text, his position is much closer to that of Maimonides. But to discuss this with the fullness it deserves would take us beyond the confines of this review essay.
[21] “Whenever he wishes to enter, he can enter, but only if he performs this ritual.” For further analysis, see Leviticus Rabbah, edited by Mordecai Margulies, Vol.2 (New York: Jewish Theological Seminary, 1993), p. 484, note 2.
[22]  See Sefer Aderet Eliyahu: Kitzur Torat Kohanim (Tel-Aviv, 1954), p. 38; and Zikhron Eliyahu (Benei Brak, 1991), pp. 12-15 (part two). For a full discussion, see R. Mordecai Breuer, “Seder Avodat Yom ha-Kippurim,” Pirkei Mo‘adot, Vol.2 (Jerusalem: Horev, 1986), pp. 512-516.
[23] For some representative modern discussions of Tosefta Terumot, 7:20 and the conundrums it poses, see R. Prof. Saul Lieberman, Tosefta ki-Feshutah, Zer‘aim, Vol.1 (New York: Jewish Theological Seminary, 1992), pp.420-423; the exchange between Prof. Samuel Atlas and R. Yehiel Yaakov Weinberg in the latter’s Seridei Esh, Vol. 3 (Jerusalem, 1977), #78 (pp. 197-201); David Daube, Collaboration with Tyranny in Rabbinic Law, Oxford University Press, 1965; Elijah J. Schochet, A Responsum on Surrender: Translation and Analysis, published as an Appendix to The Bach: Rabbi Joel Sirkes, His Life, Works, and Teachings (New York, 2006), pp. 325-413; and Aharon Enker, “Tzorech: Dehiyyat Nefesh Mipnei Nefashot,” in ‘Ikkarim Be-Mishpat ha-Pelili ha-‘Ivri (Ramat Gan: Bar-Ilan University, 2007), pp. 389-448. I hope to show on another occasion that the Gaon’s brilliant emendation of the Tosefta is thoroughly convincing and justified, despite its rejection by both Professors Lieberman and Atlas.
This example also sheds light on the issue as to whether the Gaon in emending a text believed that he was restoring it to its original historical form which had been effaced as a result of the vagaries and errors of copyists, or to cite Stern, whether he believed that he was “refining the text according to what … the text ideally ought to look like” (55). From Stern’s comment it appears he believes the latter to be the case. But it is one thing to say that the Gaon believed that a superfluous passage, even if it was historically part of the original text, ought to be deleted in the name of an ideal principle of maximum conciseness—a principle dear to the Gaon’s heart, quite another to say that the Gaon believed that a passage that, in his view, made no sense was historically part of the original text.
[24] For a full discussion of the Gaon’s explanation and the reactions it aroused, see Hannan Gafni, Peshutah shel Mishnah: ‘Iyyunim be-Heker Sifrut Hazal be-‘Et ha-Hadashah (Tel Aviv: Hakibbutz Hameuchad, 2012), pp. 70-72. Another well-known and not overly technical example Stern might have brought is the Gaon’s explanation of Mishnah Bava Metsi‘a 1:1, cited and made famous by R. Israel Lipschutz in his Mishnah commentary, Tiferet Yisrael. See Gafni, p. 59, note 2, and the sources he cites there. In truth, if anywhere, it is here that the Gaon, though I tend to doubt it, “called into question the canons of rabbinic authority” and “challenged the rabbinic tradition.”
[25] See Zikhron Eliyahu (above, n. 22), pp. 20-22 (part two). But see Yaakov S. Spiegel, ‘Amudim be-Toldot  ha-Sefer ha-Ivri: Hagahot u-Magihim (Ramat-Gan: Bar-Ilan University, 1996), p. 390, n.26.  Stern, p. 223, n.100, appears to allude to this comment of the Gaon, but from his very brief, almost cryptic, remarks it is impossible to discern the point the Gaon is making.
[26 Alan Brill, “Auxiliary to Hokhmah” (above, n. 15).

 

 

 




Rabbi Yechiel Goldhaber shiur in Flatbush, November 23

The readership of the Seforim Blog is invited to a shiur that will be taking place Motzaei Shabbos November 23 at 9PM. The shiur will be given by the noted author Rav Yechiel Goldhaber of Eretz Yisroel [link]. He has authored many wonderful articles and works on a wide range of topics most notably Minhagei Kehilos about customs, and Kunditon (link) about the Titanic, and the Cherem on Spain. 
The subject of the Shiur is על מקורות של מנהג קבלת שבת, and it will take place in Brooklyn at 1274 East 23rd Street, at the home of Dr. and Mrs. Shlomo Sprecher.



The Nazir in New York

ב”ה
The Nazir in New York 
Josh Rosenfeld
I. Mishnat ha-Nazir
הוצאת נזר דוד שע”י מכון
אריאל
ירושלים, 2005
קכ’+36 עמודים
הראל כהן וידידיה כהן,
עורכים
A few years ago, during his daily shiur, R. Herschel Schachter related
that he and his wife had met someone called ‘the Nazir’ during a trip to Israel. R. Schachter quoted the Nazir’s
regarding the difficulty Moshe had with the division of the land in the matter
the daughters of Zelophehad and the Talmudic assertion (Baba Batra 158b) that
“the air of the Land of Israel enlightens”. Although the gist of the connection
I have by now unfortunately forgotten, what I do remember is R. Schachter
citing the hiddush of a modern-day
Nazir, and how much of a curio it was at the time.
‘The Nazir’, or R. David Cohen (1887-1972)
probably would have been quite satisfied with that. Towards the end of Mishnat ha-Nazir (Jerusalem, 2005) – to
my knowledge, the most extensive excerpting of the Nazir’s diaries since the
the three-volume gedenkschrift Nezir Ehav
(Jerusalem, 1978), and the selections printed in Prof. Dov Schwartz’ “Religious
Zionism: Between Messianism and Rationalism” (Tel Aviv, 1999) – we see the
Nazir himself fully conscious of the hiddush
of his personal status (עמ’ ע):
נזיר הנני, שם זה הנני
נושא בהדר קודש. אלמלא לא באתי אלא בשביל זה, לפרסם שם זה, להיות בלבות זרע קודש
ישראל, צעירי הצאן, זכרונות קודשי עברם הגדול, בגילוי שכינה, טהרה וקדושה, להכות
בלבם הרך גלי געגועים לעבר זה שיקום ויהיה לעתיד, חידוש ימינו כקדם, גם בשביל זה
כדאי לשאת ולסבול
and
similarly (p. 22, זכרונות מבית אבא מארי):
 נזיר הנני, מדרגה לנבואה. אילו זכיתי לבוא לעולם רק לשם כך, לפרסם
מחדש שם זה, נזיר, כעובדת חיים בימינו, כדי להזכיר שאנחנו עומדים ערב תחיית הנבואה
בישראל, דייני
_________
The basic outline of the Nazir’s life[1]
finds a Yeshiva student from an esteemed Rabbinic family near Lithuania
shuttling from place to place in interwar Europe, meeting with R. Abraham Isaac
ha-Kohen Kook during his stay in Switzerland, and studying Western Philosophy
in the University of Basel,[2]
only to be consumed by a desire to reconnect with his spiritual master in the
Land of Israel, which he was able to do some years later. Upon reaching Israel,
R. David Cohen increasingly adopted ascetic practices[3], crowned by a
Nazirite vow – a lifelong abstention from all grape products and from cutting
his hair. The Nazir, as he would thereupon be known, was also a vegetarian,[4]
did not wear leather shoes, and maintained a ta’anit dibbur, refraining from speech for forty days from the
beginning of the month of Elul to
after Yom Kippur.[5] His
best-known published work was the systematic presentation of his understanding
of the development of Jewish spiritual experience, or ha-higayyon ha-shim’i ha-Ivri, in Kol ha-Nevuah (Jerusalem, 1969). While beyond the scope of this
short review, in that work, the Nazir set out to present the gamut of
philosophy and Jewish mysticism, showing two contrasting and sometimes
complementary systems with the main thrust of the Jewish system being the
achievement of prophecy.
___________
            This short book contains an
introduction by the Nazir’s only son, R. She’ar Yashuv, followed by an even
shorter introduction, entitled דבר המשנה, penned by the editors, Har’el and
Yedidyah Cohen. Following this are two separate introductory pieces, אבא מארי and בית אמי, again
authored by R. She’ar Yashuv, in which much foreshadowing of the diary excerpts
themselves is interspersed with his general memories and impressions of his
father and mother. Afterward, the diary selections begin with Hebrew
pagination. There is evidence in this section of a heavy amount of editing,
censoring, and ‘cleaning-up’ of the relatively small amount of material
published here.[6]
I say ‘relatively’ because we are told by the editors that the content is
culled from over five large notebooks of personal writing by the Nazir, which
were graced with the handwritten title: מגילת סתרים –
זכרונות נזיר אלוקים (p.
15). 
            As one begins the section that is
purportedly the diary excerpts proper, the narrative quality of the writing is
striking. The Nazir definitely experienced the same trials as many Jews during
the interwar period, and one cannot help but share in his elation at finally
reaching Israel. Throughout, in between expressions of deeply personal
religious yearning are some very unique, unexpected stories. To wit, there are
four pages of riveting narrative about a desert trip gone awry, reaching a
breathless account of the Nazir prepared to die, lying down wrapped in a tallit and tefillin aside Wadi al-Kelt (עמ’ פה).[7]
We also get glimpses of the Nazir practicing his
religious path, the telos of which he ostensibly saw as a realization of
prophecy.[8]
The Nazir advocates his hitbodedut in
the hills surrounding Jerusalem, stating his goal as emulating the spiritual
wanderings of the biblical prophets in the following outstanding passage (עמ’ נב-נג):
הנביאים ובני הנביאים
התבודדו בהרים ובגבעות, מסביב למראה פני שדות וטוהר שמים, ורוח צח חרישת נושבת,
מחיה הנפש ומשיב הרוח במראה קודש …ספרים רבים לא היו הרי לא היו זקוקים לאוצרות
ספרים, כמו ספרי ש”ס והפוסקים ונושאי כליהם. כל זה המשא של ספרים וניירות,
המלעיטים את הנפש בנייר, והמסיחים את הדעת מן המרומם והנעלה טהר שמי ד’, לא בזה
יתגלה ותחיה רוח הנבואה, אלא בתורה שבעל פה, בלימודים בהרים וגבעות, על פני שדות
קודש, למראה טוהר שמי ד’, במקומות הקודש, בהתבודדות…כ 
What is especially fascinating here is the
Nazir’s dismal view of the culture of the book and written word that in his
mind had defined Judaism in exile from the Land, and the placement * of the
spiritual connection to the land, or artsiut
as a binary to it. To the Nazir, the text-less hitbodedut in nature reflects the return to the prophetic culture
of Israel, a level closer to God than the ‘obfuscating’ medium of books and
papers. There is a certain anomian bent to the Nazir’s statements above,
expressing a desire to circumvent the traditional path of maintaining closeness
to God through the study of shas and
the commentaries.[9]
Additionally, with regards to the anomian practice of the Nazir, even in the
spare amount of material collected here, we see numerous indications that the
Nazir was not embarrassed in overlooking tefillah
b’tzibbur
.[10]
Already in his days as a young student, the
Nazir expresses the tension that he feels between adhering to the standard
Yeshiva curriculum, and that which his inner self desires to study. From an
early age, the Nazir is drawn to texts that lay outside the purview of the
Yeshiva, some even forbidden outright. The Nazir describes how one attempt to
resolve this tension went slightly awry (עמ’ יג), although he remained steadfast in his
commitment to traditional modes of study:
הייתי חוזר על תלמודי
ומשנן הרבה, לפי סימני ושיטת ספר המזכיר, להרה מיעלאק, שמצאתי בבית דודי הרב ר’
ישעיה, שהיה חברו וידידו, מה”ברודסקאים” בוואלאזין. אך דודי הרב ר’ אברהם החביא את
ספר המזכיר, ויאמר, כי שינון זה מפריע להבנת ודעת התלמוד.כ
מעט מספרי “השכלה” התחלתי
לקרוא בבוריסובקא, המושבה… למדני לקרוא ולתרגם אחד מצעירי המושבה שהתמשכל… משך את
לבי, וישאני על כנפי רוח לשדות הקציר במושבות בארץ ישראל… נודע לי ממציאות זרם השכלה,
גם בין אבריכי הישיבה, אבל לא פגע בי ובתלמודי. כ
The struggle in reconciling a skill for, and
proclivity towards serious western thought and on the other hand, a depth of talmud Torah and ruhniyyut is a narrative thread that runs throughout the Nazir’s
life.[11]
One particularly powerful entry records the Nazir’s sincere resolution to stop
apologizing and being nervous for this tension, but rather to transcend it
entirely (עמ’ מז):
ופה נכרתה ברית ביני ובין
הא-ם, א’ ישראל. אין מילה בפי להביע, מה נהיה בעומק רוחי. כל השאלות העיוניות [12]והפילוסופיות,
חלפו, עברו, וקרוב קרוב לי אלהי ישראל…כ
_______________
            Although we could continue with
citations of the fascinating and singular material found in Mishnat ha-Nazir, with space limits in
mind, I want to briefly make two final points. Firstly, the paucity of
translated material from the Nazir’s writings (something I too have failed to
do here), and the lack of much meaningful study of his work and life in English
give one pause. Aside from Schwartz’ article in Tradition, short references
here and there in his translated work mentioned above, and some of Garb’s work,
there is real room for English-language studies and translations of the Nazir’s
writings. I have tried here to include in this review a short precis of the
most accessible of the Nazir’s published writings in Mishnat ha-Nazir, and some of the extant literature on the Nazir as
well.[13]
Finally, a closer reading and analysis of the
Nazir’s life and writings might yield an organic, spiritually-minded, and
transcendent approach to many of the issues of science and faith, authority and
autonomy that lie at the root of many debates within American Orthodoxy. For
those wishing to find a different way, rather than the tired apologetic and
name-calling that characterizes some of the current popular discourse, the
Nazir’s writings and their popularization may serve as a model and guide for
alternative modes of thinking about Jewish religious expression and mindset.
[1] The most detailed
biographical study on the Nazir that I have come across is contained in the
first section of Yehuda Bitti’s 2007 doctoral dissertation (unpublished) at Ben
Gurion University of the Negev, bein
Pilosophia le-Kabbalah be-Haguto Shel ha-Rav David Cohen (5647-5732)
. Other
biographical sketches are available on the Yeshivat
Mercaz ha-Rav
website, and this video of his son’s recollections of his father.
[2] There exist some wildly
inaccurate rumors and legends concerning the Nazir’s days in the University.
For example, James David Weiss in Vintage
Wein
: The Collected Wit and Wisdom,
the Choicest Anecdotes & Vignettes of R. Berel Wein
(Shaar Press,
1992), pp. 232-234 contains outright and gross misinformation regarding the
Nazir, going so far as to recount that the Nazir had completely left religion
during his appointment to the Mathematics faculty(!) in Freiburg, only to be
brought back to the fold after meeting R. Kook. The truth is that the Nazir was
giving regular Talmud lectures at the time as well, coupled with intense study
(עמ’ כז)
in the Philosophy department.
[3] For example, on עמ’ סז, the
Nazir writes that he has now gone five days without eating, only drinking tea.
He begins the entry by describing how he desires to accept these bodily
afflictions, but in the ambivalence that characterizes many of his personal
writing, he continues to say that his body simply cannot take it:
[3]
[3]אף על פי
כן קשה, קשה לי הרעב מאד. הרעב מוצץ את לשד מוחי, כסרטן. מפני מכאובי הגוף, שאלות
הנשמה והרוח נדחקות, במה עוברים ימי, מפני הקטנות
[4] As was the Nazir’s
wife, Sarah (daughter of R. Hanokh Etkin – and the Nazir’s first cousin); see
p. 30. Although the Nazir had intended for his son, R. Sha’ar Yashuv ha-Kohen
(recently Chief Rabbi of Haifa, and now president of Mechon Ariel for Higher
Religious Studies; a unique and fascinating figure in his own right) to be a
Nazir from birth (עמ’ צד), according to this article he was absolved from the vow by a
beit din convened in the family home
at age twelve. He did however, remain a vegetarian, and relates his father’s disappointment
at the decision to get a haircut.
[5] See p. 31, as related
by his son:
[5]
[5]אני מרבה
לשתוק ( ארבעים יום של אלול וראשית תשרי, ימי צום ותענית ואפילו כל שבתות השנה –
לא דיבר ולא סח אפילו בדברי תורה, רק קורא היה מתוך הספר ומראה באצבע, ולעתים,
בימי חול – רושם דבריו בקצרה על גבי פתק ומגישם לשומע) אמא, מדברת. אך תמיד: דיבור
של מצוה או דיבור כשר בהחלט 
[6] Although obviously a
heavy amount of editorial discretion must go into choosing which entries make
it into less than 100 pages from over five full handwritten journals, the
constant non-sequiturs, the omission of months and even years of entries at
some points, the almost complete lack of entries related to the Nazir’s
profoundly loving and respectful relationship with his wife (details of which
are judiciously related in R. She’ar Yashuv’s introductions only), and other
clues lead the reader to surmise that even more interesting and unique writing
of the Nazir is withheld or suppressed.
[7] One of the Nazir’s
companions on the almost disastrous trip is R. Moshe Gurvitz, compiler and
editor of Orot ha-Emunah (Jerusalem,
2002) along with R. Kook’s future son in law, R. Shalom Natan Ra’anan.
[8] As for the Nazir’s
possible self-identification as a prophet-initiate, one needn’t look further
than his own children’s names, and his inquiry as to the permissibility of
giving them to R. Kook. See עמ’ עז. There are even indications in the diary of the Nazir
undergoing quasi-prophetic experiences – see for example, עמ’ צה and עמ’ עט, עמ’ עג.
[8]Also see the remarks
made by R. Aharon Lichtenstein in Shivhei
Kol ha-Nevu’ah
, printed in the back of Kol
ha-Nevu’ah
(Jerusalem, 2002) who describes the entire project of the Nazir
as התעוררות לנבואה, albeit with some reservation. For two studies of the Nazir and
prophecy in general, which basically sums up his entire oeuvre, see Avinoam
Rosenak, The Prophetic Halakha: Rabbi
A.I.H. Kook’s Philosophy of the Halakha
(Hebrew; Jerusalem, 2007) pp.
253-266; R. She’ar Yashuv Cohen, ha-Nevu’ah
be-Mishnat ha-Nazir
in Itturei Kohanim:
be-Inyanei Mikdash ve-Nevu’ah

(this is apparently an old issue of Yeshivat Ateret Kohanim’s journal). For
a more general overview of the relationship of the Nazir’s higgayon and prophecy, and one of the very few studies made of the
Nazir in English at all, see Dov Schwartz, The
Hebraic Auditory Logic and the Revival of Prophecy
, Tradition 26:3 (2002),
pp. 81-89.
[9] For some discussion of
the trend of anomian as opposed to antinomian
practice and thought, especially through the prism of the writings of R.
Avraham Yitzhak ha-Kohen Kook, see Jonathan Garb, The Chosen Will Become Herds: Studies
in Twentieth Century Kabbalah
(Hebrew; Jerusalem, 2005) pp. 77-78. Although
Garb highlights selections from Orot
ha-Kodesh
in which R. Kook’s anomian advocacy of the practice of yihuddim is on display, one wonders the
role of the Nazir, who exercised a strong editorial hand over the publication
and arrangement of Orot ha-Kodesh,
and even saw himself as a co-author due to his work on it, in bringing this
particular stream of R. Kook’s thought to the fore in Orot ha-Kodesh and the selections cited by Garb. Perhaps this is
what is being hinted to in the oblique references to criticism and push-back
from other students of R. Kook that the Nazir hints to in the diaries. See Mishnat ha-Nazir, עמ’
צא in the entry titled “הבקורת”.
[10] See עמ’ פה, where the
Nazir makes preparations for a possible Shabbat
alone.
[11] One very interesting
entry records the Nazir’s strong impressions upon meeting חוקר נסתרות אחד, and
being shown manuscript writings of R. Abraham Abulafia. This חוקר is none other
than Prof. Gershom Scholem. Despite Scholem’s regard and perception of R.
Kook’s ‘Zionist’ Kabbalah, it is apparent that he did not hold the Nazir in the
same esteem, but nor did he reserve the disdain he held for ‘Oriental
Kabbalists’ of the day. See Boaz Huss, Ask
No Questions: Gershom Scholem and the Study of Contemporary Jewish Mysticism
in
Modern Judaism 25 (2005),
pp. 141-158.
[12] On the Nazir’s approach
toward what we would call Torah u-Madda,
see Jonathan Garb, ‘”Alien” Culture in the Circle of Rabbi
Kook
‘’, in H. Kriesel (ed.), Study and Knowledge in Jewish Thought. pp.
253-264. Be’er Sheva, 2006; For a more muted, but still positive perception of
the Nazir’s engagement with secular thought, see R. Ya’akov Ariel, Science and Faith: R. David Cohen – ‘The
Nazirite Rabbi’ – and his Method of Study
, in Tzohar (no. 8, 2002). Finally, see R. Ari Yitzhak Shevat, We Have Nothing to Fear From Criticism: On
the Scientific Study of the Nazir & R. Kook’s Attitude Thereof
  in Tzohar
(no. 31, 2008) although the approach taken by Shevat seems to fail to account
for the transcendent, integrationist attitude of the Nazir and tries to recast
him as a sort of apologist, which, in my opinion is precisely not what emerges
from the Nazir’s own accounts of his secular learning and knowledge.
[13] An excellent resource
for everything Nazir-related can be found at this Google
Site
, arranged to collect, categorize, and publicize the Nazir’s
body of work.