The Head Movements of Shema’

Rabbi Bezalel Naor is a multifaceted scholar, recognized as the leading interpreter of R. Kook in the English language. His newest book is The Limit of Intellectual Freedom: The Letters of Rav Kook. It can be purchased from his website, www.orot.com.

The most important utterance in Judaism is the Shema’: Shema’ yisrael adonai eloheinu adonai ehad. (Hear O Israel, the Lord our God, the Lord is one.) This declaration of the absolute unity of God is the cornerstone of our faith. By Biblical mandate, a Jew recites the Shema’ twice daily, be-shokhbekha u-ve-kumekha (“when you lie down and when you rise up”). See Deuteronomy 6:7.

All of the above is quite famous. What remains today a little known fact is that once upon a time this recitation was accompanied by head movements to the four directions, and up and down. This practice is recorded both in the Ge’onim (post-Talmudic Babylonian sages) and the Rishonim (medieval European sages).[1] The basis for this observance is the following statement in the Talmud:

Symmachus says: “Whoever prolongs the word ehad (“one”), his days and years are prolonged.

Said Rav Aha bar Ya’akov: “And [specifically] the letter dalet [of ehad].”

Said Rav Ashi: “Provided he does not speed up the letter het [of ehad].”

R. Yirmiyah was sitting before R. [Hiyya bar Abba]. He saw that he was prolonging overly much. He said to him: “Once you have proclaimed Him King above and below, and to the four winds of heaven, you need not any further.”[2]

Rashi, the eleventh-century exegete of Troyes, France, comments: “Proclaimed Him King above, etc. – You have prolonged the amount [of time] necessary to think in your heart that the Lord is one in heaven and on earth and its four directions.”

This is a disembodied approach; no mention in Rashi of actual body movements. The visualization of heaven and earth and the four cardinal points is purely mental.

However, if one consults the commentary of Rabbi Menahem Ha-Me’iri of Perpignan, Provence (1249-1306) one finds an added dimension: “The amount of lengthening the letter dalet is that required to picture in the heart that He, blessed be He, rules over heaven and earth and the four winds of the world. And for this reason, it is customary to tilt the head and move it to these sides. Nevertheless, if one prefers not to tilt the head, one need not, because the thing depends not on the tilting of the head and its movements, but rather upon the feeling of the heart.”[3]

Me’iri revisits this theme in his commentary to Tractate Sukkah when discussing the na’anu’im or waving of the lulav (palm frond) during the Sukkot festival. There, he opines that both in regard to the movement of the lulav during the recitation of Hallel and the movement of the head during Shema’, only a to-and-fro and up-and-down movement is called for (as opposed to the four directions, and up and down). “Even that which they said. . .to prolong the word ehad (“one”) sufficiently to proclaim Him King above and below and in the four winds of the world, even this necessitates only a movement to the two directions, and below and above. Furthermore, some say that in ehad no movement is necessary, only picturing in the heart.”[4]

Neither is Me’iri the only Provencal commentator to bear witness to the practice of head movements. His contemporary Rabbi David ben Levi of Narbonne writes: “How long? Long enough to proclaim Him King, etc. – Some interpret that one proclaims Him King by moving one’s head. And so interpreted Rabbenu Hai, of blessed memory.”[5]

In Provence, where we find most evidence of the head movements, there were some who found the practice ludicrous (huka ve-itlula).[6] Perhaps, these authorities took exception not so much to the movements themselves, as to the fact that as often happens in the case of rituals, the simple folk focus on the externals rather than on the inner awareness which is the essence.[7]

The German codifier Rabbi Jacob ben Asher (d. Toledo, Spain before 1340) defended the practice of the head movements accompanying Shema’:

One must prolong the dalet of ehad the amount [of time] necessary to think in one’s heart that the Holy One, blessed be He, is unique in His world, above and below, and in the four winds of the world. There are some accustomed to tilt the head according to the thought, above and below, and to the four directions. Some object to the practice because of the statement of the Rabbis, “He who recites Shema’ should not gesticulate with his eyes or lips.”[8] My father, of blessed memory, used to say that one need not heed [their words], for there, the gesticulations are for an extraneous purpose, and interrupt the concentration, but here, the gesture is a requisite of the concentration and brings it about (tsorekh ha-kavvanah ve-goremet otah).”[9]

Rabbi Joshua Boaz Baruch (Italy, d. 1557) offers a very graphic description of the head movements of Shema’:

This is the amount [of time] to prolong the word ehad: one third in the letter het and two thirds in the letter dalet. How does one proclaim the Kingship? Up and down during the het, and in the four directions during the dalet.[10] And one concentrates while moving the head up and down, to the east and to the west, to the north and to the south . . .[11]

One can only speculate what happened to these head movements. Whereas the movements of the lulav or palm frond continue in full force to this day, wherever Jews are found, we are not aware of any community that has retained the custom of moving the head during Shema’, though as we have seen, it was once widespread in communities as diverse as Babel (today Iraq), Provence, Spain and Italy.

One of the most provocative statements found in Rav Kook’s Orot is this:

We dealt much in soulfulness; we forgot the holiness of the body.[12]

Perhaps these head movements of Shema’ are a “mitsvah yetomah” (orphan mitsvah) due for revival.[13]

Notes